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[DOCX File]Maurice A. Deane School of Law
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Examples: Search SEC filings Performing Due Diligence—research and reports on companies Note: Right hand frame: “Securities Update”—new corporate filings; Emerging Issues (articles by experts) Example: “Fiduciary Standard for Broker Dealers”
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[DOC File]FINDING PRACTICE TOOLS
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There are other databases of SEC filings with more sophisticated searching. These include pay databases such as Lexis and Westlaw, GSI, Mergent (available to Cleveland Public Library card holders, check your public library for availability), and free databases such as SECInfo.com. ... The search is free, and yields the date of the case ...
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[DOC File]Easy Access to Public Records: From Investigating ...
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A New SEC Database is Coming: The Securities Exchange Commission announced that a new database called IDEA will be online by the end of the year. Instead of just containing forms filed with the SEC, the new database will have tagged fields of information, enabling the public to search for the precise information they want and generate reports.
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[DOCX File]Moller International
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The exception to this would be for emergency services like fire fighting, search and rescue, and emergency medical evacuation from high-rise buildings and such. It is the Company’s intent to directly market the Neuera to end-users initially, and then if demand is sufficient, solicit distributors from the among existing high-end recreational ...
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[DOC File]www.lexissecuritiesmosaic.com
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Exhibits Searching on the All SEC Filings Page. To search for text within a specific exhibit or section start on the All SEC Filings page. Enter the desired search parameters. Using the Search Sections/Exhibits drop-down menu, select the desired exhibit in which to search within. Once you have entered your search terms, click Search.
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Sec_36a-1_Regs - Connecticut
Sec. 36a-1-6. Submissions and filings 3. Sec. 36a-1-7. Fees, fines, civil penalties or other payments 3 ... The general information number for the department is 860-240-8299 and the toll free number is 1 800 831-7225. ... provided the department may initially request clarification, as appropriate, or indicate that a search for responsive ...
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SEC Compliance Checklist -- General
The separate checklist applicable to the SEC form being filed (e.g., Forms 10-Q, 10-K, 8-K) should also be used in addition to this general checklist. This checklist covers the SEC disclosure and filing requirements of greatest interest to accountants.
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[DOC File]Public Company Market Data
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Company profiles and market data Zacks Research Company profiles and market data SEC Info Formatted SEC filings EDGAR Company Search SEC filings on a real-time basis 10K Wizard Searchable SEC filings - subscribers only WSJ Company Research Limited free data, full report for subscribers Hoover's Company Research Free summary, full report for ...
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[DOC File]Securities Arbitration Clinic
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Examples: Search SEC filings. Performing Due Diligence—research and reports on companies Note: Right hand frame: “Securities Update”—new corporate filings; Emerging Issues (articles by experts) How to find a treatise/specific source on Lexis: On menu page, use gray “Find a Source” tab, on the right.
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[DOC File]Prospect Research Links - JCamp 180
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Title: Prospect Research Links Author: Adrianne Levine Last modified by: Allison Macari-Wilhelm Created Date: 3/8/2017 9:08:00 PM Company: HGF Other titles
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