Sec public filings
[PDF File]2017 SEC quarterly reports - Form 10-Q
https://info.5y1.org/sec-public-filings_1_a60e1b.html
SEC Comments and Trends . discusses the SEC staff’s comments on public company filings to provide insights on the SEC staff’s concerns and areas of focus. • Proxy statements — An overview of the requir ements. summarizes the requirements of Regulation 14A and Schedule 14A under the Exchange Act for soliciting annual meeting proxies ...
[PDF File]Going Public by “Direct Filing” vs
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SEC, referred to by some as “going public through the front door.” Self-Filings vs. Reverse Shell Mergers. Over the years, transactions using trading shell companies, which I will generally refer to in this article as “reverse mergers” (including reverse triangular mergers, “asset” acquisitions or otherwise), have gained some validity through their use by investment bankers and ...
Risk Disclosure in SEC Corporate Filings
Risk Disclosure in SEC Corporate Filings Abstract Beginning in 2005, the SEC required firms to include qualitative disclosures of risk factors in item 1A in their annual 10-K forms. In this paper, we examine the textual content of this section and determine whether it reflects the firm’s performance. We first categorized each risk disclosure ...
[PDF File]Climate Risk Disclosure in SEC Filings
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Climate Risk Disclosure in SEC Filings iii Foreword This year, the California Public Employees’ Retirement System is asking the Securities and Exchange Com-mission for a number of corporate governance reforms to improve corporate risk management, including
[PDF File]3. INDEX TO FORMS
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EDGAR. The SEC Rules, particularly Regulation S-T, General Rules and Regulations for Electronic Filings, outline which filings are mandated as electronic. This means that they must be filed on EDGAR unless there is a case for Temporary or Continuing Hardship. (The rules for
[PDF File]Introduction to the SEC and Company Filings Overview
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submit filings to the SEC. Privately-held companies such as SC Johnson and Levi Strauss are generally not subject to SEC regulation and are therefore not required to disclose company information, ownership records, or financial results. SEC Filings Overview Every public company must file certain forms with the
[PDF File]Investor Bulletin
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Public companies are required to disclose the risks of . investing in their stock in a number of filings with the SEC. Below are examples of risk factor disclosures that some reverse merger companies have used in their SEC filings: • Because we became public by means of a “reverse . merger,” we may not be able to attract the attention of
SEC Comments and Trends - Ernst & Young
SEC staff will focus on when reviewing the filings of registrants that adopted the standard in 2018. The main section of this publication discusses recent matters that concern all registrants. Appendices A, B and C highlight emerging trends related to specific industries, companies filing initial public offering (IPO)
[PDF File]2018 CALENDAR OF FILING DEADLINES AND SEC HOLIDAYS
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2018 CALENDAR OF FILING DEADLINES AND SEC HOLIDAYS ... (the legal public holiday for Veterans Day) falls on a Sunday. The federally observed holiday will fall on Monday, November 12, 2018. SEC HOURS OF OPERATION You may submit EDGAR filings between 6:00 a.m. to 10:00 submitted after 5:30 p.m. Eastern (with the exception of Section 16 filings) will receive the next business day's …
[PDF File]The Materiality Standard for Public Company Disclosure ...
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Congress enacted legislation requiring public companies to disclose information in SEC filings relating to conflict minerals and payments to foreign governments for resource extraction and mine safety– irrespective of the materiality of the information to investors and that the federal securities laws arell i …
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