ࡱ> [ ߰bjbj ΐΐ ;P P 4h/2"/:0102 0:7"L7tZ07Z0d!!|#!!!!!00#j!!!2!!!!7!!!!!!!!!P Y: @ Performance and Development Plan (For Employees and Managers in Washington State Agencies and Higher Education Institutions) Instructions in Brief The Performance and Development Plan (PDP) is a tool to support effective employee performance management. It is formatted to facilitate both performance planning and feedback at the end of the performance period. The PDP is organized as follows: Performance PlanningPerformance Expectations (Results and Competencies) Training and Development Needs/Opportunities Organizational SupportPerformance AssessmentInterim Reviews (Optional) Performance Feedback (Results and Competencies) Brief instructions for using the PDP are outlined below. Detailed instructions and suggestions can be found in the PDP Users Guide. Data and Preliminary Discussion: The supervisor and employee review PDP form and instructions (HYPERLINK "http://www.dop.wa.gov/SiteCollectionDocuments/Forms%20and%20Publications/DOP%20Forms/pdpguide.pdf"including Users Guide). Update position description, if needed. Complete the data section at the top of the form. Identify linkage of employees position to organizational mission. Determine timing and process that will be followed in completing Parts 1-3 of the PDP. Performance Planning to be Completed at Beginning of Performance Period Part 1: Performance Expectations Performance expectations are determined by the manager. However, the employee should have input and participation. Expectations should be limited to those most key to successful job performance. The PDP calls for two categories of performance expectations: Key Results Expected and Key Competencies Expected. Results refer to the what of the job. Based on the primary areas of responsibility, what are the most important outputs or outcomes expected during the performance period? These expected results are to be stated in measurable or observable terms. Examples and further guidance are provided in the PDP Users Guide. Competencies refer to the how of the job the behavior that the employee engages in when carrying out the what of the job. Competencies are those measurable or observable knowledge, skills, abilities, and behaviors critical to success in a key job role or function. Key competencies that are specific to the job must be included. Occupational competencies and those that are core to the organization may also be included. Examples of competencies are shown on page (iii) of this form. Further guidance is provided in the PDP Users Guide. Part 2: Training and Development Needs/Opportunities Improvements the employee should make to achieve or sustain fully successful performance should be outlined in Part 2. Training and development opportunities for the present job and for career advancement should also be identified. Organizations that have an individual development plan process may use that format as a replacement for this section. Part 3: Organizational Support (Optional) Part 3 is to be completed by the employee only, at his/her option. This is an opportunity for the employee to give the supervisor suggestions as to what other support the employee feels he/she needs to be successful. Signatures (for performance planning phase): The supervisor and employee sign the PDP at the end of the performance planning phase. The supervisor gives a copy to the employee, a copy to the personnel file, and retains the original. Performance Assessment to be Completed at End of Performance Period Part 4: Interim Reviews (Optional) As an option, Part 4 can be used to document interim performance feedback. Part 5: Performance Feedback Part 5 is the final performance review and is to be completed at the end of the performance period. The supervisor schedules a performance feedback session with the employee. Prior to this session, the supervisor and employee separately complete Part 5 of the PDP. At the feedback session, the employee and supervisor share with one another their draft performance assessments. These responses must be based on observed or verified performance. The aim of the feedback session is to have an open and constructive discussion that leads to an understanding of how well the employee did in meeting expectations during the course of the performance period. For each Key Result Expected, the discussion should include the degree to which the expected outcomes were accomplished. For each Key Competency Expected, the discussion should, at a minimum, address the frequency with which the competency (or elements thereof) have been demonstrated under appropriate circumstances. Space is also provided to insert other relevant information. Examples include special achieve-ments, comments about strong performance under unanticipated difficult circumstances, etc. If the need arises, the reviewer (typically the second-line