CSE Stock List

CSE Current Stock List

Company Name (In Alphabetical Order)

1933 Industries Inc. (formerly Friday Night Inc. 16-Jun-17 to 28-Sep-18 1933 Industries Inc. 10% 14SEP21 (formerly Friday Night Inc. 14-Sep-18 to 28-Sep-18) 1933 Industries Inc. Wts. (formerly Friday Night In. Wts. 14-Sep-18 to 28-Sep-18) 3 Sixty Risk Solutions Ltd.

37 Capital Inc. (formerly JJJ 07-Jul-14 to 21-Jun-19) 4Front Ventures Corp. (formerly Cannex Capital Holdings Inc. 14-Mar-18 to 02-Aug-19) 66 Resources Corp.

12 Exploration Inc.

Abacus Health Products Inc.

Abacus Health Products Inc. Wts.

Aba s Bioceu cals Corp. (formerly FLU 23-Dec-10 to 20-Feb-14)

Acreage Holdings, Inc.

Adastra Labs Holdings Ltd.

Advantagewon Oil Corp.

Advantex Marketing International Inc.

Aether Catalyst Solutions, Inc.

Affinor Growers Inc. (Affinor Resources Inc. 09-Oct-14 to 29-May-14) AgraFlora Organics International Inc. (formerly PUF Ventures Inc. 19-Jun-14 to 15-Nov-18) Agrios Global Holdings Ltd.

AJN Resources Inc.

Alba Minerals Ltd.

Alchemist Mining Inc.

Algernon Pharmaceuticals Inc. (formerly Breathtec Biomedical Inc. 01-Feb-16 to 15-Feb-19) Algernon Pharmaceutical Inc. Wts.

Alliance Growers Corp.

Alternate Health Corp.

American Aires Inc.

American Battery Metals Corp. (formerly First Division Ventures Inc. 29-Nov-18 to 08-Mar-19) American Pacific Mining Corp.

AMPD Ventures Inc.

AMP German Cannabis Group Inc.

Ansar Financial and Development Corporation

Appia Energy Corp.

Aquarius Surgical Technologies Inc.

Arctic Glacier Income Fund

AREV Brands International Ltd. (formerly AREV Nutrition Sciences Inc. 23-Jan-17 to 11-Sep-18)

Symbol Currency Industry

TGIF

CDN

Diversified Industries

TGIF.DB CDN

Diversified Industries

TGIF.WT CDN

Diversified Industries

SAFE

CDN

Diversified Industries

JJJ.X

CDN

Mining

FFNT

CDN

Life Sciences

SXX

CDN

Mining

TWLV

CDN

Mining

ABCS

CDN

Life Sciences

ABCS.WT CDN

Life Sciences

ATT

CDN

Life Sciences

ACRG.U USD

Life Sciences

XTRX

CDN

Life Sciences

AOC

CDN

Oil & Gas

ADX

CDN

Diversified Industries

ATHR

CDN

Technology

AFI

CDN

Life Sciences

AGRA

CDN

Life Sciences

AGRO

CDN

Life Sciences

AJN

CDN

Mining

AA

CDN

Mining

AMS

CDN

Mining

AGN

CDN

Life Sciences

AGN.WT CDN

Life Sciences

ACG

CDN

Life Sciences

AHG

CDN

Life Sciences

WIFI

CDN

Technology

ABC

CDN

Mining

USGD

CDN

Mining

AMPD

CDN

Technology

XCX

CDN

Life Sciences

AFD

CDN

Diversified Industries

API

CDN

Mining

ASTI

CDN

Technology

AG.UN

CDN

Diversified Industries

AREV

CDN

Diversified Industries

As of:

