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[DOC File]White Paper on the AICPA's Independence Rules ...
https://info.5y1.org/sec-definition-of-associated-person_1_4c201f.html
(a) An applicant for registration as an associated person may apply to be registered as an associated person of more than one dealer, issuer/dealer, federal covered adviser or investment adviser, or any combination thereof, by the filing of separate applications by each registered dealer, issuer/dealer, federal covered adviser or investment ...
sec definition of related person

69W-600
The SEC rules prohibit you and your immediate family from having a joint business venture with an SEC Audit Client or persons associated with the client in a decision-making capacity (meaning officers, directors, or substantial shareholders), regardless of whether the venture is material to your net worth.
definition of associated person finra

Florida Administrative Rules, Law, Code, Register - FAC ...
The definition of substantially complete application for the purpose of this chapter is set forth in 38 CFR 3.159(a)(3). For more information on substantially complete applications, see M21-1, I.1.B.1. g. Definition: Event Event means one or more incidents associated with places, types, and circumstances of service giving rise to disability.
definition of covered person sec

Associated Person Meaning & Definition - Securities CE
A covered person’s close family has filed a Schedule 13D or 13G with the Commission indicating beneficial ownership of more than 5 % of a client's equity securities or controls an audit client. A partner’s (or equivalent) close family controls a client. SEC rules …
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[DOC File]AICPA Plain English Guide to Independence
https://info.5y1.org/sec-definition-of-associated-person_1_97666f.html
(b) A person registered with the Office as an associated person of an investment adviser or federal covered adviser shall not be required to register as an associated person of any other investment adviser or federal covered adviser on whose behalf such person solicits, refers, offers or negotiates advisory services, provided each of the ...
related person sec

Sec definition of associated person