Illinois securities regulations

    • Sample Endowment Agreement - Home - aasp

      d. If payments are made with stock, the securities will be transferred to an account in the name of DePaul University. The value of the gift will be established on the date the shares are received in this account. DePaul is authorized to sell the stock as soon as it is determined to be prudent.

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    • IDENTIFYING AND AVOIDING CONFLICTS OF INTEREST

      1. No. The Illinois Supreme Court recently discussed the scope of restrictions on municipal elected officials to use municipal funds or credit in People v. Howard, 228 Ill. 2d 428 (2008). In that case, the Mayor of Pekin, Illinois (Tazewell County) was using a municipal credit card for the short-term financing of his gambling habit.

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    • [DOCX File]Contract Renewal with Disclosures V.13.5 - Illinois

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      If Vendor or any officer, director, partner, or other managerial agent of Vendor has been convicted of a felony under the Sarbanes-Oxley Act of 2002, or a Class 3 or Class 2 felony under the Illinois Securities Law of 1953, Vendor certifies at least five years have passed since the date of the conviction.

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    • [DOCX File]FORMS A SECTION - Illinois

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      If Vendor or any officer, director, partner, or other managerial agent of Vendor has been convicted of a felony under the Sarbanes-Oxley Act of 2002, or a Class 3 or Class 2 felony under the Illinois Securities Law of 1953, Vendor certifies at least five years have passed since the date of the conviction.

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    • Illinois

      9.If Vendor or any officer, director, partner, or other managerial agent of Vendor has been convicted of a felony under the Sarbanes-Oxley Act of 2002, or a Class 3 or Class 2 felony under the Illinois Securities Law of 1953, Vendor certifies at least five years have passed since the date of the conviction.

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    • [DOC File]Fredric G. Levin College of Law

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      Corporate and partnership counseling, securities regulations, real estate transactions, and other aspects of commercial law. Commissioner, Illinois Supreme Court, Committee on Character & Fitness, 1974-1977. Director, Chicago Council of Lawyers, 1976-1977. General Counsel, Independent Voters of Illinois, 1974-1976

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    • [DOCX File]255 Form 9.6.12

      https://info.5y1.org/illinois-securities-regulations_1_fa3d2c.html

      2.9If Vendor or any officer, director, partner, or other managerial agent of Vendor has been convicted of a felony under the Sarbanes-Oxley Act of 2002, or a Class 3 or Class 2 felony under the Illinois Securities Law of 1953, Vendor certifies at least five years have passed since the date of the conviction.

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    • [DOCX File]Illinois Department of Human Services

      https://info.5y1.org/illinois-securities-regulations_1_94e374.html

      Pharmacy-Non Corporate. P = partnership State of Illinois/Department of Human Services COMMUNITY SERVICES AGREEMENT FISCAL YEAR 2014 / 5 7 13 Page 2 of 42 . 1.2. Estimated Amount of Agreement. The estimated amount payable by DHS to Provider under this Agreement is ...

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    • [DOCX File]Solicitation Template - Illinois

      https://info.5y1.org/illinois-securities-regulations_1_2764b1.html

      If Vendor or any officer, director, partner, or other managerial agent of Vendor has been convicted of a felony under the Sarbanes-Oxley Act of 2002, or a Class 3 or Class 2 felony under the Illinois Securities Law of 1953, Vendor certifies at least five years have passed since the date of the conviction.

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    • [DOCX File]Illinois Department of Transportation

      https://info.5y1.org/illinois-securities-regulations_1_2f3186.html

      Vendor (if an individual, sole proprietor, partner or an individual as member of a LLC) certifies it has not received an (i) an early retirement incentive prior to 1993 under Section 14-108.3 or 16-133.3 of the Illinois Pension Code, 40 ILCS 5/14-108.3 and 40 ILCS 5/16-133.3, or (ii) an early retirement incentive on or after 2002 under Section 14-108.3 or 16-133.3 of the Illinois Pension Code ...

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