9-Mar-20

Trading

1-Oct-18

1-Oct-18

1-Oct-18

8-Jan-19

24-Jun-19

6-Aug-19

28-Jun-18

15-May-19

30-Jan-19

8-May-19

23-Dec-10

15-Nov-18

6-Jan-20

13-Jul-17

15-Mar-11

11-Apr-19

30-May-14

16-Nov-18

12-Nov-18

12-Jun-18

4-Nov-19

20-Aug-14

19-Feb-19

4-Nov-19

22-Jun-15

24-Jan-17

7-Nov-19

11-Mar-19

8-Mar-18

24-Oct-19

4-Sep-19

13-Mar-15

19-Jun-14

21-Jun-17

9-Jan-12

12-Sep-18

CSE Specific FIGI BBG000DVVTP1 BBG00LYNFYB2 BBG00LYNJNX8 BBG000CY4FL0 BBG000KLSD38 BBG000Q5BLP3 BBG00K6F29K1 BBG00KG5ZYH5 BBG00N70KJK5 BBG00P3C46N1 BBG001CGLZ34 BBG00MK2N6X9

BBG00H4BTST9 BBG000BGPQT5 BBG00NVC7XG1 BBG003GFK9S0 BBG000CWD3P7 BBG00MHC10M0 BBG00L4J9KS3 BBG000D4WG69 BBG001QJ04F2 BBG00C1CQ1Q6 BBG00QRNFVH9 BBG009F7X9W7 BBG00FS7W9T4 BBG00QRZN1R8 BBG00LMYXCN6 BBG00K807393 BBG00QNKRXR1 BBG000BSK4V0 BBG0089793X5 BBG006NHH9W0 BBG000CWY3Y4 BBG000BZ8KZ8 BBG000RPBKQ9

Page 1 of 16

Company Name (In Alphabetical Order) Argo Gold Inc.(formerly Arbitrage Exploration Inc. 27-May-15 to 21-Sep-16)

Symbol ARQ

Currency Industry

CDN

Mining

Armada Mercantile Ltd. (prev. ARM 16-Oct-03 to 14-Oct-09)

Armadillo Resources Ltd.

ARM ARO

CDN CDN

Diversified Industries Mining

Asante Gold Corporation

ASE

CDN

Mining

Ascent Industries Corp.

ASNT

CDN

Life Sciences

Asia Cannabis Corp.

ASIA

CDN

Life Sciences

Aurwest Resources Corporation (formerly Shamrock Enterprises Inc. 10-Nov-10 to 07-Jan-20)

Australis Capital Inc.

AWR AUSA

CDN CDN

Mining Diversified Industries

Auxico Resources Canada Inc.

AUAG

CDN

Mining

Avarone Metals Inc.

AVM

CDN

Mining

Aylen Capital Inc.

AYL

CDN

Diversified Industries

Ayr Strategies Inc. S.V.

AYR.A

CDN

Life Sciences

Ayr Strategies Inc. Rts.

AYR.RT CDN

Life Sciences

Ayr Strategies Inc. Wts.

AYR.WT CDN

Life Sciences

BacTech Environmental Corp.

BAC

CDN

Cleantech

Bam Bam Resources Corp. (formerly KOPR Point Ventures Inc. 21-Feb-19 to 04-Dec-19)

Beleave Inc.

BBR BE

CDN CDN

Mining Life Sciences

Belgravia Hartford Capital Inc. (formerly Belgravia Capital International Inc. 23-Nov-17 to 20-Dec-19

Benchmark Botanics Inc.

BLGV BBT

CDN CDN

Diversified Industries Life Sciences

Berkley Renewables Inc.

BKS

CDN

Diversified Industries

BetterLife Pharma Inc. (formerly Pivot Pharmaceuticals Inc. 19-Dec-17 to 05-Dec-19)

BevCanna Enterprises Inc.

BETR BEV

CDN CDN

Life Sciences Life Sciences

Bexar Ventures Inc.

BXV

CDN

Technology

Bhang Inc. S.V.

BHNG

CDN

Life Sciences

BIGG Digital Assets Inc. (formerly BIG Blockchain Intelligence Group Inc. 06-Dec-17 to 03-Oct-19)

Biocure Technology Inc. (formerly Gravis Energy Corp.

BioMark Diagnostics Inc.

BIGG CURE BUX

CDN CDN CDN

Technology Life Sciences Life Sciences

Biome Grow Inc. (formerly Orca Touchscreen Tech Ltd. 13-Jun-14 to 05-Oct-18)

BIOSENTA Inc. (formerly RXT 11o Inc. 28-Apr-11 to 05-Jun-12)

Bird River Resources Inc. (formerly Bird River Mines Inc. 16-Mar-06 to 04-Feb-11)

BitRush Corp. (formerly The Streetwear Corporation 23-Sep-14 to 09-Sep-15)

Blackhawk Resource Corp.

