New york financial services

    • [PDF File]Adoption of New 23 NYCRR 500 of the Regulations of the ...

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      NEW YORK STATE DEPARTMENT OF FINANCIAL SERVICES 23 NYCRR 500 CYBERSECURITY REQUIREMENTS FOR FINANCIAL SERVICES COMPANIES I, Maria T. Vullo, Superintendent of Financial Services, pursuant to the authority granted by sections 102, 201, 202, 301, 302 and 408 of the Financial Services Law, do hereby promulgate Part 500 of Title 23 of the


    • [PDF File]The City of New York Financial Information Services Agency ...

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      Financial Information Services Agency and Office of Payroll Administration Request for Proposals for Information Technology and Other Consultant Services PIN # 127FY1700001 Page 4 of 153 SECTION II. SUMMARY OF THE REQUEST FOR PROPOSALS A. Purpose of RFP The City of New York (the “City”), acting by and through its Financial Information Services


    • [PDF File]New York Department of Financial Services 2019 Renewal Checklist

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      Page 1 of 4 New York Department of Financial Services 2019 Renewal Checklist Instructions Renewal requests must be submitted through NMLS by the date specified by your state regulator(s).


    • [PDF File]NEW YORK STATE DEPARTMENT OF FINANCIAL SERVICES PROPOSED 3 ...

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      NEW YORK STATE DEPARTMENT OF FINANCIAL SERVICES PROPOSED 3 NYCRR 419 SERVICING MORTGAGE LOANS: BUSINESS CONDUCT RULES I, Linda A. Lacewell, Acting Superintendent of Financial Services, pursuant to the authority granted by Sections 10, 11, 14, and Article 12-D of the Banking Law and Sections 102, 201, 202,


    • [PDF File]NEW YORK STATE DEPARTMENT OF FINANCIAL SERVICES 11 NYCRR 224 ...

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      NEW YORK STATE DEPARTMENT OF FINANCIAL SERVICES 11 NYCRR 224 (INSURANCE REGULATION 187) SUITABILITY IN ANNUITY TRANSACTIONS I, Benjamin M. Lawsky, Superintendent of Financial Services of the State of New York, pursuant to the


    • [PDF File]Financial Services in New York State

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      Financial Services in New York State New York's financial services companies are leaders in all key financial service activities including: commercial and consumer lending, initial public offerings, equity trading, asset management, advising mergers and acquisitions and insurance.


    • [PDF File]NEW YORK

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      operate as insurance agents, brokers and consultants, independent adjusters and public adjusters, and others, as defined in New York Insurance Laws. The New York State Department of Financial Services has contracted with PSI Services LLC (PSI) to conduct the examination program.


    • [PDF File]AN UNWELCOME SURPRISE

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      The Department of Financial Services regulates insurers and, in conjunction with the New York State Department of Health, health maintenance organizations (“HMOs”). HMOs provide health care services through a network of participating providers, and the health care services are typically coordinated by an enrollee’s primary care physician.


    • [PDF File]NEW YORK STATE DEPARTMENT OF FINANCIAL SERVICES PROPOSED 23 ...

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      [the financial services law], the insurance law, the banking law, or any other law to prescribe forms or make regulations.” Further, pursuant to the banking law, the insurance law, and the financial services law, DFS has supervisory and regulatory responsibilities with respect to all New York State chartered and licensed financial institutions to


    • [PDF File]Sustaining New York’s and the US’ Global Financial Services ...

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      financial services – and these jobs are not just in New York and Chicago. In states as diverse as Connecticut, Delaware, South Dakota and North Carolina, the financial services industry employs major portions of the workforce. All Americans have a vested interest in strengthening America’s financial services industry, and


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