List of Issuers with No Outstanding Past-Due Share of the ...

1666 K Street NW Washington, DC 20006 Office: (202) 207-9100



List of Issuers with No Outstanding Past-Due Share of the Issuer Accounting Support Fee

Determination of Payment under PCAOB Rule 7104(b)

As of September 11, 2019

The following is a list of issuers that have been assessed and have no outstanding past-due share of the issuer accounting support fees of the Public Company Accounting Oversight Board ("PCAOB") and the Financial Accounting Standards Board ("FASB"), as of September 11, 2019.1/

A registered public accounting firm may take the inclusion of an issuer on this list as an indication that the issuer has no outstanding past-due share of the issuer accounting support fee for purposes of PCAOB Rule 7104(b).

This list will be updated at least bi-weekly. If a registered public accounting firm cannot obtain a representation from the issuer or cannot determine by reviewing the list below whether the issuer has no past-due share of the accounting support fee outstanding, the registered public accounting firm may contact the staff by phone at 1202-207-9294 (Business Days: 9:00 a.m. to 5:00 p.m. ET) or by email at confirm@.

If you believe an issuer has been excluded from this list in error, please contact the staff by phone at 1-202-207-9294 (Business Days: 9:00 a.m. to 5:00 p.m. ET) or by email at confirm@.

1/

Just because an issuer does not appear on this list does not mean that the

issuer has outstanding a past-due share of the accounting support fee. Many "issuers,"

as that term is defined in the Sarbanes-Oxley Act and the Board's rules, are not

allocated a share of the issuer accounting support fee of the PCAOB and the FASB

under the Board's funding rules and therefore are not on this list even though they have

outstanding no past-due share of the accounting support fee. In addition, payments are

received periodically by the PCAOB and are not reflected on this list until it is next

updated. For more information regarding the determination of payment of accounting

support fees by registered accounting firms, please see rule 7104(b).

Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 11, 2019

Additional information about the issuer accounting support fee and the funding process is available in the Frequently Asked Questions ("FAQs") available in the Accounting Support Fee section of the PCAOB's Web site ().

1290 VT Equity Income 1290 VT GAMCO Small Co Value 180 CONNECT INC 1-800 CONTACTS INC 1-800- Inc 1st Century Bancshares Inc 1st Constitution Bancorp 1st Financial Services Corp 1st Independence Financial Group Inc 1st Pacific Bancorp 1st Source Corp 1ST ST BANCORP INC 1st United Bancorp Inc 21ST CENTURY INS GROUP 22nd Century Group Inc 24/7 REAL MEDIA INC 2U Inc 360 GLOBAL WINE CO 361 Global Long/Short Equity 361 Managed Futures Strategy 3COM CORP 3M Co 3PAR Inc 3Pea International Inc 4KIDS ENTERTAINMENT INC 51job Inc 7 Days Group Holdings Ltd 724 SOLUTIONS INC 7-ELEVEN INC 8point3 Energy Partners LP 8x8 Inc 99 Cents Only Stores A S V INC A V Homes Inc A. H. Belo Corp A. O. Smith Corp A.C. Moore Arts & Crafts Inc A.D.A.M. Inc A.F.P. Provida Sa

