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[DOCX File]NYAPP 01 - Target Managers Insurance Group
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3.List all investment advisers who are employed (W-2) and Independent Contractors (1099) that work solely on behalf of the Named Applicant. Accounting firms should list only those that provide financial planning/investment …
e&o insurance for investment advisors

[DOC File]IPS Template - ERISA
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Investment Objective: A Guaranteed option provided by the Insurance Company or Investment Manager (Issuer), which seeks to provide a minimum level of income while preserving principal. This option is typically supported by the Trust Fund of the Manager or the General Account of the Insurance …
e&o insurance for financial advisors

[DOC File]SelectOne for Investment Advisors & Funds
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(a) For each Investment Advisor proposed for insurance, please provide: a copy of the most recent complete Form 3 registration report for Investment Advisors, or equivalent, in the province or territory in which the Investment …
insurance for registered investment advisors

[DOC File]Professional Risk
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INVESTMENT ADVISORS EXCLUSION. This endorsement modifies insurance provided under the following: MISCELLANEOUS PROFESSIONAL LIABILITY INSURANCE POLICY. It is hereby …
investment advisor e&o

[DOCX File]Fiduciary Investment Advisors
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The firm is a registered investment advisor with the SEC pursuant to the Investment Advisors Act of 1940 or is registered with the Massachusetts Office of the Secretary of State. The firm has at least five years of experience dedicated to Value Add/Opportunistic real estate investment …
investment advisor professional liability insurance

[DOC File]The Captive Investors Fund
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securities, managed by best-in-class investment advisors, under a disciplined asset allocation and risk management process, at low cost. All of us who serve now or have served The Captive Investors Fund are proud of the 23 year heritage of reliable investment management tailored to the specific needs of CRI captive insurance …
e&o for financial advisors

Insurance for investment advisors