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OFFSHORE FUNDS: CERTAIN STRUCTURAL AND SECURITIES …
OFFSHORE FUNDS: CERTAIN STRUCTURAL AND SECURITIES ISSUES Peter M. Rosenblum Foley, Hoag & Eliot LLP Boston, Massachusetts ... Its investment decisions are directed by a United States ... investment companies (PFICs), Code Section 951 et seq. relating to controlled foreign corporations (CFCs) or Code Sections 551-558 relating to foreign ...
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[PDF File]UNITED STATES OF AMERICA BEFORE THE SECURITIES AND ...
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Boston, MA 02116 (812-13866) ORDER UNDER SECTION 6(c) OF THE INVESTMENT COMPANY ACT OF 1940 ... registered closed-end management investment companies to issue multiple classes of shares and to impose asset-based distribution and service fees and contingent deferred sales loads. On September 19, 2011, a notice of the filing of the application ...
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[PDF File]ROPES & GRAY LLP PRUDENTIAL TOWER 800 BOYLSTON …
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various issues pertaining to the use ofderivatives by registered investment companies. The comments expressed herein reflect the personal views ofthe undersigned, as practitioners with many years of experience in providing legal counsel to registered investment companies and their investment advisers and boards ofdirectors/trustees.
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[PDF File]Snapshot 2018 Industry - MassBio
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Investment in the Industry Sum of MA biotech companies receiving VC dollars in 2017; limited to lead investors (excluding undisclosed investors and/or amounts and existing shareholder rounds). In cases of co-led rounds, award amounts are equally divided. Source: EvaluatePharma®, August 2018 US-based investors outside of Massachusetts led
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[PDF File]Boston Portfolio Advisers, LLC
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investment advisor and its representatives may be obtained from the Commonwealth of Massachusetts, Securities Division, One Ashburton Place, Boston, MA 02108 (617) 227-3548. Item 10: Other Financial Activities and Affiliations BPA is engaged in no other business than providing investment advice.
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[PDF File]Boston Financial Management, LLC - lfg
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Boston Financial Management, LLC 255 State Street, 6th Floor Boston, MA 02109 617-338-8108 www.BFMinvest.com This document discloses information about the qualifications and business practices of Boston Financial Management, LLC. If you have any questions about the …
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Investment companies in boston ma