Control Agreement for the Fidelity Account

Questions? Go to or call 800-343-3548.

Control Agreement for the Fidelity Account?

Instructional Only ? Do not return this page to Fidelity. IMPORTANT: All information on the attached form must be completed by the lender before submission to Fidelity for processing. Any omissions will result in processing delays and, in certain situations, you may be required to execute a new Control Agreement. Two original copies of the Control Agreement must be received by Fidelity. If only one original copy is received, Fidelity will keep the original and provide a copy to the lender.

Print legibly in black ink.

Page 1 Account Owner Name(s), Lending Party's information, and the Date of the Pledge Agreement: Provide the account owner name(s) and Fidelity account number; the lending party name, address, and tax identification number; and the effective date of the Pledge Agreement. Only the following account registrations are eligible to be pledged as collateral with a lending party: a self-directed nonretirement brokerage Individual, Joint Tenants with Rights of Survivorship, Joint Tenants in Common, Joint Community Property, Joint Tenants by the Entirety, or a Joint Usufruct account. Do not use this Control Agreement for any other registration type.

Page 4 Account Owner Signature(s) and Date(s): Provide the account owner name(s), date(s) and signature(s) in this section. The account owner(s) should execute the Control Agreement.

Lending Party Include the following: 1) Lender company's name 2) Printed name, title, and contact phone number of the authorized officer of the lender 3) Authorized officer of the lending party must sign and date the signature in the "Authorized Officer Signature" section

Page 5 List of Authorized Persons of the Lender: Authorized persons of the lender must provide their printed name, contact phone number, signature, and date of the signature. This page is required to be completed and should include the signature of the authorized officer who signed on page 4, as well as any representative of the lender who is authorized to provide direction on activity in the account, including distributions, notice of sole control, and termination of the Control Agreement.

It is in the best interest of the customer, lender, and Fidelity to have multiple authorized persons in order to avoid any potential future delays in the event an authorized person is unavailable for any reason.

Exhibit A Notice of Sole Control Exhibit A is ONLY required in the event that the lender needs to notify Fidelity that the lender is taking sole control of the account. Exhibit A should not be submitted with the initial Control Agreement, and should be retained for future use. Please note: If the lender takes sole control of the account at any point, and then needs to revoke their sole control at a later date, a new Control Agreement will need to be executed at that time.

Exhibit B Notice of Termination of the Control Agreement Exhibit B is ONLY required in the event that the lender wants to notify Fidelity that the Control Agreement is being terminated. Exhibit B should not be submitted with the initial Control Agreement, and should be retained for future use.

Before submitting the form, review to ensure all required information has been provided. Please note: Once the Control Agreement is executed, the account owner(s) AND the lender will receive account statements and confirmations. Also, all payment features, such as checkwriting, debit cards, and BillPay, will be inactivated.

1.9885463.105

Print

Questions? Go to or call 800-343-3548.

Reset

Save

Control Agreement for the Fidelity Account?

This Control Agreement for the Fidelity Account? ("Control Agreement") will be effective on the date this agreement is received and signed by a Fidelity Representative, by and among the account owner(s) (the "Account Owner") identified below, the lender (the "Lender") identified below, and Fidelity Brokerage Services LLC and National Financial Services LLC (collectively "Fidelity") in its capacity as securities intermediary with respect to the Lender's security interest in the Account identified below and all property and proceeds at any time held therein or evidenced thereby (collectively the Account and all such property and proceeds, the "Collateral"). All references herein to the "UCC" shall mean the Uniform Commercial Code as in effect in the Commonwealth of Massachusetts.

Account Owner Name

Account Number

Lender Name Lender Street Address City

Lender Tax Identification Number

State

ZIP Code

WHEREAS the Account Owner has established the Fidelity brokerage account listed above (the "Account") subject to the terms of the Fidelity Brokerage Account Customer Agreement; and WHEREAS the Account Owner has granted the Lender a security interest in the Collateral pursuant to the Pledge Agreement (as hereinafter defined); NOW THEREFORE it is understood and agreed between the parties to this Control Agreement that:

1. Basis for This Control Agreement.

The Lender and the Account Owner each represent and warrant to Fidelity that: (a) the Account Owner has previously entered into a security agreement (the "Pledge Agreement") dated as of

property, financial asset, security, instrument or cash) credited to the Account shall be treated as a "financial asset" within the meaning of Section 8-102(a)(9) of the UCC.

