Fiduciary duty of banks
[DOC File]MANAGING CONFLICTS OF INTEREST
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(b) Purchase as fiduciary or co-fiduciary any security currently distributed, underwritten, or issued by its subsidiary or any investment company advised by such subsidiary, unless the purchase is: i) expressly authorized by the trust instrument, court order, local law, or specific authority is obtained from all …
[DOC File]HKMA column 143
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Trust accounts National banks may offer trust and other fiduciary accounts. 12 U.S.C. §§ 24(seventh) and 92a; 12 C.F.R. part 9. Generally the same as national banks, except that specific permission is required.
[DOCX File]STATE BAR COURT OF CALIFORNIA .gov
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May 25, 2007 · In his second amended complaint, Mr. Basciano asserted claims for breach of fiduciary duty, common law fraud, constructive fraud, negligent misrepresentation, unjust enrichment, promissory estoppel, violations of FDUTPA, and breach of an oral contract. Prior to trial, Appellants moved for summary judgment, which the trial court granted in part.
The Fiduciary Duties of Bank Boards
Let us consider the fiduciary duty of licensed banks in Hong Kong as a further illustration – although I should stress that there is currently no cause for concern. We consider it the fiduciary duty of licensed banks to conduct their business in a manner that does not undermine the general stability and …
[DOC File]02- DEPARTMENT OF PROFESSIONAL AND
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The counts included allegations that Respondent willfully violated (1) Business and Professions Code section 6106 (moral turpitude - breach of fiduciary duty); Unless otherwise noted, all future references to section(s) will be to the Business and Professions Code.
[DOC File]COMPARISON OF DEPOSITORY INSTITUTION RULES
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CORPORATE FIDUCIARY ACT. NOTICE TO APPLICANT. ... List all pending and prior litigation for the last three years in which fraud or breach of fiduciary duty is alleged against the institution. Describe the type and amount of insurance to cover trust activities. ... Office of Banks & Real Estate
[DOC File]A
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Corporation, Officers and agents. Fiduciary. Interest. Damages, Breach of employee's duty. [8] Suffolk. Civil action commenced in the Superior Court on December 5, 1977. The …
[DOC File]IN THE DISTRICT COURT OF APPEAL OF THE STATE OF FLORIDA
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Fiduciary protections – Duty of loyalty creates duty of disclosure so that s/h can make legitimate decision on vote. Federal protections – 1934 Act regulates what corp. cannot contain in solicitation of proxies (Rule 14-a) and it regulates false or misleading statements in proxy solicitation materials (Rule 14-a(9))
[DOC File]George H
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The private litigant class action bar has targeted banks in recent years, alleging breach of fiduciary duty in connection with the investment of trust assets in proprietary mutual funds. Investment advisers also have been the subject of lawsuits by customers alleging breach of fiduciary duty.
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