Direct lending sec

    • [PDF File]Securities Lending Best Practices

      https://info.5y1.org/direct-lending-sec_1_bfe88f.html

      • Securities lending is an established market practice • Lenders need a clear securities lending policy that is shared with their service providers • The securities lending business is changing as regulatory practice evolves • Regulation is impacting borrowers more than it is impacting lenders, but the latter need to react


    • [PDF File]Securities Lending Program Overview and Lending Program ...

      https://info.5y1.org/direct-lending-sec_1_fff68a.html

      Securities Lending Program Overview and Lending Program Structures Program Overview At J.P. Morgan, we operate under a “clients first” approach that is supported by 10 guiding principles which we believe are inherent to a prudent securities lending program. These guiding principles include: Highly flexible program structures


    • [PDF File]IMPLEMENTING RULES AND REGULATIONS OF LENDING ... - …

      https://info.5y1.org/direct-lending-sec_1_da5d43.html

      the SEC in favor of a lending company to engage in the business of lending regulated by R.A. No. 9474 and its Implementing Rules and Regulations. (g) Charges on loan shall refer to agreed upon interest rate, service ... direct lending purposes. (g) The total investment of a lending company in real estate and in ...


    • [PDF File]European Direct Lending Perspectives

      https://info.5y1.org/direct-lending-sec_1_d87987.html

      Sec am 6 European Direct Lending Perspectives Headlines Creditflux and Debtwire report on the biggest stories in the world of direct lending. Breaking exclusives on funds, launches, strategies and hires make these must-have services for a market hungry for news. The stories here are just a …


    • [PDF File]TCW Direct Lending LLC, et al.

      https://info.5y1.org/direct-lending-sec_1_f98c3c.html

      The Fund commenced operations on September 19, 2014. The Fund operates as a direct lending company that seeks to generate risk-adjusted returns primarily through direct investments in senior secured loans made to middle-market companies or other companies that are engaged in …


    • [PDF File]2 6 7 8 UNITED STATES DISTRICT COURT 9 CENTRAL …

      https://info.5y1.org/direct-lending-sec_1_376698.html

      because Defendant Direct Lending Investments LLC has its principal place of business in this district. C. Without admitting to any violations of federal law alleged in the SEC’s action, DLI agrees that the SEC is able to make the requisite showing for the requested relief pursuant to Section 20(b) of the Securities Act of


    • [PDF File]Repo and Securities Lending

      https://info.5y1.org/direct-lending-sec_1_bbaebd.html

      The markets for repurchase agreements (repos) and securities lending (sec lending) are part of the collateralized U.S.-dollar-denominated money markets. The markets for repos and sec lending are crucial for the trading of fixed-income securities and equities. 3. Repos are especially


    • [PDF File]UNITED STATES DISTRICT COURT CENTRAL DISTRICT OF ... - SEC

      https://info.5y1.org/direct-lending-sec_1_03e40c.html

      Defendant Direct Lending Investments, LLC is an SEC registered investment adviser with its principal place of business in Glendale, California. It advises a private fund structure comprised of two “feeder” funds (Direct Lending Income Fund, L.P. and Direct Lending Income Feeder Fund, Ltd.) and a “master”


    • [PDF File]The Cliffwater Direct Lending Index

      https://info.5y1.org/direct-lending-sec_1_e1c411.html

      Direct lending assets, measured by the Cliffwater Direct Lending Index, earned a 2.36% total return in the first quarter, bringing its trailing four quarter total return to 12.16%. The first quarter return is consistent with the 9.79% inception performance for the Index, which remained unchanged over the quarter.


    • [PDF File]Securities lending: Key considerations

      https://info.5y1.org/direct-lending-sec_1_db710f.html

      Value lending, also known as intrinsic-value lending, seeks to capture a scarcity premium by lending hard-to-borrow securities, or “specials.” The scarcity premiums provide the lender with a high return per dollar of securities lent, though with fewer opportunities to lend. In volume lending, also known as general collateral lending, the


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