BIO ZRO BDR BRH BLR

CDN CDN CDN CDN CDN

Life Sciences Diversified Industries Oil & Gas Technology Diversified Industries

Black Tusk Resources Inc.

TUSK

CDN

Mining

Block X Capital Corp, (formerly Lions Gate Metals Inc. 23-Jun-14 to 23-Jan-18)

Blockchain Foundry Inc.

BXXX BCFN

CDN CDN

Technology Technology

Blockchain Holdings Ltd. (formerly Khot Infraastructure Holdings Ltd. 15-Jan-14 to 11-Oct-18)

Blocplay Entertainment Inc. (formerly Stompy Bot Corporation 24-Sep-15 - 01-Feb-18)

BLOK Technologies Inc. (formerly Aida Minerals Corp. 07-Jan-16 to 01-Feb-18

Blueberries Medical Corp. (formerly CDN Msolar Corp. 08-Apr-14 to 05-Feb-19)

BCX PLAY BLK BBM

CDN CDN CDN CDN

Technology Technology Technology Life Sciences

Trading 22-Sep-16 15-Oct-09 4-Feb-11 28-May-15 9-Aug-18 24-Jan-19

19-Sep-18 17-Oct-17 20-Jan-16 17-Sep-13 19-Aug-19 19-Aug-19 19-Aug-19 2-Dec-10 5-Dec-19 31-Dec-15 23-Dec-19 3-Nov-17 21-Jul-10 6-Dec-19 2-Jul-19 27-Mar-18 11-Jul-19 4-Oct-19 29-Nov-17 3-Nov-14 9-Oct-18 6-Jun-12 7-Feb-11 10-Sep-15 5-Mar-19 10-Nov-17 24-Jan-18 14-May-18 12-Oct-18 2-Feb-18 2-Feb-18 6-Feb-19

CSE Specific FIGI BBG000MBB3M7 BBG000L2CKQ5 BBG000RQY6L8 BBG002CPH9T7 BBG000R373C6 BBG00KY0WPJ6 BBG0014TXB80 BBG00LDFCC78 BBG00HZHH695 BBG000KNWBY9 BBG0058QZ2K7 BBG00JWV2626 BBG00JWV1397 BBG00JWV1PN2 BBG0019SN1F2 BBG00J6HGKL9 BBG00BSB3RL4 BBG000QDQ0X7 BBG0014N7V06 BBG000BXS5K0 BBG00JKT0MM9 BBG00PM19YM9 BBG00KG20FS9 BBG00PP0M421 BBG0088CY7Q6 BBG000QW95B7 BBG007G8QMF6 BBG006N4MWP0 BBG000PVG0K3 BBG000G916L4 BBG0076DCSV0 BBG000BCHJL7 BBG00HP9P8C7 BBG000G0SSW4 BBG001HTZHJ9 BBG000GM7N96 BBG00B2VYJB3 BBG00BTG8651 BBG0069HXDQ6

Page 2 of 16

Company Name (In Alphabetical Order) Blue Lagoon Resources Inc

Symbol BLLG

Currency Industry

CDN

Mining

Bluesky Digital Assets Corp. (formerly Gundpowder Capital Corp. 26-Nov-16 to 29-Nov-19)

Bluesky Digital Assets Corp. Pr. A (formerly Gunpowder Capital Corp. 12-Sep-16 to 29-Nov-19)

Body and Mind Inc. (formerly Deploy Technologies Inc. 22-Dec-11 to 06-Dec-17)

Bolt Metals Corp. (formerly Pacific Rim Cobalt Corp. 24-Oct-17 to 25-Feb-20)

Bond Resources Inc.

BTC

CDN

BTC.PR.A CDN

BAMM

CDN

BOLT

CDN

BJB

CDN

Diversified Industries Diversified Industries Life Sciences Mineral Exploration Mining

Braingrid Limited

BGRD

CDN

Technology

Bucephalus Capital Corp.(formerly Bradstone Capital Corp. 14-Mar-16 to 24-AprB-1C9A)

CDN

Diversified Industries

Bullfrog Gold Corp.

