Custodial trading account
[DOC File]Discretionary vestment Services Contract Copy
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After entering into the Tripartite Agreement of Discretionary Investment with Party A and the custodian institution, Party B shall notify the custodian institution to enter into an account opening and brokerage agreement or other necessary contracts with the securities firm on behalf of Party A, and to open an investment trading account.
[DOC File]B&P Draft - Facilitation Agreement - CDC
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The Investor has already opened a CDC IPS Account No. _____ (‘Account’) with CDC to enable CDC to provide custodial services of the Govt. Bonds being traded by the Investor. The Investor has already opened Trading Account No. ________( ) with the Broker, which shall enable the Broker to execute trades for and on behalf of the Investor on ...
[DOC File]COMPLIANCE - CORPORATE
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Jun 20, 2014 · It is resolved that (NAME) is hereby authorized to open a personal, corporate, trading, trust and/or custodial account in any bank, domestic or foreign and to sign such resolutions as may be required by such bank to accomplish the objective(s) as stated herein and to give irrevocable instructions to said bank(s) on our behalf.
[DOCX File]Acronym - United States Department of Commerce
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Custodial (Hyperion account attribute-proprietary) or Spending Authority from Offsetting Collections (Hyperion account attribute-budgetary) S&E Salaries and Expenses (Departmental Management bureau, part of Office of the Secretary, Department of Commerce)
[DOC File]Form W-9
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The actual owner of the account or, if combined funds, the first individual on the account 1. 3. Custodian account of a minor (Uniform Gift to Minors Act) The Minor 2. 4. a. The usual revocable savings trust (grantor is also trustee) The grantor-trustee 1. b. So-called trust account that is not a legal or valid trust under state law. The actual ...
[DOCX File]Draft Department of Commerce FY 2006/2007 Financial ...
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The trading partner’s main account also needs to be listed for each transaction. To further facilitate reconciliations with partner federal entities, whenever possible, bureaus should record document/reference numbers in their financial systems that are common to the partner federal entity. ... Custodial activity, such as tax revenue and ...
[DOCX File]SEC.gov | HOME
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Where trading or settlement does not occur through a delivery versus payment arrangement, there is a heightened risk that an investment adviser could misappropriate funds or securities in its client’s custodial account.
[DOC File]Joint and Individual Accounts - CDC
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In the event of any conflict between these Terms and Conditions and the terms and conditions contained in Trading Account Opening Form or any other forms/authorizations prescribed by the Bank Participant or otherwise, the Terms and Conditions contained herein shall prevail, insofar as it is related to the custodial services to be provided by ...
[DOC File]Offshore Overseas Chinese and Foreign Nationals
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The segregated foreign exchange deposit account for futures trading referred to in the preceding wording must be opened at a domestic financial institution under the name of a segregated custodial account mandated with the custodian institution.
[DOCX File]Acronym - U.S. Department of Commerce
https://info.5y1.org/custodial-trading-account_1_d60582.html
Custodial (Hyperion account attribute-proprietary) or Spending Authority from Offsetting Collections (Hyperion account attribute-budgetary) S&E Salaries and Expenses (Departmental Management bureau, part of Office of the Secretary, Department of Commerce)
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