Fidelity investment office locations

    • [DOC File]INSURANCE AND INDEMNIFICATION GUIDELINES FOR CITY …

      https://info.5y1.org/fidelity-investment-office-locations_1_4013ae.html

      Third party fidelity covers the contractor’s employees when engaged in work for a client. Additionally to ensure payment to the state, the policy should as include the State of Nevada as a Loss Payee. Fidelity Bonds. Fidelity bonds are similar to fidelity insurance in terms of the type of protection provided.

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    • [DOT File]APPLICATION - The Guarantee

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      Application - Questionnaire for a Financial Institution Bond, Form 14 CR-F14- 01-001.00.00-00 -E-20130101-CHR-TOR Page 1 of 6 THE GUARANTEE COMPANY OF NORTH AMERICA

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    • [DOC File]CLIENT COMPLAINT INTAKE, DOCUMENTATION & TRACKING

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      An interest-bearing (investment) escrow account must meet the following criteria: ... All security guidance for office locations, described above, should be followed. Additional security and detection of fire, flood, natural disasters, and other dangers in unstaffed locations. ... Fidelity Bond Coverage– If Applicable (Protection for Company ...

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    • investor.lululemon.com

      Ferris is the chief operating officer of Fidelity National Information Services, Inc., a payments technology company. Prior to becoming chief operating officer of FIS in 2019, Ms. Ferris was the chief financial officer of Worldpay from 2018 to 2019, and the chief financial officer of Vantiv, Inc., a predecessor to Worldpay, since 2016 and its ...

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    • [DOC File]SelectOne for Investment Advisors & Funds

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      Please provide a list of all office locations. 6. (a) Prior Insurance Program. Limit Retention Insurer Exp. Date Investment Advisor Professional Liability Insurance (E&O) $ $ Management Liability Insurance (D&O) $ $ Employment Practices Liability Insurance (EPL) $ $ Fiduciary Liability Insurance $ $ Fund E&O/D&O $ $ Fidelity Bond $ $

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    • [DOT File]APPLICATION - The Guarantee

      https://info.5y1.org/fidelity-investment-office-locations_1_ee42ea.html

      Application – Questionnaire for a Financial Institution Bond, Form 14 for Mutual Fund Dealers & Investment Managers CR-F14- 01-001.00.01-00 -E-20130101-CHR-TOR Page 1 of 8 THE GUARANTEE COMPANY OF NORTH AMERICA

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    • [DOC File]OFFICIAL REQUEST FOR PROPOSAL FOR

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      SOLICITATION FOR PROPOSAL FOR. INVESTMENT MANAGEMENT SERVICES FOR THE. ... If more than one office, identify the locations, note the number of employees, and describe the functions performed at each location. ... The Company warrants that it shall maintain a fidelity bond to cover losses to TRSL due to any fraudulent or dishonest act on the ...

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    • [DOCX File]Mimi Y - Northeastern University

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      FIDELITY INVESTMENTS, National Financial, Boston, MA January 2007 to March 2010. Director, Program Management Office. Responsible for managing large, complex, client facing and regulatory sensitive projects for securities clearing firm of Fidelity Investment.

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    • [DOCX File]RFP NUMBER - Indiana

      https://info.5y1.org/fidelity-investment-office-locations_1_4de9e3.html

      List the firm’s office locations and the main functional responsibilities of each. In addition, indicate the location(s) of the investment team responsible managing the proposed annuity product. List any subsidiaries, affiliates or joint ventures and briefly describe each relationship.

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    • [DOC File]SUMMARY PLAN DESCRIPTION - Pages - home

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      The Plan is intended to qualify as a participant-directed plan under Section 404(c) of ERISA and U.S. Department of Labor regulations. This means that you are responsible for your investment decisions under the Plan, and you have the right to vote any mutual fund proxy based on the number of shares of the mutual fund that you own.

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