BFG

CDN

Mining

Bunker Hill Mining Corp. (formerly Liberty Silver Corp. 19-May-17 to 28-Nov-17)

Byrna Technologies Inc. (formerly Security Devices International Inc. 15-Oct-18 to 03-Mar-20)

C21 Investments Inc.

BNKR BYRN CXXI

CDN CDN CDN

Mining Technology Life Sciences

California Gold Mining Inc.

CGM

CDN

Mining

Callitas Health Inc. (formerly M Pharmaceuticals Inc. 27-Jan-15 to 19Sep-17)

Camarico Investment Group Ltd.

LILY CIG

CDN CDN

Life Sciences Life Sciences

Canada House Wellness Group Inc. (formerly Abba Medix Group Inc. 11-Mar-11 to 08-Nov-16)

Canadian Metals Inc.

CHV CME

CDN CDN

Life Sciences Mining

Canadian Overseas Petroleum Limited

XOP

CDN

Oil & Gas

Canadian Palladium Resources Inc. (formerly 21 Investments Inc. 18-Jun-18 to 17-Jan-20)

Canamex Gold Corp.

BULL CSQ

CDN CDN

Mining Mining

Cannabis Growth Opportunity Corporation

CGOC

CDN

Life Sciences

Cannabix Technologies Inc. (formerly West Point Resources Inc. 24-Jun-14 - 12-Aug-14)

Canna-V-Cell Sciences Inc.

BLO CNVC

CDN CDN

Technology Life Sciences

CannAmerica Brands Corp. (formerly Midnight Star Ventures Corp. 04-Aug-15 to 26-Oct-18)

Cannabis One Holdings Inc. S.V.

CANA CBIS

CDN CDN

Life Sciences Life Sciences

CannaOne Technologies Inc.

CNNA

CDN

Technology

Cannara Biotech Inc.

LOVE

CDN

Life Sciences

Canntab Therapeutics Limited (formerly Teferscot Resources Inc. 21-Apr-11 to 19-Apr-18)

Cansortium Inc.

PILL TIUM.U

CDN USD

Life Sciences Life Sciences

Cansortium Inc. Wts.

TIUM.WT.U USD

Life Sciences

Captiva Verde Land Corp.

PWR

CDN

Life Sciences

Captor Capital Corp.

CPTR

CDN

Diversified Industries

Carl Data Solutions Inc. (formerly Carl Capital Corp.)

Carlyle Commodities Corp. (formerly Delrey Metals Corp. 24-Oct-18 to 14-Feb-20)

Cartier Iron Corporation

CRL CCC CFE

CDN CDN CDN

Diversified Industries Mining Mining

Cascadia Blockchain Group Corp. (formerly Cascadia Consumer Electronics Corp. 12-Sep-13 to 07-Sep-18)

CAT Strategic Metals Corporation (formerly Chimata Gold Corp. 11-Jun-18 to 13-Feb-19)

CB2 Insights Inc.

CK CAT CBII

CDN CDN CDN

Technology Mining Technology

CBD Global Sciences Inc.

CBDN

CDN

Life Sciences

Trading 4-Jul-19 2-Dec-19 2-Dec-19 07-De-17 26-Feb-20 2-May-19 28-Dec-18 25-Apr-19 11-Sep-19 29-Nov-17 4-Mar-20 18-Jun-18 21-Mar-19 20-Sep-17 13-Aug-19 9-Nov-16 2-Jul-13 31-Oct-18 20-Jan-20 7-May-18 29-Jan-18 24-Jun-14 29-Oct-18 15-Oct-18 26-Feb-19 21-Nov-18 14-Jan-19 20-Apr-18 21-Mar-19 21-Mar-19 10-Oct-18 30-Oct-17 21-Jan-15 18-Feb-20 29-Jan-13 10-Sep-18 14-Feb-19 6-Mar-19 29-Oct-19

