Look up company sec filings
[DOC File]blank edgar form
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According to these filings, DKRMCI, a registered investment advisor, has entered into an advisory services agreement with Basso Securities, Ltd., to act as the portfolio manager to certain funds managed by DKRMCI, including 471,505 shares of the Company’s $2.875 Series A Cumulative Convertible Exchangeable Preferred Stock $0.01 par (“ABFSP”).
ChecklIst application - Home | DART
(SEC Release No. 33-8876) that amended the definition of a “smaller reporting company” (SRC) did NOT change the SEC’s definition of an accelerated filer and the final rule did not modify the requirement to provide the auditor’s attestation report on internal control over financial reporting.
[DOC File]RESOLUTION OF DIRECTORS TO OPEN BANK ACCOUNT
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__________ Upon a motion duly made, seconded, and unanimously carried, it was adopted that RESOLVED, that the Treasurer, , be authorized and directed to open a bank account for the Corporation with , in the City of , which hereby is authorized to honor the deposits ...
[DOCX File](b)If accounts are established in accordance with any of ...
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For products registered under the 1933 Act that are not backed by 1940 Act registered separate accounts, there could be filings that must be made with the SEC under Section 15(d) of the 1934 Act (Forms 10-Ks, 10-Qs and 8-Ks). The regulator/receiver should obtain a complete set of all SEC filings, including:
[DOC File]Knowledgebase - Home
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SEC Filings Navigator is a time-saving workflow tool that guides the user through each item in the commonly used forms issued by the SEC (10-K, 10-Q, and 8-K) and provides them with summary guidance as well as extensive search templates to quickly identify and understand the critical disclosures required for each item.
[DOC File]Business Ties: Many Companies Report Transactions With Top ...
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Company filings, including 10Ks and proxies, are accessible at no cost at the SEC's Web site, www.sec.gov. Filings can be accessed through a heading called "EDGAR." There are also various online services that, for a fee, allow a user to access and more easily search the EDGAR database.
Investors | Charter Communications Inc.
I will look up every couple questions or two, to take some poll from the room, and you guys can feel free to hop in, certainly. ... which are more specifically identified in the companies' most recent SEC filings. Although the companies may indicate and believe that the assumptions underlying the forward-looking statements are reasonable, any ...
Investor Overview | Roadrunner Transportation Systems, Inc.
These risks and uncertainties include, but are not limited to, risks related to the ability to obtain revenue enhancements from this transaction and those other risks that are described from time to time in the company’s SEC filings. Contact. Roadrunner Transportation Systems, Inc. Peter Armbruster. Chief Financial Officer. 414-615-1648
[DOC File]Easy Access to Public Records: From Investigating ...
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Securities Exchange Commission: The SEC’s Edgar database has much info on public companies. All companies with at least 500 stockholders and or $500 in assets (or big private placement debts) must file financial disclosure documents with the SEC. Most filings since 1996 are on Edgar. What type of information is available via SEC filings?
[DOC File]I
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Company Information/Overview. SEC Filings & Annual Reports. Current Financial News. Earnings Report Calendars. Analysts’ Reports and Research. US Stock Exchange Sites. Insider Trading Reports. Investor Forums. Ticker Symbol Look-up. Transactions: M&A, IPO, Private Equity, etc. Earnings Surprise Reports. Coverage of International Companies
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