Is vanguard a brokerage firm

    • [PDF File]Indemnification and Corporate/Organization Resolution

      https://info.5y1.org/is-vanguard-a-brokerage-firm_1_cfb3fa.html

      Organization Resolution Effective April 2017 Use this form to authorize persons to conduct transactions on your organization’s Vanguard mutual fund and/or Vanguard Brokerage Services® (Vanguard Brokerage) accounts or to authorize persons to act for the organization on …

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    • Vanguard High Dividend Yield ETF Summary Prospectus

      The Vanguard Group, Inc. (Vanguard) Portfolio Managers Gerard C. O’Reilly, Principal of Vanguard. He has co-managed the Fund since 2016. William Coleman, CFA, Portfolio Manager at Vanguard. He has co-managed the Fund since 2016. Purchase and Sale of Fund Shares. You can buy and sell ETF Shares of the Fund through a brokerage firm. The price you

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    • Vanguard Brokerage Account Agreement

      Vanguard Brokerage Services is a division of Vanguard Marketing Corporation (VMC), which is a member firm of the Financial Industry Regulatory Authority (FINRA). As such, We are required to inform You that FINRA sponsors a program, called BrokerCheck, designed to give investors convenient access to information about the professional background,

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    • [PDF File]Vanguard Russell Stock ETF Prospectus

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      The Vanguard Group, Inc. (Vanguard) Portfolio Managers Michael A. Johnson, Portfolio Manager at Vanguard. He has co-managed the Fund since 2015. Walter Nejman, Portfolio Manager at Vanguard. He has co-managed the Fund since 2015. Purchase and Sale of Fund Shares You can buy and sell ETF Shares of the Fund through a brokerage firm. The price you

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    • [PDF File]Vanguard S&P 500 ETF Prospectus

      https://info.5y1.org/is-vanguard-a-brokerage-firm_1_626f26.html

      The Vanguard Group, Inc. (Vanguard) Portfolio Managers Donald M. Butler, CFA, Principal of Vanguard. He has co-managed the Fund since 2016. Michelle Louie, CFA, Portfolio Manager at Vanguard. She has co-managed the Fund since 2017. Purchase and Sale of Fund Shares You can buy and sell ETF Shares of the Fund through a brokerage firm. The price you

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    • [PDF File]Moving your Vanguard funds to a Vanguard Brokerage Account

      https://info.5y1.org/is-vanguard-a-brokerage-firm_1_22d753.html

      move your Vanguard funds to a Vanguard Brokerage Account, some attributes from your mutual fund account (such as goal selection, managed account status, cash flow analysis, and fee account selection) will be carried over to your brokerage account provided that your brokerage account doesn’t have a balance at the time of the transition.

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    • Vanguard Total Stock Market ETF Summary Prospectus

      Vanguard Total Stock Market Index Fund ETF Shares (VTI) ... You can buy and sell ETF Shares of the Fund through a brokerage firm. The price you pay or receive for ETF Shares will be the prevailing market price, which may be more or less than the NAV of the shares. The brokerage firm …

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    • [PDF File]VANGUARD MARKETING CORPORATION

      https://info.5y1.org/is-vanguard-a-brokerage-firm_1_9ebd5d.html

      This section provides the brokerage firm's full legal name, "Doing Business As" name, business and mailing addresses, telephone number, and any alternate name by which the firm conducts business and where such name is used. Firm Profile Firm Names and Locations Its fiscal year ends in December. VANGUARD MARKETING CORPORATION SEC# 7452 8-21570

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    • Institutional Investors Organization Resolution ... - Vanguard

      fund and/or Vanguard Brokerage Services ... a FINRA member firm, or a municipal securities dealer. Check this box if you are, or if a household member is, a control person or an affiliate of a public company, as defined in SEC Rule 144 (including, but not limited to, 10% shareholders,

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    • [PDF File]Statement of Financial Condition - Vanguard

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      Connect with Vanguard > 800-992-8327 2 Vanguard Marketing Corporation (a wholly owned subsidiary of The Vanguard Group, Inc.) Notes to Statement of Financial Condition December 31, 2018 Note 1—Organization and operations The Vanguard Group, Inc. (Vanguard), the parent company, initially formed Vanguard Marketing

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