Sec cusip list
Investor Relations | Bank of America Corporation
CUSIP No. 09709TK75. ... None of the Securities and Exchange Commission (the “SEC”), any state securities commission, or any other regulatory body has approved or disapproved of these securities or determined if this Note Prospectus (as defined on page PS-25) is truthful or complete. Any representation to the contrary is a criminal offense.
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4010 Form — Schedule G (General information) Appendix 1. 4010 Form — Schedule P (Plan actuarial information)Appendix 3. 4010 Form — Schedule F (Financial information)Appendix 3
[DOC File]Exhibit 1 - Velocity Law
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ment Buy/Sell CUSIP Security Description 1 (Issuer) Security Description 2 (Coupon Maturity, etc) Quantity Unit Price Accrued Interest Principal Value / Proceeds Total Commission Net Proceeds Broker 155 4/2/98 4/6/98 B 802586AG2 SANTA ROSA CA …
Investor Relations | Micron Technology
The Disclosure Letter or the SEC Documents include. Cusip No. 59511213DPage 10 of 36. information regarding equity securities reserved for issuance to officers, directors, employees or independent contractors or affiliates of the Company under the Company's employee stock option and purchase plans and upon conversion of convertible securities ...
[DOC File]Muni Bond Sales Policy Checklist
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Following this unmodified checklist does not guarantee compliance, or create any safe harbor, with respect to SEC, MSRB or FINRA rules, or federal or state securities laws. Customer Name _____ Registered Representative Name _____ ... type the bond’s CUSIP number in the MuniSearch box.) EMMA contains:
[DOCX File]General Information
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Provide the CUSIP/ISIN number and security name of the security that you would like to have researched. The security will be researched to determine whether it is permitted or restricted. You should receive a reply email in approximately 2-3 business days.
[DOCX File]In connection with completing a listing application, the ...
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This is a checklist for companies that would like to list securities on the NYSE (the “Exchange”). ... (if no Exhibit 5 opinions have been filed with the SEC in the preceding 12 months) ... Confirmation letter from CUSIP Bureau (when listing in conjunction with an initial public offering)
[DOCX File]In connection with completing a listing application, the ...
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The Applicant Issuer must provide the Exchange with a letter signed by an executive officer of the company, certifying that, to the company's knowledge, no officer*, board member, or non-institutional shareholder with greater than 10% ownership of the company has been convicted of a felony or misdemeanor relating to financial issues (e.g., embezzlement, fraud, theft) during the …
[DOC File]OTCQX International Application - OTC Markets
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Security type (e.g., common, preferred, warrant, unit, etc.) CUSIP Number The data in this chart is as of: Shares Authorized (A) Total Shares Outstanding (B) Restricted Shares (C) Unrestricted Shares (D) Unrestricted Shares Held by Officers, Directors, 10% Control Persons & Affiliates (E) Public Float: Subtract Lines C and E from Line B (F ...
[DOC File]TO: All Domestic Insurers
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A complete description of the security being deposited and/or withdrawn including the CUSIP number, interest rate and maturity date. i.) Please include in your deposit information the name of the originating bank and/or . broker name and number. ii.) When depositing U.S. Treasury Notes, please indicate whether the note is an “Inflation Index ...
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