CSE Specific FIGI BBG00PNF5NS9 BBG000QRFLM4 BBG00DSL67P5 BBG002CGV5H2 BBG00J24CVY8 BBG00MJ5MDL3 BBG000BPB0C5 BBG002HWVSX4 BBG00Q73Z0X3 BBG002CCQR89

BBG000BYG1V8 BBG000C0GVM5 BBG000QNN0R5 BBG000GJN353 BBG000HRL230 BBG0046HG8M8 BBG000QNVC09 BBG000BYG1V8 BBG000BBPZW2 BBG00JCJ0MF8 BBG004DSD171 BBG0086KQ100 BBG00M865M78 BBG000BK6M07 BBG00KTC71B5 BBG00N26SB26 BBG001NGVDD9 BBG00NNWDH38 BBG00NPHB4G6 BBG00JB5X8P3 BBG000MMR8L6 BBG007B5ZVF7 BBG00LDFLSD6 BBG0042QDF12 BBG00589XPC5 BBG0022R00Z4 BBG00NHXGPL2 BBG00QQ0YQT7

Page 3 of 16

Company Name (In Alphabetical Order) CellCube Energy Storage Systems Inc. (formerly Stina Resources Ltd. 30-Sep-15 to 16-May-18) CENTR Brands Corp. (formerly River Wild Exploration Inc. 27-Feb-13 to 02-Apr-19) Cerro de Pasco Resources Inc. (formerly Genius Properties Ltd. 13-Feb-14 to 17-Oct-18) Cerro Grande Mining Corporation

Certive Solutions Inc. (formerly VisualVault Corporation 21-Dec-12 to 04-Oct-13) Champignon Brands Inc.

Chemesis International Inc.

Chemistree Technology Inc. (formerly Whattozee Networks Inc. 25-Jan-17 to 03-Aug-17) Chemistree Technology Inc. Wts.

Choom Holdings Inc.

Cielo Waste Solutions Inc.

CIM International Group Inc.

Citation Growth Corp. (formerly Liht Cannabis Corp. 25-Oct-18 to 11-Jun-19) Citation Growth Corp. Wts. (formerly Liht Cannabis Corp. Wts. 25-Oct-18 to 11-Jun-19) City View Green Holdings Inc.

CloudMD Software & Services Inc. (formerly Premier Health Group Inc. 29-Nov-17 to 21-Feb-20) Cloud Nine Education Group Ltd.

CLS Holdings USA Inc. (formerly CLSH.U 09-Jan-19 to 25-Apr-19) CMX Gold & Silver Corp.

Codebase Ventures Inc. (formerly 360 Blockchain Inc. 10-Oct-17 to 15-Feb-19) Cognetivity Neurosciences Ltd.

Copper Reef Mining Corp.

Copperbank Resources Corp (formerly Choice Gold corp 06-Nov-14)

CordovaCann Corp.

Core One Labs Inc. (formerly Lifestyle Delivery Systems Inc. 06-May-15 to 05-Sep-19) Corsurex Resource Corp.

Cresco Labs Inc.

Cresco Labs Inc. Wts.

Crest Resources Inc.

Crestview Exploration Inc.

Cruz Cobalt Corp.

Cryptologic Corp. (formerly Vogogo Inc. 19-Jan-18 to 30-Jul-19) Cryptologic Corp. 8% 30JUN30 (formerly Vogogo Inc. 8% 30JUN20 21-Jun-18 to 30-Jul-19) Cultivar Holdings Inc.

Curaleaf Holdings, Inc. (formerly Lead Ventures Inc. 15-Mar-18 to 26-Oct-18) Cyntar Ventures Inc.

Cypherpunk Holdings Inc. (formerly Khan Resources Inc. 14-May-12 to 01-Feb-19) Data Deposit Box Inc.

Debut Diamonds Inc.

