National financial services llc scam

    • Periodic Withdrawal Request Nonretirement

      National Financial Services LLC, Member NYSE, SIPC 1.747631.108 - 366139.5.0 (06/18) Page 3 of 3. Created Date: 5/15/2014 9:42:58 AM ...

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    • [PDF File]Operation Corrupt Collector - Federal Trade …

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      Logistics LLC, National Landmark Service of United Recovery LLC, Silverlake Landmark Recovery Group, LLC, and Jean Cellent extended until 10/5/2020. Status of action: Pending. Federal Trade Commission . Jay Mayfield (202) 326-2656 . jmayfield@ftc.gov : FTC v. Absolute Financial Services, LLC, et al. No. 0:20cv2596 . U.S. District Court Civil ...

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    • [PDF File]IN THE UNITED STATES DISTRICT COURT FOR THE …

      https://info.5y1.org/national-financial-services-llc-scam_1_e53159.html

      National Landmark Logistics LLC (“National Landmark”) is a South Carolina limited liability company with its principal place of business at 1015 Charlotte Avenue, Suite 123, Rock Hill, South Carolina. National Landmark also does business as UBS TRStar 0:20-cv-02592-JMC *SEALED* Date Filed 07/13/20 Entry Number 2 Page 2 of 18

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    • [PDF File]Fund your new account with a bank wire.

      https://info.5y1.org/national-financial-services-llc-scam_1_33cd82.html

      FOR CREDIT TO National Financial Services LLC ACCOUNT NUMBER 066196-221 FOR THE BENEFIT OF List all owners on your new account. FOR FINAL CREDIT TO Provide your new Fidelity account number. ADDRESS One Chase Manhattan Plaza, New York, NY 10005 Wire transfers into your new account are typically completed on the same business day, depending

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    • [PDF File]UNITED STATES OF AMERICA SECURITIES AND …

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      7. Cetera Investment Services LLC is a Delaware limited liability company headquartered in St. Cloud, Minnesota, and dually registered as a broker-dealer and investment adviser with the Commission. 8. Cetera Financial Specialists LLC is a Delaware limited liability company

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    • [PDF File]National Financial Services LLC - New York Life

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      National Financial Services LLC, at the direction of our broker-dealer, is responsible for: • The execution, clearance, and settlement of securities transactions • The preparation and delivery of transaction confirmations and periodic statements of your account

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    • [PDF File]NATIONAL FINANCIAL SERVICES LLC - Fidelity …

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      National Financial Services LLC (the “Company”), a single member limited liability company, is wholly-owned by Fidelity Global Brokerage Group, Inc. (the “Parent”), a wholly-owned subsidiary of FMR LLC (“FMR”). The Company is a registered broker-dealer with the …

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    • [PDF File]Disciplinary and Other NASD Actions

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      National Financial Services, LLC (CRD #13041, Boston, Massachusetts)submitted a Letter of Acceptance, Waiver and Consent in which the firm was censured, fined $55,000 and ordered to pay $2,395.57, plus interest, in restitution to public customers. Without admitting or denying the findings, the firm consented to

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    • [PDF File]NATIONAL FINANCIAL SERVICES LLC

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      NATIONAL FINANCIAL SERVICES LLC Section Title Report Summary Firm History CRD# 13041 1 8 Firm Profile 2 - 7 Page(s) Firm Operations 9 - 28 Disclosure Events 29 Please be aware that fraudsters may link to BrokerCheck from phishing and similar scam websites, trying to …

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    • [PDF File]NATIONAL FINANCIAL SERVICES LLC STATEMENT OF …

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      The most recent Statement of Financial Condition, filed pursuant to Rule 17a-5 (e) (3) under the Securities Exchange Act of 1934, is available for inspection at the principal office of the Company and at the Boston Regional Office of the Commission. 441816.18.0 National Financial Services LLC, Member NYSE, SIPC 1.855094.109

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    • [PDF File]Fund your new account with a bank wire. - Fidelity Investments

      https://info.5y1.org/national-financial-services-llc-scam_1_33cd82.html

      Fund your new account with a bank wire. ... FOR CREDIT TO National Financial Services LLC ACCOUNT NUMBER 066196-221 FOR THE BENEFIT OF List all owners on your new account. FOR FINAL CREDIT TO Provide your new Fidelity account number. ADDRESS One Chase Manhattan Plaza, ...

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    • [PDF File]Customer Account Transfer Form Instructions

      https://info.5y1.org/national-financial-services-llc-scam_1_722e97.html

      Customer Account Transfer Form Instructions ... National Financial Services LLC (“NFS”), a Fidelity Investments company. For assistance with this form, please contact your Investment Advisor. Account Information The type of account you are transferring must match the type of account you maintain or are opening at FIIBG. If you are

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    • [PDF File]NATIONAL FINANCIAL SERVICES LLC - Fidelity Investments

      https://info.5y1.org/national-financial-services-llc-scam_1_ac1a15.html

      National Financial Services LLC (the “Company”), a single member limited liability company, is wholly-owned by Fidelity Global Brokerage Group, Inc. (the “Parent”), a wholly-owned subsidiary of FMR LLC (“FMR”). The Company is a registered broker-dealer with …

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    • [PDF File]IN THE UNITED STATES DISTRICT COURT FOR THE WESTERN ...

      https://info.5y1.org/national-financial-services-llc-scam_1_fd1f9c.html

      IN THE UNITED STATES DISTRICT COURT . FOR THE WESTERN DISTRICT OF TEXAS . KINNIE MA INDIVIDUAL RETIREMENT ACCOUNT, individually and on behalf of all others

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    • IRS Audit Letter CP2000 Sample PDF

      NATIONAL FINANCIAL SERVICES LLC Received from Address Account Information Shown on return Reported to IRS by others Difference 200 LIBERTY ST 5TH FLR NEW YORK NY 10281 XXXXXXXXXX SSN XXX-XX-XXXX Form 1099-DIV $4 $4 $0 Securities (*2) Decreases to credits result in an increase to tax. Total tax, line 61 $0 $0 $0 $0-$84 $1,941 $156 $1,000 $6,063 ...

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    • [PDF File]STATEMENT OF FINANCIAL CONDITION AS OF DECEMBER 31, …

      https://info.5y1.org/national-financial-services-llc-scam_1_f10a4c.html

      the financial position of National Financial Services LLC (the “Company”) at December 31, 2016 in conformity with accounting principles generally accepted in the United States of America. The statement of financial condition is the responsibility of the Company’s management. Our …

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    • [PDF File]June NFS 2019 Financial Statements (1)

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      June NFS 2019 Financial Statements (1) Created Date: 20190930943 ...

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    • [PDF File]LOAN REHABILITATION: INCOME AND EXPENSE …

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      LOAN REHABILITATION: INCOME AND EXPENSE INFORMATION . William D. Ford Federal Direct Loan (Direct Loan) Program / Federal Family Education Loan (FFEL) Program. OMB No. 1845-0120 Form Approved Exp. Date 5/31/2020. Email (Optional) Telephone - Alternate. Telephone - Primary City. State. Zip CodeAddress Name. SSN. Check this box if any of your ...

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    • [PDF File]Client Fees and Charges for Brokerage Accounts Held with ...

      https://info.5y1.org/national-financial-services-llc-scam_1_86771b.html

      Client Fees and Charges for Brokerage Accounts Held with National Financial. LLC. Returned Deposits Deposits made by check or ACH to your brokerage account returned due to insufficient funds or stop payment. $35 per check Stop Payment Order Stop Payment requested by you on disbursements made from your account within five business days of issuance.

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