supervisor) should function as a mediator upon the request of either the supervisor or employee. Signatures (for performance assessment phase): The supervisor prepares the final form and shares it with the employee. Both sign the final PDP. The form is then referred to the reviewer whose signature indicates that the process has been appropriately followed. The reviewer may also add relevant comments concerning the employees performance. The supervisor provides the employee a copy and the original is placed in the employees personnel file. A new performance cycle begins at this point. The supervisor now makes arrangements to prepare a new PDP for the upcoming performance period. Examples of General Competency Sets These are examples of general competency sets that could be used, where applicable, in planning performance expectations and development needs. More examples are provided in the PDP Users Guide. In all cases, competency descriptions should be tailored to the needs of the job. SELF-MANAGEMENT Punctuality and regular work attendance. Efficient, effective use of work time, equipment, and resources. Following rules and procedures. Working in a safe manner. Proper use and maintenance of equipment. Seeking and assuming additional responsibilities as appropriate. Exhibiting integrity and honesty. Treating others with respect and dignity. Giving and accepting constructive feedback. Working effectively in a diverse work environment. Focusing on the situation, issue or behavior rather than on the person. Other: __________________________ WORK PROCESSES & RESULTS Providing products and services that consistently meet or exceed the needs and expectations of customers. Using customer satisfaction as a key measure of quality. Using appropriate problem solving methods to improve processes. Collecting and evaluating relevant information to make decisions. Using good judgment. Setting and adhering to priorities. Meeting productivity standards, deadlines and work schedules. Producing accurate and timely work with minimal supervision. Achieving results. Pursuing efficiency and economy in the use of resources. Informing supervisor or appropriate others of problems; identifying issues and alternative solutions. Other: __________________________ TEAMWORK Supporting and focusing on the vision, mission, and goals of the organization and team. Understanding the benefits of teamwork. Cooperating with and offering assistance to others. Recognizing the contributions of others.  TEAMWORK (continued) Viewing the success of the organization and team as more important than individual achievements. Contributing to the development, cohesion and productivity of the team. Appropriately sharing information internally and externally. Supporting teamwork and cooperation through open and honest communication. Other: __________________________ INNOVATION AND CHANGE Being creative and innovative when contributing to organizational and individual objectives. Being receptive to new ideas and adaptability to new situations. Avoiding being overly defensive; willingness to explore different options. Taking calculated risks. Seeking and acting on opportunities to improve, streamline, re-invent work processes. Helping others to overcome resistance to change. Other: __________________________ DEVELOPMENT Participating in opportunities to enhance knowledge and skills that are identified and offered by the organization or the evaluator. Self-initiative in developing or upgrading knowledge and skills. Applying new knowledge or skills acquired from developmental opportunities. Helping others learn new systems, processes, or programs. Learning to use technology effectively, as appropriate for the job. Other: __________________________ COMMUNICATION Participating in meetings in an active, cooperative, and courteous manner. Orally communicating effectively on a one-on-one basis and in small groups. Making effective oral presentations before groups. Writing clearly and succinctly.  COMMUNICATION (continued) Avoiding bureaucratese whenever possible in written and oral communications. Demonstrating understanding and empathy with the listener or reader. Being responsive and timely to e-mails, phone messages, and mail. Other: _________________________ CUSTOMER SERVICE Understanding and being responsive to customers objectives and needs. Being sensitive to public attitudes and concerns. Being accessible, timely, and responsive in dealing with customers. Handling customer inquiries and complaints promptly, courteously, and non-bureaucratically. When possible, going the extra mile to satisfy customer needs and expectations. Other: _________________________ SUPERVISORY PERFORMANCE Clearly communicating mission and goal of organization to staff. Providing regular ongoing feedback to staff. Facilitating, coaching, and supporting staffs efforts to succeed. Providing