Direct lending investments fraud

    • [PDF File]KEY FRAUD INDICATORS (KFI): A NEW APPROACH TO SET UP …

      https://info.5y1.org/direct-lending-investments-fraud_1_044c65.html

      KEY FRAUD INDICATORS (KFI): A NEW APPROACH TO SET UP ... as a direct loss indicator that consists in assessing what is missing through stock adjustments. But, when products sales/returns processes are complex and some transactions are not traced, it can be difficult.

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    • SEC Charges Private Placement Sponsor with Overcharging ...

      The Securities and Exchange Commission has charged registered investment adviser Direct Lending Investments LLC with a multi-year fraud that resulted in approximately $11 million in over-charges of management and ... Direct Lending Investments reported approximately $866.3 million in assets under management as of May 31, 2018.

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    • [PDF File]2 7 CENTRAL DISTRICT OF CALIFORNIA 8 9 SECURITIES AND ...

      https://info.5y1.org/direct-lending-investments-fraud_1_0eacf4.html

      DIRECT LENDING INVESTMENTS, LLC, Defendant. Case No. 2:19-cv-02188-DSF-MRW JUDGMENT AGAINST DEFENDANT DIRECT LENDING INVESTMENTS, LLC ... operates or would operate as a fraud or deceit upon the purchaser. IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that, as

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    • [PDF File]2 6 7 8 UNITED STATES DISTRICT COURT 9 CENTRAL …

      https://info.5y1.org/direct-lending-investments-fraud_1_376698.html

      because Defendant Direct Lending Investments LLC has its principal place of business in this district. C. Without admitting to any violations of federal law alleged in the SEC’s action, DLI agrees that the SEC is able to make the requisite showing for the requested …

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    • [PDF File]Structuring Direct Lending Funds: Open-Ended vs. Private ...

      https://info.5y1.org/direct-lending-investments-fraud_1_e71e58.html

      Sep 27, 2017 · Structuring options for direct lending funds A. Standard LLC or partnership – when all investors are U.S. taxable investors ... Limited adjustments to new investor investments (based on NAVs) Limited withdrawals Capital write-offs (for waterfalls) ... • Fraud and other malfeasance have dogged these assets in these structure

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    • [PDF File]Talking Capital LLC v Omanoff

      https://info.5y1.org/direct-lending-investments-fraud_1_fa5531.html

      Defendants DLI TC, LLC (DLI TC), Direct Lending Investments, LLC, Direct Lending Income Fund, L.P. (collectively, the DLI Companies), and Brendan Ross (collectively, the DLI Defendants) ·move to dismiss the amended complaint (the AC). Seq. 004. ... Managers to acts such as gross negligence and fraud. See id. at 5, 13. Section 2.1 O(b) states that

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    • [PDF File]India Banking Fraud Survey Edition III Forensic

      https://info.5y1.org/direct-lending-investments-fraud_1_53442f.html

      India anking Fraud Survey, Edition III A comparison of some of the findings across the three editions, indicate that: Executive Summary The India Banking Fraud survey, Edition III explores a range of issues facing the industry today, as pointers on the strategic and implementation challenges faced during fraud prevention efforts. This is the

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    • [PDF File]UNITED STATES DISTRICT COURT CENTRAL DISTRICT OF …

      https://info.5y1.org/direct-lending-investments-fraud_1_03e40c.html

      4. This matter concerns a multi-year fraud perpetrated by Defendant Direct Lending Investments, LLC (“DLI”), a registered investment adviser, through its then-principal, Brendan Ross (“Ross”), which resulted in approximately $11 million in over-charges of management and performance fees to …

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