National financial services washington blvd

    • Is National Financial Services LLC a broker-dealer?

      National Financial Services LLC is also a registered broker-dealer, as well as a clearing firm. As a broker-dealer, National Financial Services LLC cannot use your fully paid securities for its business. These securities must be held for your exclusive benefit, and are subject to the instructions we provide to National Financial Services LLC.

    • Who regulates National Financial Services LLC?

      As a registered broker-dealer, National Financial Services LLC is subject to the rules and regulations of the Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA) and other exchanges of which National Financial Services LLC is a member, and the Municipal Securities Rulemaking Board (MSRB).

    • Who is Fidelity Investments & National Financial Services LLC?

      To learn more about our relationship with National Financial Services LLC, please contact your investment representative. For retail use only. Fidelity Investments and National Financial Services LLC (together “Fidelity”) are independent companies, unaffiliated with your broker- dealer. Fidelity is a service provider to your broker-dealer.

    • [PDF File]Alternative Investment Request for Transaction Letter of ...

      https://info.5y1.org/national-financial-services-washington-blvd_1_975391.html

      Chief Operations Officer National Financial Services LLC 499 Washington Blvd., Jersey City, NJ 07310 April 11, 2022 Ms. Vanessa Countryman Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-1090 Re: Shortening the Securities Transaction Settlement Cycle; File No. S7-05-22 Dear Ms. Countryman,

    • [PDF File]National Financial Services LLC - New York Life

      https://info.5y1.org/national-financial-services-washington-blvd_1_e68031.html

      National Financial Services LLC, Member NYSE, SIPC 1.898876.102 - 419008.4.0 (05/12) ... National Financial Services, LLC 499 Washington Blvd. Jersey City, NJ 07310

    • [PDF File]NFS Delivery Instructions Info Sheet - Imagination Stage

      https://info.5y1.org/national-financial-services-washington-blvd_1_60673a.html

      NFS Delivery Instructions The document provides various delivery instructions to National Financial Services LLC (NFS). Where NFS A/C # xxx-xxxxxx appears, enter the actual FBSI account number. This information is subject to change and is revised periodically.

    • [PDF File]Alternative Investment Request for Transaction Letter of ...

      https://info.5y1.org/national-financial-services-washington-blvd_1_cc2a4c.html

      Re: Regulatory Notice 21-19: Short Interest Position Reporting Enhancements and Other Changes Related to Short Sale Reporting 1735 K Street, NW Washington, DC 20006-1506 FINRA. Michael Lyons. Chief Financial Officer National Financial Services LLC 499 Washington Blvd., Jersey City, NJ 07310. 201.915.7437 MICHAEL.LYONS@FMR.COM.

    • [PDF File]Robert Adams Chief Operations Officer National Financial ...

      https://info.5y1.org/national-financial-services-washington-blvd_1_433a65.html

      In the section below, “Fidelity,” “us,” and “we” refer to Fidelity Brokerage Services LLC and National Financial Services LLC and their affili-ates and their employees, agents, and representatives, as the context may require; “you” and “account owner” refer to the owner indicated

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