*

*

*

A10 Networks Inc

A123 Systems Inc

A21 GROUP INC

A4S SECURITY INC

AAIPHARMA INC

AAM/Bahl & Gaynor Income

Growth

AAMES INVESTMENT

CORP

AAON Inc

AAR CORP

Aaron's Inc

AB 2015 Retirement Strategy

AB 2020 Retirement Strategy

AB 2025 Retirement Strategy

AB 2030 Retirement Strategy

AB All Market Total Return

AB Conservative Wealth

Strategy

AB Discovery Growth

AB Discovery Value

AB Equity Income

AB Global Bond

AB Global Risk Allocation

AB Global Value

AB Government Exchange

Reserves

AB Growth

AB High Income

AB High Yield

AB Income

AB International Growth

AB International Research

Growth

AB International Small Cap

AB International Strategic

Equities

AB Intl Value

AB Large Cap Growth

AB Multi Market Strategy

Trust

AB Muni Income CA

AB Muni Income II FL

AB Muni Income II VA

Page 2

AB Muni Income National AB Municipal Income NY AB Municipal Income Shares AB Pooling Bond Inflation Protected AB Pooling Global Core Bond AB Pooling High Yield AB Pooling International Growth AB Pooling International Value AB Pooling Multi Asset Real Return AB Pooling Short Duration Bond AB Pooling Small Mid Cap Growth AB Pooling Small Mid Cap Value AB Pooling US Large Cap Growth AB Pooling US Value AB Pooling Volatility Management AB Relative Value AB Select US Long/Short AB Small Cap Core AB Small Cap Growth AB Sustainable Global Thematic AB Tx Mngd Bal Wealth Strategy AB Tx Mngd Wealth Apprec AB Value AB VPS Balnced Wealth AB VPS Dynamic Asset Allocation AB VPS Global Technology AB VPS Growth & Income AB VPS Intl Value AB VPS Large Cap Growth AB VPS Small/Mid Cap Value AB VPS Value

AB Wealth Appreciation Abakan Inc ABAXIS Inc ABB Ltd Abbey Capital Futures Strategy ABBF Corporate Bond ABBF Intermediate Bond ABBF US Government Abbott Laboratories ABBSF-Emerging Markets AbbVie Inc Abengoa SA Abeona Therapeutics Inc Abercrombie & Fitch Co. Aberdeen Asia Bond Aberdeen Asia Pacific (ex Japan) Equity Aberdeen Asia-Pacific Income Fund Inc. Aberdeen Australia Equity Fund Inc. Aberdeen Emerging Markets Aberdeen Emerging Markets Equity Income Fund Inc Aberdeen Equity Long-Short Aberdeen Global High Income Aberdeen International Equity Aberdeen Select International Equity Aberdeen Standard Palladium ETF Trust Aberdeen Standard Platinum ETF Trust Aberdeen Standard Precious Metals Basket ETF Trust Aberdeen Standard Silver ETF Trust Aberdeen Total Return Bond Aberdeen UltraShort Municipal Income Aberdeen US Small Cap Equity Abgenix Inc ABIF-Global REIT Institutional Abigail Adams National Bancorp Inc Ability Inc. Abington Bancorp Inc

Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 11, 2019

ABIOMED Inc ABIS All Market Real Return Strategy ABIS Bond Inflation ABIS Municipal Bond Inflation Strategy ABITIBI CONSOLIDATED INC ABLE ENERGY INC ABLE LABORATORIES INC INC Ablynx NV ABM Industries Inc ABMIF High Income Muni ABN AMRO Balanced ABN AMRO Bond ABN Amro Holding NV ABN AMRO Investor Money Mkt ABN AMRO Treasury MM ABN AMRO TxEx MM Abovenet Inc Abraxas Petroleum Corp. Abraxis BioScience Inc Absolute Opportunities Absolute Strategies AC Alternatives Market Neutral Value AC Immune SA ACA CAPITAL HOLDINGS INC Acacia Communications Inc Acacia Research Corp Acadia Healthcare Co Inc Acadia Pharmaceuticals Inc Acadia Realty Trust Acadian Emerging Markets Acambis Plc Acasti Pharma Inc Accelerate Diagnostics Inc Accelerize Inc Acceleron Pharma Inc Accelrys Inc. Accentia Biopharmaceuticals Inc Accenture PLC Acceptance Insurance Cos Inc Access Capital Community Investment Access Flex Bear High Yield