meaningful recognition of staff success. Supporting diversity in the workplace. Setting clear direction and following through. Making effective employee selection and promotion decisions. Other: _________________________ MANAGEMENT Maintaining an awareness of the external environment. Working effectively within the political environment. Acting in the public interest and maintaining the public trust. Providing ethical leadership. Strategic planning. Managing the budgetary process in a fiscally responsible manner. Managing change. Other: _________________________ Performance and Development Plan Position Description Updated  FORMCHECKBOX  Yes  FORMCHECKBOX  NoPerformance Period From  FORMTEXT       To  FORMTEXT      Purpose of Plan and Review  FORMCHECKBOX  Annual  FORMCHECKBOX  Trial Service  FORMCHECKBOX  Probationary  FORMCHECKBOX  Transitional  FORMCHECKBOX  Other (specify)  FORMTEXT      Employee Last Name  FORMTEXT      Employee First Name  FORMTEXT      Employee Middle Name (Initial)  FORMTEXT      Employee ID Number  FORMTEXT      Position Class Title  FORMTEXT      Working Title  FORMTEXT      Position Number (Object Abbrev.)  FORMTEXT      Employer (Business Area)  FORMTEXT      Division (ORG Unit)  FORMTEXT      Evaluator s Name  FORMTEXT      Position Linkage With Organizational Mission and Strategic PlanWhat is the organization s mission and how do the duties and responsibilities of this position link or contribute to the achievement of the mission goals, and objectives of the organization? Provide brief summary.  FORMTEXT       Part 1: Performance Expectations Based on the position s major responsibilities, outline the key results and competencies expected of the employee during this performance period. Limit the list to those that are key. Check with your Human Resources office regarding any special instructions around determining what competencies to use.Key Results Expected What are the most important objectives, outcomes, and/or special assignments to accomplish in order to be successful during this time period?  FORMTEXT      Key Competencies Expected What are the most important competencies that the employee should demonstrate in order to be successful?  FORMTEXT      Part 2: Training & Development Needs/OpportunitiesWhat training and development needs and opportunities should the employee focus on during this performance period?  FORMTEXT       Part 3: Organizational Support (Optional) Part 3 is optional and to be completed only by the employee, at the beginning of the performance period.What suggestions do you have as to how your supervisor, co-workers, and/or agency management can better support you in your present job and future career goals?  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Because organizations may have different procedures, supervisors should check with their Human Resources office for specific instructions on distribution and filing.Part 4: Interim Reviews (Optional) Part 4 is an optional section that may be used during the course of the performance period to adjust performance expectations if circumstances change, and/or to document interim feedback sessions FORMTEXT      Part 5: Performance Feedback Provide a narrative assessment of the employee s performance in relation to the Key Results and Competencies Expected that were outlined in Part 1. The assessment must be based on performance observed or verified.Key Results Assessment To what degree did the employee accomplish the expected results and how well were they done?  FORMTEXT      Key Competencies Assessment How well (or how frequently) did the employee demonstrate the behaviors, skills, and knowledge expected?  FORMTEXT      Other Relevant Information (Optional)  FORMTEXT      Comments and SignaturesThis report is based on my best judgment.Date  FORMTEXT      Evaluator s Signature  FORMTEXT      This report has been discuss*,_`u2Ckd($$Ifl-* t644 layt %dh<$Ifgd[|kd$$Ifl-\K 'V t644 layt %`HIL}:Ckde$$Ifl* t644 layt %dhP$Ifgd[Rkd$$Ifl^*  t 644 lap yt %dh<<$Ifgd[$dh<$Ifa$gd[U * F.02<>@x@J躧觍躧s躧Y躧3jh[h?5B*CJU^JaJph3jh[h?5B*CJU^JaJph3j.h[h?5B*CJU^JaJph$h[h?5B*CJ^JaJph!h[h?B*CJ^JaJph8jh[h?5B*CJU^JaJmHnHphu-jh[h?5B*CJU^JaJph"L* F?Ckd$$Ifl* t644 layt % dh$Ifgd[dh<$Ifgd[Rkd$$Ifl^*  t 644 lap yt %dh<<$Ifgd[F@B_N$dh<$Ifa$gd[Ckd4$$Ifl.* t644 layt %Ckdd$$Ifl* t644 layt %dh<$Ifgd[ dh$Ifgd[>@JrƑ[OO dh$Ifgd[Ckd $$Ifl^* t644 layt %dh<$Ifgd[Rkd$$Ifl^*  t 644 lap yt %JL`bdnpr‘đƑȑ,.BDFPR^`tջՍsՍqՍW3jMh[h?5B*CJU^JaJphU3jh[h?5B*CJU^JaJph!h[h?B*CJ^JaJph8jh[h?5B*CJU^JaJmHnHphu3juh[h?5B*CJU^JaJph$h[h?5B*CJ^JaJph-jh[h?5B*CJU^JaJphƑȑ,T^ZLLdh<$Ifgd[Ckd$$IflC* t644 layt % dh$Ifgd[Vkd]$$Ifl-0K% t644 layt %ed with me.Comments  FORMTEXT      Date  FORMTEXT      Employee s Signature  FORMTEXT      I have reviewed this report and in my judgment, the process has been properly followed. 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