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[DOC File]New Account Application All Sections Word Template
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7 SIPC protects customers of brokerage firms that are closed due to bankruptcy or other financial difficulty. Each customer may be protected up to $500,000, including up to $250,000 in cash held in the account. SIPC will cover any missing customer securities when the brokerage fails, whether the securities are missing due to conversion, theft, unauthorized trading or other reasons. SIPC does ...

[DOC File]New Account Application All Sections Word Template - FINRA
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7 SIPC protects customers of brokerage firms that are closed due to bankruptcy or other financial difficulty. Each customer may be protected up to $500,000, including up to $250,000 in cash held in the account. SIPC will cover any missing customer securities when the brokerage fails, whether the securities are missing due to conversion, theft, unauthorized trading or other reasons. SIPC does ...

[DOC File]Report template - Fuqua School of Business
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If our forecasts of increased competition throughout the retail brokerage arena are accurate, the earnings streams of the pure-play online firms are also at risk. Indeed, with low-cost online trading being offered by virtually all financial intermediaries, firms such as Ameritrade can no longer use price as a distinguishing feature. Moreover, these firms are now being forced to compete against ...

[DOC File]Financial Markets
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Individual brokers may work for large brokerage firms, the brokerage arms of banks, or at exchanges. Some brokers match clients to clients personally. Others use specialized computer systems to identify potential trades and help their clients fill their orders. Brokers help their clients trade by reducing the costs of finding counterparties for their trades. Block brokers provide brokerage ...

Best online stock brokerage firms