American investment services
[PDF File]JPMorgan American Investment Trust plc
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Investment Objective To achieve capital growth from North American investments by outperformance of the Company’s benchmark. Investment Policies • To invest in North American quoted companies including, when appropriate, exposure to smaller capitalisation companies. • To emphasise capital growth rather than income.
[PDF File]AMERICAN TRUST INVESTMENT SERVICES, INC.
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_____ (“Customer”), in connection with opening an account with American Trust Investment Services, Inc. (“ATIS”), hereby acknowledges receipt of the following disclosures: LaSalle St. Securities, LLC (“LSS”) is a broker-dealer with a trade clearing arrangement with National Financial Services, LLC
[PDF File]DTC Participant Alphabetical Listing December 2019
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american enterprise investment services inc. 0756 american enterprise investment services inc./conduit 7260 apex clearing corporation 0158 apex clearing corporation/apex clearing matchbook 4439 apex clearing corporation/apex clearing stock loan 8308 archipelago securities, l.l.c. 0436 arcola securities, inc. 0166 ascensus trust company 2563
[PDF File]FUND/SERV FUNDS
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American Century Investment Services Inc./SICAV Funds 3728 American Century Investment Services, Inc. 5646 American Enterprise Investment Services Inc. 0756 American Funds Distributors, Inc. 5504 American Funds Distributors, Inc. 0754 American National Insurance Company 4569 American United Life Insurance Company 4591
[PDF File]AMERICAN ENTERPRISE INVESTMENT SERVICES, INC.
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Jun 30, 2015 · American Enterprise Investment Services, Inc. (the Company) is a wholly-owned subsidiary of AMPF Holding Corp. AMPF Holding Corp. is a wholly-owned subsidiary of Ameriprise Financial, Inc. (the Parent). The Company executes and clears trades for accounts introduced by Ameriprise Financial Services, Inc. (AFSI), an affiliated company.
[PDF File]AMERICAN ENTERPRISE INVESTMENT SERVICES, INC.
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American Enterprise Investment Services, Inc. (the Company) is a wholly-owned subsidiary of AMPF Holding Corp. AMPF Holding Corp. is a wholly-owned subsidiary of Ameriprise Financial, Inc. (the Parent). The Company executes and clears trades for accounts introduced by Ameriprise Financial Services, Inc. (AFSI), an affiliated
[PDF File]Wilshire ERISA 3(21) and 3(38) Investment ... - American Funds
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investment managers, monitor plan investments on an ongoing basis and offer an investment policy based on the needs of your plan. In response to these needs, Wilshire Associates Incorporated (“Wilshire®”) offers ERISA 3(21) and 3(38) fiduciary services. Table of contents Which service is right for your plan? Wilshire process Quarterly ...
[PDF File]UNITED STATES OF AMERICA Before the SECURITIES AND ...
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before the securities and exchange commission . investment advisers act of 1940 release no. 2867 / april 17, 2009 . administrative proceeding file no. 3-13446 in the matter of american skandia investment services, inc., respondent. order instituting administrative and cease-and-desist proceedings pursuant to sections 203(e) and 203(k) of
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