Access National Corp Access Plans USA Inc Accessor Small/Mid Cap Acclaim Enmnt Inc ACCO Brands Corp ACCREDITED HOME LENDERS HLDG Accredited Members Holding Corp ACCREDO HEALTH INC. ACCUPOLL HOLDING CORP ACCURAY INC Accuride Corp ACE Avation Holdings Inc ACE CASH EXPRESS INC ACE COMM CORP AcelRx Pharmaceuticals Inc Achillion Pharmaceuticals Inc ACI Worldwide Inc Aclara Biosciences Inc Aclaris Therapeutics Inc ACM Institutional MM CA ACM Institutional MM Govt ACM Institutional MM Prime ACM Institutional MM Treasury ACM Institutional MM Trust ACM Institutional MM TxFr ACM Research Inc ACME Communications Inc Acme Packet Inc Acme United Corp ACNB Corp Acorda Therapeutics Inc Acorn Energy Inc Acorn International Inc ACR GROUP INC Acres Gaming Inc ACRO INC Across America Real Estate Corp ACS-TECH80 LTD ACT TELECONFERENCING INC Actel Corp Actiga Corp Actinium Pharmaceuticals Inc ACTION PERFORMANCE COS INC

Page 3

Actions Semiconductor Co Ltd Activcard Corp Active Assets CA Tax Free MM Active Assets Government Trust Active Assets Govt MM Active Assets Money Active Assets Prime Trust Active Assets TxFr MM Active Health Foods Inc Active Network Inc Active Power Inc Activision Blizzard Inc Activision Inc. Actua Corp Actuant Corp Actuate Corp Acuity Brands Inc. ACURA PHARMACEUTICALS INC Acushnet Holdings Corp ACUSPHERE INC AD VENTURE PARTNERS INC Adamas Pharmaceuticals Inc Adamis Pharmaceuticals Corp Adams Diversified Equity Fund Inc Adams Golf Inc. Adams Natural Resources Fund Inc Adams Resources & Energy Inc. ADAMS RESPIRATORY THERAPTCS Adaptimmune Therapeutics plc ADC Telecommunications Inc. AdCare Health Systems Inc Addus HomeCare Corp ADDvantage Technologies Group Inc ADE CORP/MA ADECCO SA Adecoagro SA ADELPHIA COMMUN -CL A Adept Technology Inc

Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 11, 2019

ADESA INC Adesto Technologies Corp AdEx Media Inc ADEZA BIOMEDICAL CORP Adient Plc Adira Energy Ltd ADMA Biologics Inc Adobe Inc ADOLOR CORP Adomani Inc ADSTAR INC ADT Corp (The) ADT Inc Adtalem Global Education Inc ADTRAN Inc ADUDDELL INDUSTRIES INC Aduro BioTech Inc ADV NEUROMODULATION SYS INC Advance America Cash Advance Centers Inc Advance Auto Parts Inc. Advance Capital Balanced Advance Capital Retire Income ADVANCE NANOTECH INC Advanced Accelerator Applications SA Advanced Analogic Technologies Inc Advanced Battery Technologies Inc Advanced BioMedical Technologies Inc ADVANCED BIOTHERAPY INC ADVANCED DIGITAL INFO CORP Advanced Disposal Services Inc Advanced Drainage Systems Inc Advanced Emissions Solutions Inc Advanced Environmental Recycling Technologies Inc Advanced Fibre Comm Inc Advanced Life Sciences Holdings Inc

ADVANCED MARKETING SERVICES Advanced Medical Optics Inc. Advanced Micro Devices Inc Advanced Photonix Inc. ADVANCED POWER TECHNOL INC Advanced Tech Industries Advanced Technology Acquisition Corp ADVANCED VIRAL RESEARCH CORP Advanced Voice Recognition Systems Inc Advancepcs AdvancePierre Foods Holdings Inc AdvanSix Inc Advanta Corp Advantage Oil & Gas Ltd ADVANTEST CORP Advantus Srs Asset Allocation Advantus Srs Bond Advantus Srs Mortgage Sec Advaxis Inc Advent Claymore Convertible Securities and Income Fund Inc Advent Software Inc. Advent/Claymore Global Convertible Securities & Income Fund Adverum Biotechnologies Inc AdvisorOne CLS Global Diversified Equity AdvisorOne Milestone Treasury Obligation AdvisorShares Peritus High Yield ETF Advisory Board Company (The) Advisory Research MLP & Energy Income ADVO INC ADVOCAT INC AECOM Aegerion Pharmaceuticals Inc Aegion Corp

