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[DOC File]Delegates Attend NAIFA Convention
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NAIFA comprises more than 600 state and local associations representing the interests of approximately 200,000 agents and their associates nationwide. NAIFA members focus their practices on one or more of the following: life insurance and annuities, health insurance and employee benefits, multiline, and financial …
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[DOC File]Report template - Fuqua School of Business
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Financial services companies and technology portals alike are looking for ways to capture consumers nationwide and ultimately worldwide. They will offer a range of services that …
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Blucora Home | Blucora
We and our financial advisors compete directly with a variety of financial institutions, including traditional wirehouses, independent broker-dealers, registered investment advisors (including …
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[DOC File]Who's the Fairest of Them All - Simone Mariotti
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Despite the widespread migration toward fee-based compensation models, thousands of Series 7 registered financial advisors at hundreds of broker/dealers nationwide still provide commission-based guidance.² Commission-based advisors …
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[DOC File]CLASS ACTION ANNUITY LITIGATION n1
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The sale of various forms of annuity contracts as retirement, insurance and savings products has been a staple in the financial world for more than a century. Indeed, when the Securities Act of 1933 was enacted, Congress was faced with the question of whether to include annuities …
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[DOC File]LINDA, HERE ARE MY REVISIONS…
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The last twelve months have seen the number of portfolio managers joining the Select Advisors platform increase by 40% and the platform has been expanded to include an annuity product available at Nationwide…
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[DOCX File]National Association of Insurance Commissioners
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No, Section 6E provides a safe harbor for recommendations and sales of annuities made by financial professionals in compliance with business rules, controls and procedures that satisfy …
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[DOC File]White Paper Outline - Financial Market Infrastructure ...
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Financial Advisors can currently utilize a number of existing means to process a fund transfer “real time” (e.g. via phone or carrier website), therefore it was important to select a process that …
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[DOC File]FmHA Instruction 1942-A - USDA Rural Development
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The type of financial information to be submitted should be determined based on what is available, in the following order of preference: (Renumbered 04-02-98, SPECIAL PN.) (1) Complete audits. (2) Unaudited financial …
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[DOC File]www.csa.org.tw
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Mutual Service Corporation - independent financial advisors nationwide committed to personalized service. Nathan & Lewis Securities, Inc. - helping registered representatives offer independent financial …
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Nationwide annuities for financial advisors