Sec edgar database search

    • [PDF File]Introduction to the SEC and Company Filings Overview

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      public via EDGAR, the SEC’s online database of public company filings. Morningstar Document Research provides subscriber access to the full EDGAR database, with enhanced search and download functionality. Who Files with the SEC? All companies (including foreign entities) that publicly sell securities in the U.S. must be registered with the SEC

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    • [PDF File]3. INDEX TO FORMS

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      EDGAR. The SEC Rules, particularly Regulation S-T, General Rules and Regulations for Electronic Filings, outline which filings are mandated as electronic. This means that they must be filed on EDGAR unless there is a case for Temporary or Continuing Hardship. (The rules for each form and hardship exemptions may differ, so please see the regulation for specific information.) Once you determine ...

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    • [PDF File]SECURITIES AND EXCHANGE COMMISSION

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      ***FOR IMMEDIATE RELEASE*** FOR: ZIONS BANCORPORATION One South Main Street Salt Lake City, Utah Harris H. Simmons Chairman/Chief Executive Officer Contact: James Abbott, Director of Investor Relations

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    • [PDF File]Finding SEC Filings using the EDGAR Database

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      Finding SEC Filings using the EDGAR Database mervyn h. sterne library @ uab Anyone researching a company knows that finding reliable information can be difficult and sometimes overwhelming. The Securities and Exchange Commission’s (SEC) Electronic Data

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    • [PDF File]SEC EDGAR SEARCHING

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      SEC EDGAR® SEARCHING Our suite of search pages on SEC disclosure by public companies has long been the anchor of our research platform. Use our SEC Filings search page for powerful searching at both the filing and company levels; use our dedicated disclosure pages to …

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    • [PDF File]The SEC’s Proxy Disclosure Enhancements Rule and Diversity ...

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      The SEC’s Proxy Disclosure Enhancements Rule and Diversity in the Director Nomination Process 1 Among many changes to the disclosures provided by publicly traded companies, the SEC’s 2009 Proxy Disclosure Enhancements Rule1 requires publicly traded companies to provide additional disclosure on whether, and if so how, their corporate board or nominating committee considers diversity in ...

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    • [PDF File]Researching Public Companies Through EDGAR: A Guide for ...

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      “Researching Public Companies Through EDGAR: A Guide for Investors” U.S. Securities and Exchange Commission The SEC’s EDGAR database provides free public access to corporate information, allowing you to quickly research a company’s financial information and operations by

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    • [PDF File]SEEK-INF: Search Engine for Extracting Knowledge from ...

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      SEEK-INF: Search Engine for Extracting Knowledge from Industrial Filings Rajendra P. Srivastava Ernst & Young Professor and Director E&Y Center for Auditing Research Adv. Technology

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    • [PDF File]SEC EDGAR Filer Technical Support Frequently Asked Questions

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      are updated in real time in the internal EDGAR database and are available for viewing on the Retrieve Company Information page. Company name changes must be reviewed and approved by the SEC. Once accepted, the updated name will not be disseminated to SEC.gov until the entity makes a public filing.

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    • [PDF File]SEC Staff Comment Letters and Filer Responses Available on ...

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      & Other Filers”, (iii) search for the company’s name, and (iv) enter in the “Form Type” search field the term “upload” or “corresp”, as applicable. To search for letters across filers, (i) go to the main EDGAR database page, (ii) click on “Historical EDGAR Archives” and (iii) …

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