Page 4

AEGIS COMMUNICATIONS GROUP Aegis Value Aeglea BioTherapeutics Inc Aegon NV AEGON/Trans Alger Aggrsv Gro AEGON/Trans Cap Guard Global AEGON/Trans Cap Guard US Eqty AEGON/Trans Convertible Sec AEGON/Trans Great Co Amer Sml AEGON/Trans Janus Growth AEGON/Trans Legg Mason Ptnrs All Cap AEGON/Trans LKCM Strtgc TtlRtn AEGON/Trans VKM Act Intl Alloc AEHR TEST SYSTEMS Aemetis Inc AEOLUS PHARMACEUTICALS INC AEP INDUSTRIES INC AerCap Holdings NV Aerie Pharmaceuticals Inc Aerkomm Inc AeroCentury Corp Aeroflex Holding Corp AEROFLEX INC AeroGrow International Inc Aerohive Networks Inc Aerojet Rocketdyne Holdings Inc AEROSONIC CORP AEROTELESIS INC AEROVIRONMENT INC Aerpio Pharmaceuticals Inc AES Corporation (The) AETERNA ZENTARIS INC Aetna Inc. Aetrium Inc Aevi Genomic Medicine Inc Affiliated Computer Services Inc. Affiliated Managers Group Inc. Affimed NV

Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 11, 2019

Affirmative Insurance Holdings Inc Affymax Inc Affymetrix Inc AFLAC INC AG Mortgage Investment Trust Inc Ag Services Of America AGA Medical Holdings Inc Agape ATP Corp AGCO Corp Agenus Inc/DE AGERE SYSTEMS INC AgeX Therapeutics Inc AgFeed Industries Inc AGILE SOFTWARE CORP Agile Therapeutics Inc Agilent Technologies Inc Agilysys Inc AGNC Investment Corp Agnico Eagle Mines Ltd Agree Realty Corp Agria Corp Agrium Inc. AIDA PHARMACEUTICALS INC AIG Focused Alpha Large Cap AIG Focused Dividend Strategy AIG Focused Growth AIG Government Money Market AIG Money Market AIG Retirement Co I Core Equity AIG Retirement Co II Large Cap Value Aileron Therapeutics Inc AIM Aggressive Growth AIM Balanced AIM Blue Chip AIM Core Stock AIM Dent Demographic Trends AIM Financial Services AIM Glbl Equity AIM Glbl Financial Svcs AIM Glbl Science & Tech AIM Health Sciences AIM International Allocation

AIM Large Cap Basic Value AIM Mid Cap Basic Value AIM Opportunities I AIM Opportunities III AIM Premier Equity AIM Select Equity AIM Select Real Estate Income Fd AIM Small Company Growth AIM Total Return AIM V.I. Capital Development AIM V.I. Glbl Health Care AIM V.I. Growth AIM V.I. Premier Equity AIM Weingarten Aimmune Therapeutics Inc AIR FRANCE - KLM Air Lease Corp Air Methods Corp Air Products and Chemicals Inc. Air T Inc Air Transport Services Group Inc Airborne Inc Airborne Wireless Network Aircastle Ltd Airgain Inc Airgas Inc. Airgate Pcs Inc AIRNET COMMUNICATIONS CORP Airnet Systems Inc. Airspan Networks Inc AirTran Holdings Inc. Airvana Inc Aixtron SE AK Steel Holding Corp Akamai Technologies Inc Akebia Therapeutics Inc Akeena Solar Inc AKESIS PHARMACEUTICALS INC Akorn Inc Akoustis Technologies Inc Akre Focus AKSYS LTD AKZO NOBEL NV Al Frank Fund AL Muni Cash Trust

Page 5

................
................

In order to avoid copyright disputes, this page is only a partial summary.

Google Online Preview   Download