Financial advisory services
[DOCX File]Request for Financial Advisory Statements of Qualifications
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The [Issuer/Borrower] and the Financial Services Provider intend and agree that, to the extent the performance of services by the Financial Services Provider with respect to a Project constitutes municipal advisory activities within the meaning of proposed rule 15Ba1 of the Securities Exchange Act of 1934 or otherwise creates a duty of the Financial Services …
[DOCX File]FINANCIAL ADVISORY SERVICES AGREEMENT
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FINANCIAL ADVISORY SERVICES SOLICITATION #14-0005. The Illinois Finance Authority (“IFA”) is requesting proposals (“Offers”) from financial advisory firms (“Vendors”) with the experience, capability and expertise in providing financial advisory services for the provision of those services …
[DOCX File]SBIR Questionnaire
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Exclusive ADVISORY Agreement. THIS AGREEMENT ... The Company hereby retains the Advisors on an exclusive basis to perform the services set forth in Section 1 (b) below during the twelve (12) month period commencing on the date hereof. ... The Company recognizes that the Advisors now render and may continue to render financial …
[DOC File]Consulting Services Engagement Letter
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The firm is interested in providing financial advisory services to the State of California and has submitted a Statement of Qualifications to the State Treasurer’s Office in order to be considered for placement in the Financial Advisor Pool, which may provide such services.
What Do Financial Advisors Do?
However, should the Consulting Services be deemed to contain financial product advice: (a) you represent that you are a wholesale client for the purposes of the Corporations Act 2001 (Cth), and (b) that advice is provided by Goldman Sachs International. Goldman Sachs International is exempt from the requirement to hold an Australian financial ...
[DOCX File]www.il-fa.com
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When significant issues are believed to exist, the Specialist should contact the Special Reviews Branch (SRB), Division of Financial Advisory Services (DFAS) to determine the appropriate course of action (301-496-4494). Please note: The Specialist should not attempt to resolve audit findings. Financial …
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