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[DOCX File]DTCC | Financial Market Infrastructure & Post-Trade ...
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The letter must include the CUSIP number, record date, payable date, rate, participant name and number, shares/bonds and dollar amount to be excluded. Sender’s name, phone number and email address. Indemnity Clause (as stated on attached Treasury Buyback template). Authorized signature and title.

[DOCX File]General Information
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Provide the CUSIP/ISIN number and security name of the security that you would like to have researched. The security will be researched to determine whether it is permitted or restricted. You should receive a reply email in approximately 2-3 business days.

[DOC File]Compustat Data Definitions
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The CUSIP Issue Number identifies a specific security issue of a company, such as stocks, bonds, and notes. Standard & Poor’s Compustat assigned Issues numbers begin with 93, followed by 94, 95, and so on if more than one issue has been assigned an Issue Number.

[DOC File]URGENT -data.com
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Note that the CUSIP number for eight of the merged funds is the same for the Old and New Funds. You need only change the Fund Description for CUSIPs 531273407, 53127P101, 53127Q208, 531273209, 53127Q406, 531273654, 531273662, 53127P309.

MVC Capital, Inc.
(CUSIP Number) Wynnefield Partners Small Cap Value, L.P I. 450 Seventh Avenue, Suite 509. New York, New York 10123. Attention: Mr. Nelson Obus. Copy to: Jeffrey S. Tullman, Esq. Kane Kessler, P.C. 666 Third Ave, 23rd Floor. New York, New York 10017 (212) 519-5101 (Name, Address and Telephone Number of Person Authorized to Receive Notices and ...

DTCC | Financial Market Infrastructure & Post-Trade ...
The CUSIP number(s) associated with the claim. The claim must include wire instructions. (Note that funds must be returned to the originating bank and to the account specified in your bank’s ROP standing instructions). Explanation for the return of funds. Indemnity Clause (as stated on attached ROP template).

Penn National Gaming
(CUSIP Number) Check the following box if a fee is being paid with this statement _____.(A fee is not required only if the filing person:(1) has. a previous statement on file reporting beneficial ownership of more. than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting ...

[DOC File]URGENT - Ebix CRM
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Note that the CUSIP numbers for merged funds are the same for the North America/SunAmerica Conversion. Make any necessary changes to the Fund Description using the supplied spreadsheet. This can be done regardless of when the files were processed due to the fact that the CUSIP number for the underlying security is not changing.

[DOCX File]National Association of Insurance Commissioners
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CUSIP identification number. Actual Cost. Fair Value. Book/Adjusted Carrying Value. Also disclose if the Structured Note is a Mortgage–Referenced Security, also as defined in the . Purposes and Procedures Manual of the NAIC Securities Valuation Office. Illustration: Structured Notes.

[DOC File]Municipal Bond Insurance - bivio
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After the underwriting process, which takes about a month, the bond is given a new rating by a rating agency. It is also assigned an identification number called a CUSIP. The CUSIP number is used to identify the security when it is traded and settled.

Investor Home | Winnebago
(CUSIP Number) Francis Chow. 444 W. New England Avenue, Suite 117. Winter Park, FL 32789 (407) 367-4347 (Name, Address and Telephone Number of Person. Authorized to Receive Notices and Communications) March 16, 2020 (Date of Event which Requires Filing of this Statement)

[DOC File]SQL & QBE
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Sales (number 12.3), TotalAssets [TA] (number 12.3), sic (integer4) 235,000 observations (rows or records). There are 20 observation for each company (cnum), one for each annual period 1980 – 1999. Cnum is the first 6 digits from the 8 digit cusip. Each firm has a cusip number which can have an alpha character in the first and last digit.

[DOCX File]External Independence System
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Provide the CUSIP/ISIN number and the name of the security that you would like to have researched. The security will be researched to determine whether it is permitted or restricted. You should receive a reply email in approximately 2-3 business days. 4. How often is th.

[DOCX File]Nabble
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QUESTION - How do we demonstrate that this is an authentic CUSIP search based on the case#, ssn, license etc. as submitted? ANS: This is a common question and a serious one at the same time. The screen shot of the fund shown on the Bloomberg terminal we search, as provided, is as close as we can get to showing information and is as the brokers ...

Investor Relations | Potbelly Corporation
(CUSIP Number) Vann A. Avedisian Trust U/A 8/29/85. 220 N. Green Street, 3. rd. Floor. Chicago, IL 60607. Telephone Number: 312-755-9580 (Name, Address and Telephone Number of Person. Authorized to Receive Notices and Communications) March 1, 2020 (Date of Event which Requires Filing of this Statement)

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