5. The Account Owner's Control of Account.

Date of Pledge Agreement MM DD YYYY

Until the time period commencing on the date on which the Lender delivers to Fidelity a "Notice of Sole Control" in the exact form set forth

in Exhibit A of this Control Agreement, Fidelity shall take any and all

trade order instructions or entitlement orders with respect to the Account

with the Lender and, pursuant to the terms of the Pledge Agreement, the Account Owner has granted to the Lender a security interest in the Collateral, (b) each of the Account Owner and the Lender are authorized to enter into this Control Agreement, (c) the Account Owner has the power under applicable law to enter into this Control Agreement, and (d) the Account Owner will not permit any margin debtor obligations, check writing, or withdrawal privileges to exist on the Account. The Account Owner represents and warrants to Fidelity that, except as set forth in this Control Agreement, no person or entity (a "Person") other than the Account Owner and the Lender has a security interest in the Account or the Collateral.

2. Status of the Account.

and the Collateral solely from the Account Owner and has no duty to comply with any trade order instructions or entitlement orders (as defined under Article 8 of the UCC) of the Lender or any other Person. For the avoidance of doubt, until the time period commencing on the date on which the Lender delivers to Fidelity a "Notice of Sole Control" in the exact form set forth in Exhibit A of this Control Agreement, Fidelity shall have no obligation to notify the Lender prior to acting on any trade order instructions or entitlement orders received by the Account Owner. Fidelity shall be fully entitled to rely upon such instructions or demands from the Account Owner even if such instructions or demands are contrary to any instructions or demands that the Lender may give to Fidelity. Fidelity shall have no duty to inquire or determine whether the Account Owner's obligations to the Lender are in default or whether the Lender is

Fidelity acknowledges that for the purposes of this Control Agreement, entitled, under any separate agreement between the Account Owner and

(a) the Account shall be deemed to be maintained at its offices in

the Lender to give any such instructions. Fidelity may rely conclusively

Massachusetts, and (b) the Account shall be registered in the name

and will be protected in acting upon any writing or other documents

of the Account Owner on Fidelity's books and records.

which Fidelity believes to be genuine and properly presented and will

3. Security Interest.

have no responsibility to inquire into the authority, enforceability or any

other aspect of any document's execution or the propriety or truth of

The Account Owner, the Lender, and Fidelity are entering into this Control its provisions.

Agreement to provide for the Lender's control of the Collateral and to perfect, and confirm the priority of the Lender's interest in the Collateral (subject to the terms of this Control Agreement). By entering into this Control Agreement, the Account Owner is giving the Lender control over the Collateral to the extent described herein and the Account Owner, the Lender and Fidelity are perfecting the Lender's security interest in the Collateral pursuant to such control.

During any period commencing on the date on which the Lender delivers to Fidelity a "Notice of Termination of Control Agreement" in the exact form set forth in Exhibit B of this Control Agreement, Fidelity agrees to take any and all direction with respect to the Account and the Collateral solely from the Account Owner and shall not comply with entitlement orders of the Lender or any other Person. For the avoidance of doubt, when such Notice of Termination of Control Agreement has been

4. Financial Assets Election.

delivered by the Lender to Fidelity, the Account Owner shall be permitted

The parties hereto agree that each item of property (including without to withdraw any monies and securities from the Account without any

limitation all assets that are permitted in a Fidelity Brokerage Account

consent from the Lender. Fidelity shall be fully entitled to rely upon such

without use of margin ["Permitted Investments"] and any investment

instructions or demands from the Account Owner even if such instructions

1.9885463.105

Page 1 of 5

Form continues on next page.

037780301

or demands are contrary to any instructions or demands that the Lender may give to Fidelity. Fidelity shall have no duty to inquire or determine whether the Account Owner's obligations to the Lender have been met. Fidelity may rely conclusively on, and will be protected in acting upon, any writing or other documents which Fidelity believes to be genuine and properly presented and will have no responsibility to inquire into the authority, enforceability or any other aspect of any document's execution or the propriety or truth of its provisions.

The Lender and the Account Owner agree that Fidelity shall not be responsible for any diminution or loss of value of the Collateral, including any diminution or loss of value attributable to declines in market value of the Collateral.

