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[DOC File]www.securities.arkansas.gov
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SEC Registered Investment Adviser Firms Notice Filing Registration . Requirements, Renewals and Updates. NOTICE FILING. The notice filing for an SEC registered investment adviser shall be filed with IARD on an executed Form ADV. A notice filing of an SEC registered investment adviser shall be deemed filed when the $300.00 registration fee is ...
sec financial reporting requirements

[DOC File]UCAA Form 1P - Checklist
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Statutory Deposit Requirements (pursuant to Section II Filing Requirements Item 4) An original Certificate of Deposit prepared by state of domicile (Form 7) 5. Name Approval (pursuant to Section II Filing Requirements Item 5) Evidence of name approval request 6. Plan of Operation (pursuant to Section II Filing Requirements Item 6)
sec filing requirements for acquisitions

[DOC File]www.securities.arkansas.gov
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SEC Registered Investment Adviser Firms Notice Filing Registration Requirements. Form ADV Information All ADV information will be retrieved from the IARD system. No copies of Part II or any Amendments must be filed with the Department. Registration Fee Registration Filing Fee of $300.00 must be submitted by way of the IARD system.
sec filing requirements for public companies

[DOC File]August 8, 2000
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(b) Application of SRC Rule 72.1: Requirements for Filing Forms. SRC Rule 72.1 contains general rules and regulations which are applicable to reports on forms to be filed with the Commission. SRC Rule 68 contains requirements for the content of financial statements to be filed with the Commission as part of …
sec filing requirements for 10k

[DOCX File]GENERAL REQUIREMENTS FOR ALL FILINGS
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See General Instructions page in SERFF for additional information on filing fee structure. Filing fees must be submitted by EFT in SERFF at the time of submission of the filing. All filings require a filing fee unless specifically excluded per 24-A M.R.S.A. §4222(1), and/or are a required annual report.
sec reporting requirements for companies

[DOC File]בּס״ד
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§ 8(a): Reg Stat. goes effective 20 days after filing. Issuers usually request delay under Rule 473. Any Amendment to the Reg. Stat. resets the 20 day countdown under § 8(a). SEC ‘Stop Order’: Under § 8(b), if the Reg Stat. is incomplete or inaccurate in any material aspect, the SEC can halt the process.
public company sec reporting requirements

ChecklIst application - Home | DART
The U.S. Securities & Exchange Commission (SEC) Form 10-K is used for annual reports under Section 13 or 15(d) of the Securities Exchange Act of 1934 (the “Exchange Act”). This checklist summarizes the disclosure requirements of Form 10-K. Note: This checklist is not designed for use by “smaller reporting companies”; see section that ...
sec forms

SEC Compliance Checklist -- General
This would include filing a separate form (Form SD) with the SEC annually by May 31 and may potentially be subject to certain audit requirements. Registrants should consult with their SEC counsel to determine whether and when an independent private sector audit (IPSA) is required.
summary of sec filing requirements

[DOC File]Form 201—General Information
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For information relating to federal employer identification numbers, federal income tax filing requirements, tax publications, and forms call (800) 829-3676 or visit the Internal Revenue Service web site at www.irs.gov. Instructions for Form. Article 1—Entity Name and Type: Provide a company name and organizational designation.
sec financial reporting requirements

[DOC File]PHILIPPINE ECONOMIC ZONE AUTHORITY
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* Audited Financial Statement (AFS) - 30 Days after filing with BIR * Quarterly Income Tax Returns - 15 Days after filing with BIR (Including copy of O.R. of payment of 3% of the 5% . GIT to the BIR and the O.R. of payment of 2% of the . 5% GIT to the LGU) * Annual Income Tax Return (ITR) - 30 Days after filing …
sec filing requirements for acquisitions

Sec filing requirements