Mutual fund sec filings
[DOC File]SEC Form ICM-S
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UNITED STATES. SECURITIES AND EXCHANGE COMMISSION. Washington, D.C. 20549. FORM 10-K. ANNUAL REPORT PURSUANT TO SECTION 13 OF …
[DOC File]CHARLES PORTEN, CFA
https://info.5y1.org/mutual-fund-sec-filings_1_573e3c.html
It also gives a very comprehensive breakdown of all of the sections in the filings. Factiva is a searchable full-text database of nearly 8,000 newswires, newspapers, magazines and trade journals. It has comparative data on companies and industries. Also, company SEC filings. Web-based, free/public services via the Internet
[DOCX File]nmcdn.io
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Put “mutual fund screener” in a Google search and you will get 2,700,000 hits! Actually very few of these are actual mutual fund screeners. ... These filings are available from many sources on the internet, including the SEC itself. ... This is part of the SEC filing requirements (Form 13f )
[DOC File]I
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Provide the following information: Specific (proper) name of organization Company’s address Specific (proper) name of product Inception date of product Suggested benchmark Proposed vehicle type (i.e., separate account, retail mutual fund, institutional mutual fund, commingled trust) Are you a manager-of-managers provider?
[DOCX File]Statutory Accounting Principles Working Group
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An individual applies for registration by filing a complete SEC Form ICA-CIS with the Securities and Exchange Commission. A new and complete form must be filed when an individual changes employment and desires to become registered with another investment company/mutual fund manager/adviser.
Statement of Additional Information (SAI)
Amendment Filings: Provide the applicable information. However, it may not be necessary to complete the entire form. Amendments include changes in the correspondent or fund name or a new fiscal year end. Changes such as reorganizations should be reported under "Other", with a written explanation.
troweprice.gcs-web.com
Surprisingly, apart from fund families whose proxy voting guidelines are based on those of large voting advisory firms, ISS and Glass Lewis, even the most supportive of the mutual fund groups tend not to specifically mention corporate political spending in their official proxy voting guidelines, as disclosed in public SEC filings.
Investor Relations | T. Rowe Price Group, Inc.
As Chairman of the Board of Trustees for Citibank’s mutual funds, conducted quarterly reviews of fund performance and SEC filings. Liaison to the SEC during audits. Interacted with legal counsel and accountants in developing prospectuses, annual reports, semi-annual reports, Statements of Additional Information and other SEC filings.
[DOCX File]There is overlap between this section and the Mutual Fund ...
https://info.5y1.org/mutual-fund-sec-filings_1_b904b2.html
Investment advisory revenues earned from the T. Rowe Price mutual funds distributed in the U.S. were $2.5 billion in 2014, an increase of 16.9%, or $359.7 million, on higher average mutual fund assets. In 2014, average mutual fund assets were $460.9 billion, an increase of 17.8% from the 2013 average.
[DOC File]INSTRUCTIONS TO FORM NF
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Shares of SEC registered Investment Companies captured under the Investment Company Act of 1940 (open-end investment companies (mutual funds), closed-end funds and unit investment trusts), regardless of the types or mix of securities owned by the fund (e.g., bonds or stocks).including shares of funds referenced in the “NAIC Fixed Income-Like SEC Registered Funds List” as identified in Part ...
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