6. The Lender's Control of Account.

During any period commencing on the date on which the Lender delivers to Fidelity a "Notice of Sole Control" in the exact form set forth in Exhibit A of this Control Agreement and terminating on the date on which the Lender delivers to Fidelity a "Notice of Termination of Control Agreement" in the exact form set forth in Exhibit B of this Control Agreement, Fidelity agrees that it will take all instructions, notices and other directions, including without limitation, any entitlement orders with respect to the Account and the Collateral ("Collateral Instructions") solely from the Lender and shall not comply with instructions, notices, directions or entitlement orders of the Account Owner or any other Person. Fidelity shall be fully entitled to rely upon such Collateral Instructions from the Lender even if such instructions or demands are contrary to any instructions or demands that the Account Owner may give to Fidelity. Fidelity shall have no liability to the Lender or the Account Owner for any act or omission by Fidelity or any of its employees or representatives, taken or omitted in accordance with such Collateral Instructions. Fidelity shall have no duty to inquire or determine whether the Account Owner's obligations to the Lender are in default or whether the Lender is entitled, under the Pledge Agreement or any separate agreement between the Account Owner and the Lender, to give any such instructions. Fidelity may rely conclusively on, and will be protected in acting upon, any Collateral Instructions which Fidelity believes to be genuine and properly presented and will have no responsibility to inquire into the authority, enforceability or any other aspect of any document's execution or the propriety or truth of its provisions. Upon Fidelity's request, the Lender shall provide in writing to Fidelity a list of persons authorized to act on behalf of the Lender with respect to the Account and the other Collateral. Notwithstanding the foregoing, Fidelity shall have no obligation to request or require proof of authority of any person which Fidelity reasonably believes to be acting on behalf of the Lender with respect to the Account and the other Collateral and shall be fully protected and indemnified by the Lender and the Account Owner from any liability whatsoever which Fidelity may incur as a consequence of acting upon the Collateral Instructions of any Person which it reasonably believes to be an authorized person of the Lender.

7. Trading and Monitoring.

The Lender and the Account Owner acknowledge and agree that Fidelity has no obligation to monitor the market value of the Collateral or the Account for the benefit of the Lender. Such monitoring is the sole responsibility of the Lender and the Account Owner.

8. Fidelity's Claims Against Collateral.

Unless Fidelity has obtained the Lender's prior written consent, Fidelity agrees not to exercise any right of setoff, or to assert any security interest or other lien, encumbrance, claim, or right that Fidelity may at any time have against or in the Account or any of the Collateral except as provided in this paragraph 8. Notwithstanding anything to the contrary set forth herein, both the Lender and the Account Owner acknowledge and agree that Fidelity may from time to time debit the Account for, or in connection with, this Control Agreement and the Fidelity Brokerage Account Customer Agreement as said Agreements are amended from time to time, and that the Lender has no right to sums deducted by Fidelity. Fidelity may from time to time deduct from the Account and any Collateral (a) any of Fidelity's charges in maintaining the Account and the other Collateral, (b) payment or fees owed to Fidelity or any of its affiliates in connection with open trade commitments or any other transactions relating to any assets credited to or held in the Account, and (c) negotiable instruments (i.e., checks and drafts) received by Fidelity

or the Account Owner, the proceeds or amounts of which are deposited into or credited to the Account but which negotiable instruments are later returned to Fidelity or its affiliates as uncollectible, to the extent that the Account Owner has not separately paid or reimbursed Fidelity therefore.

9. No Liability of Fidelity.

This Control Agreement does not create any obligation of Fidelity except for those expressly set forth herein. In particular, Fidelity need not investigate whether the Lender is entitled under the Lender's agreements with the Account Owner to give any Collateral Instruction or notice of default. Fidelity shall have no liability to the Account Owner or the Lender for any Collateral Instructions or timing thereof received from the Lender, or for any act or omission taken by Fidelity in reliance thereon. Fidelity may, in its sole discretion, decline to follow any Collateral Instructions which Fidelity considers unclear or which in Fidelity's reasonable judgment create a risk of liability to Fidelity (without giving effect to paragraph 10 below) unless and until Fidelity is satisfied in its sole discretion with all arrangements and indemnifications relating thereto.

10. Indemnification of Fidelity.

The Lender and the Account Owner severally and jointly agree to indemnify, defend, and hold harmless Fidelity, its affiliates, and each of their respective successors, officers, directors, employees and assigns (collectively with Fidelity, the "Fidelity Parties"), from and against any and all liabilities, losses, costs, charges, damages, claims, demands, actions, causes of action or suits and other expenses of every nature and character (including attorney's fees and disbursements) and damages that any Fidelity Parties may sustain or incur arising out of or in connection with the provisions of this Control Agreement or any act or omission of Fidelity taken in good faith in reliance on this Control Agreement, including, without limitation, in acting upon instructions which Fidelity believed in good faith to have been properly given. The Account Owner further agrees to indemnify and hold harmless the Fidelity Parties from and against any and all liabilities, losses, costs, charges, damages, claims, demands, actions, causes of action or suits and other expenses of every nature and character (including attorney's fees and disbursements) that any of the Fidelity Parties may sustain or incur in connection with assets that have left the Account and/or trading losses incurred in the Account at any time. Fidelity shall not be liable for any failure by the Account Owner, the Lender or any other person to perform their obligations relating to the underlying Pledge Agreement or any instruction from the Account Owner or the Lender, including without limitation following delivery of any Notice of Sole Control.

