Sec registration number

    • [DOC File]SEC FORM 28-S

      https://info.5y1.org/sec-registration-number_1_88dde1.html

      The registration of an Associated Person shall cease when he is no longer employed as such by the Broker Dealer identified in his registration application. Thus, a new and complete SEC Form 28-AP must be filed when an individual changes employment and desires to become registered with another broker/dealer or investment house.

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    • Texas Constitution and Statutes - Home

      Sec. 2304.101. DISPLAY OF CERTIFICATE. A certificate holder shall publicly display the current certificate of registration at the certificate holder's place of business in a location readily visible to a customer paying for repairs. Added by Acts 2001, 77th Leg., ch. 1421, Sec. 5, eff. June 1, 2003. Sec. 2304.102. REGISTRATION NUMBER.

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    • statutes.capitol.texas.gov

      Sec. 1071.260. REGISTRATION NUMBER; FORM OF CERTIFICATE OR LICENSE. (a) The board shall issue to each registered professional land surveyor a registration number that may not be assigned to or used by any other surveyor. The number must be on the certificate of registration and recorded in the board's permanent records and is the surveyor's ...

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    • [DOC File]AMERICAN SIGHTHOUND FIELD ASSOCIATION

      https://info.5y1.org/sec-registration-number_1_3fab89.html

      AMERICAN SIGHTHOUND FIELD ASSOCIATION. HOUND CERTIFICATION. Rule effective October 1, 1994: Ch. V, Sec. 4 (a) OPEN STAKE: To be eligible to enter the open stake, a hound must have been certified by a licensed judge within the year preceding the closing date for the entry or have previously competed in the Open Stake.

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    • [DOC File]Health Spa Registration Application/Renewal

      https://info.5y1.org/sec-registration-number_1_d048e2.html

      This number can be 0, but cannot be left blank unless the facility is exempt from the security requirement. Applicant Information: The application for registration is filed by the applicant and must set forth the applicant’s legal name, address, telephone number, and Federal Employer Identification Number …

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    • [DOCX File]Securities and Exchange Commission

      https://info.5y1.org/sec-registration-number_1_dcaa62.html

      with SEC registration number ___ with principal office at _____, do hereby certify and state that: 1) The information contained in (state the report/document submitted online and date of submission) is true and correct to the best of my knowledge.

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    • [DOC File]CHCS/CHCS II - MHS Informatics

      https://info.5y1.org/sec-registration-number_1_98b2f0.html

      The system will ask if you are adding a new user, type Y to respond YES. A User Number is automatically generated. The User Number acts as the User Internal Entry Number (IEN). NOTE: It may be helpful to remember the IEN for troubleshooting. Figure 1 7: User Number. Press Enter. Enter the User’s initials, as necessary, and press Enter.

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    • [DOC File]INSTRUCTIONS TO FORM NF

      https://info.5y1.org/sec-registration-number_1_b9e98c.html

      CIK number (EDGAR): Please provide the Central Index Key Number that will cross-reference the SEC filing. Federal ID Numbers and SEC Registration Numbers: Federal identification numbers are only available for the fund or trust. Provide the Federal ID No. and SEC Registration No. if filing in a jurisdiction that requires these numbers.

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    • [DOC File]HUD | HUD.gov / U.S. Department of Housing and Urban ...

      https://info.5y1.org/sec-registration-number_1_02f259.html

      Item 47 Alien Registration. Number If the family member has been assigned an Alien Registration Number by DHS, enter this number. Do not use dashes when entering this number. (MAT 10 Section 3 Field 13) Note: This is an alphanumeric number. (e.g.: A123456789) Item 48 Age Enter the age for each member as of the effective date of this (re ...

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    • [DOC File]Annex E – Airport Warehouse Data Sheet

      https://info.5y1.org/sec-registration-number_1_aa3bcc.html

      Social Security Number / Optional Fill out, see SEC 2nd page and SSS Certificate Passport Number / Optional N/A Driver's License / Optional N/A PRC ID No. / Optional N/A Primary VASP CCN No. / Mandatory Secondary VASP CCN No. / Optional N/A PEZA-BOI Registration Number (if applicable)/CARR Code / Optional N/A (This is applicable only for PEZA ...

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