Symbol CUBE

Currency Industry

CDN

Mining

CNTR

CDN

Life Sciences

CDPR

CDN

Mining

CEG

CDN

Mining

CBP

CDN

Technology

SHRM

CDN

Diversified Industries

CSI

CDN

Life Sciences

CHM

CDN

Technology

CHM.WT CDN

Technology

CHOO

CDN

Life Sciences

CMC

CDN

Technology

CIM

CDN

Diversified Industries

CGRO

CDN

Life Sciences

CGRO.WT CDN

Life Sciences

CVGR

CDN

Life Sciences

DOC

CDN

Life Sciences

CNI

CDN

Technology

CLSH

CDN

Life Sciences

CXC

CDN

Mining

CODE

CDN

Diversified Industries

CGN

CDN

Life Sciences

CZC

CDN

Mining

CBK

CDN

Mining

CDVA

CDN

Life Sciences

COOL

CDN

Life Sciences

CRC

CDN

Mining

CL

CDN

Life Sciences

CL.WT

CDN

Life Sciences

CRES

CDN

Mining

CRS

CDN

Mining

CRUZ

CDN

Mining

CRY

CDN

Technology

CRY.DB CDN

Technology

CULT

CDN

Diversified Industries

CURA

CDN

Life Sciences

CYN

CDN

Mining

HODL

CDN

Technology

DDB

CDN

Technology

DDI

CDN

Mining

Trading 17-May-18 3-Apr-19 18-Oct-18 26-Aug-14 7-Oct-13 2-Mar-20 18-Jul-18 4-Aug-17 1-Apr-19 22-Nov-17 3-Aug-11 9-May-16 12-Jun-19 12-Jun-19 5-Mar-19 24-Feb-20 1-Dec-16 26-Apr-19 11-Dec-14 19-Feb-19 19-Mar-18 22-Feb-08 7-Nov-14 8-Aug-18 6-Sep-19 24-Sep-19 3-Dec-18 24-Sep-19 23-Oct-18 9-Sep-19 6-Aug-19 31-Jul-19 31-Jul-19 20-Dec-19 29-Oct-18 15-May-18 4-Feb-19 30-Mar-15 13-Dec-11

CSE Specific FIGI BBG000BF93K5 BBG00465P8M4 BBG000BBP2J0 BBG000CG30W1 BBG001PH5SW0

BBG00GVSVV32 BBG000G4M2B2 BBG00NRX4YR9 BBG000Q8XNG9 BBG001YHLLZ4 BBG000QW3523 BBG008NM7S45 BBG00K4Y1PP2 BBG000CL0026 BBG00JCPVYR1 BBG00D8YT943 BBG00N0D6L70 BBG007Q08JT4 BBG005MYG3N0 BBG00JNH7132 BBG000TQWS03 BBG000C2R3Y8 BBG00LNJLYN3 BBG001LH5PM1 BBG00QDBHYP3 BBG00MQ4GZK7 BBG00QB965D8 BBG00LMYX1S5 BBG00Q6CBHW4 BBG000RMF610 BBG008P2CWQ8 #N/A Invalid Security

BBG009KJQMV5 BBG00KWY2W75 BBG000H4VXY8 BBG008F2WVT6 BBG002B62PL8

Page 4 of 16

Company Name (In Alphabetical Order) DeepRock Minerals Inc.

Deer Horn Capital Inc. (formerly Deer Horn Metals Inc. 30-Sep-14 to 06-Oct-14) Deveron UAS Corp.

DigiCrypts Blockchain Solutions Inc.

Dimension Five Technologies Inc.

Direct Communication Solutions, Inc.

Dixie Brands Inc.

Dizun International Enterprises Inc.

DNI Metals Inc.

Draganfly Inc.

Dundee Sustainable Technologies Inc. (formerly Creso Exploration Inc. from 19-Feb-14 to 07-Apr-14) Earth Alive Clean Technologies Inc.

Earth Alive Clean Technologies Inc. Wts.

EarthRenew Inc.

Eastern Zinc Corp.

Eco Oro Minerals Corp.

EGF Theramed Health Corp. (formerly Theramed Health Corporation 08-May-19 to 23-Oct-19) Emergia Inc. (formerly Delma Group Inc. 23-Mar-18 to 20-Jan-20) Empower Clinics Inc. (former symbol EPW 30-Apr-18 to 10-Apr-19) EnviroLeach Technologies Inc.

ePlay Digital Inc. (formerly Network Life Sciences Inc. 16-Jan-15 to 22-Nov-16) ESI Energy Services Inc.

Etruscus Resources Corp.

Eureka 93 Inc. (formerly LiveWell Canada Inc. 26-Nov-19 to 17-Jul-19) Eurogas International Inc.

Eurolife Brands Inc. (formerly Cannvas MedTech Inc. 03-Jul-18 to 13-Aug-19) Eviana Health Corporation

Evolving Gold Corp.

eXeBlock Technology Corporation

EXMceuticals Inc.

Explorex Resources Inc.

Exro Technologies Inc.

Fandom Sports Media Corp. (formerly Hatch Interactive Technolgoies Corp. 08-Sep-15 to 02-Aug-16) Far Resources Ltd.

FinCanna Capital Corp.

Fineqia International Inc. (formerly Nanostruck Technologies Ltd. 02-Oct-13 to 31-Nov-16) Fiorentina Minerals Inc.

First Energy Metals Limited

First Responder Technologies Inc.

Symbol DEEP

Currency Industry

CDN

Mining

DHC

CDN

Mining

DVR

CDN

Diversified Industries

DIGI

CDN

Technology

DFT

CDN

Technology

DCSI

CDN

Technology

DIXI.U

USD

Life Sciences

KDZ

CDN

Diversified Industries

DNI

CDN

Mining

DFLY

CDN

Technology

DST

CDN

Technology

EAC

CDN

Technology

EAC.WT CDN

Technology

ERTH

CDN

Cleantech

EZNC

CDN

Mining

EOM

CDN

Mining

TMED

CDN

Technology

EMER

CDN

Diversified Industries

CBDT

CDN

Life Sciences

ETI

CDN

Technology

EPY

CDN

Technology

OPI

CDN

Oil & Gas

ETR

CDN

Mining

ERKA

CDN

Life Sciences

EI

CDN

Oil & Gas

EURO

CDN

Life Sciences

EHC

CDN

Life Sciences

EVG

CDN

Mining

XBLK

CDN

Technology

EXM

CDN

Life Sciences

EX

CDN

Mining

XRO

CDN

Technology

FDM

CDN

Technology

FAT

CDN

Mining

CALI

CDN

Life Sciences

FNQ

CDN

Diversified Industries

FLO

CDN

Mining

FE

CDN

Mining

WPN

CDN

Technology

Trading 16-Nov-18 7-Oct-14 19-Jul-16 18-Mar-19 12-Feb-19 8-Jan-20 29-Nov-18 12-Jan-12 24-Dec-15 5-Nov-19 8-Apr-14 17-Apr-14 30-Oct-19 10-Jan-19 4-Sep-18 24-Oct-17 24-Oct-19 21-Jan-20 11-Apr-19 30-Mar-17 23-Nov-16 1-Dec-16 15-Jan-19 18-Jul-19 31-Mar-09 14-Aug-19 12-Sep-17 25-Jul-14 16-Nov-17 31-Jan-19 30-Apr-15 29-Aug-17 3-Aug-16 12-Dec-11 29-Dec-17 1-Nov-16 21-Oct-19 1-Mar-19 16-Jan-20

CSE Specific FIGI BBG00KG28Q61 BBG000QPLW56 BBG002VH5KX7 BBG00NLMFWB8 BBG00N9ZZW58

BBG00MP45F24 BBG002DJ25Y8 BBG000G1ZXH0 BBG00QRNGGY2 BBG0069F7LR0 BBG003H4CND8

BBG000BQHBF0 BBG000VGMT92 BBG000CT4007 BBG004Q2YZW8 BBG0088NHRW0 BBG0019SSTF6 BBG00GBV7VD3 BBG007XHMLT8 BBG00FFRLHS9 BBG00N26TPN1 BBG00B55CWS4 BBG000H07H69 BBG00LBL0CW2 BBG00HNV2Y29 BBG000RLBBQ8 BBG00J7SVYQ2 BBG00N75F3V3 BBG001LH5CX8 BBG00HL2SYB7 BBG000QX4SC9 BBG001ZVN8S7 BBG0045PFVB3 BBG000GN4S87 BBG00PVP25G3 BBG000BY3GT2

Page 5 of 16

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