11. Adverse Claims.

If any Person asserts any lien, encumbrance or adverse claim (including any writ, garnishment, judgment, warrant of attachment, execution or similar process) (each, an "Adverse Claim") against the Account or in any financial asset carried therein, Fidelity will respond in accordance with its ordinary procedures, including complying with all such documents and turning over assets in the Account as required under the law, and the Account Owner and the Lender waive any claims either the Account Owner or the Lender may have in respect thereof. Fidelity will use commercially reasonable efforts to notify the Lender and the Account Owner thereof upon receipt of any such notice and or Adverse Claim. The Account Owner agrees to indemnify, defend, and hold harmless the Fidelity Parties to the extent that the Lender asserts that Fidelity acted improperly to any such Adverse Claim or proceeding.

12. Request for Information.

The Lender and the Account Owner each agree that Fidelity may provide, but has no such obligation to provide, information to either or both the Lender and the Account Owner with respect to the Account and the Collateral.

13. Complete Agreement; Amendments; Other Related Agreements.

This Control Agreement is the entire agreement and supersedes any prior or contemporaneous oral agreements of the parties hereto concerning the subject matter of this Control Agreement. No amendment of, or waiver of a right under, this Control Agreement will be binding unless it is in writing and signed by the party to be charged. Except as expressly otherwise provided herein, the provisions of the Fidelity Brokerage Customer Agreement between Fidelity and the Account Owner shall

Form continues on next page.

1.9885463.105

Page 2 of 5

037780302

continue in full force and effect with respect to the Account. In the event of a conflict between this Control Agreement and another agreement, the provisions of this Control Agreement shall prevail.

14. Termination of Agreement.

This Control Agreement shall continue in effect until the earlier to occur of (a) receipt by Fidelity of a "Notice of Termination of Control Agreement" in the exact form as Exhibit B to this Control Agreement, or (b) the closing of the Account and transfer of the Collateral held therein to the Lender or pursuant to the instructions given by the Lender to Fidelity with respect to the transfer of such Account and Collateral. Notwithstanding the foregoing, Fidelity may terminate this Agreement upon 60 days' prior written notice to the Lender and the Account Owner. The Lender may terminate this Agreement upon 60 days' prior written notice to the Account Owner and Fidelity. Notwithstanding the foregoing, if the Lender notifies Fidelity in writing that the Account Owner's obligations to the Lender have been paid in full, this Agreement will terminate immediately without any prior written notice. The Account Owner may not terminate this Agreement except with the written consent of the Lender and upon 60 days' prior written notice to Fidelity and the Lender. If Fidelity terminates this Agreement in accordance with this paragraph, and if Fidelity receives no written instructions signed by the Lender and the Account Owner regarding transfer of the Account and the Collateral prior to the effective date of the termination, the Lender and the Account Owner agree that upon the expiration of the termination notice period, Fidelity will close the Account and transfer all Collateral (including cash and securities in the Account) to the Lender. Notwithstanding the foregoing, all parties acknowledge that the termination of this Control Agreement may require the completion of certain account transfer activities. The Lender and the Account Owner further acknowledge and agree that Fidelity may be required to liquidate certain securities in order to transfer the Account and other Collateral in accordance with this paragraph. The Account Owner will be responsible for any tax consequences resulting from any such liquidation, as well as any sale of securities pursuant to any trading instructions.

15. Successors and Assigns.

This Control Agreement shall be binding upon and shall inure to the benefit of the parties hereto and their respective successors and assigns; provided, however, that no party may assign (other than as a consequence of law in the case of a merger or amalgamation) any of its rights or obligations hereunder without the prior written consent of Fidelity.

16. Counterparts.

This Control Agreement may be executed in one or more counterparts, all of which when taken together shall be deemed an original.

17. Arbitration.

This Control Agreement contains a predispute arbitration clause. Under this clause, which each party agrees to when it signs this Control Agreement, the parties agree as follows:

A. All parties to this Control Agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed.

B. Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.

C. The ability of the parties to obtain documents, witness statements, and other discovery is generally more limited in arbitration than in court proceedings.

D. The arbitrators do not have to explain the reason(s) for their award.

E. The panel of arbitrators may include a minority of arbitrators who were or are affiliated with the securities industry.

F. The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.

G. The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this Control Agreement.

All controversies that may arise among the parties hereunder (including, but not limited to, controversies concerning any account, order, or transaction, or the continuation, performance, interpretation, or breach of this or any other agreement between the Lender or the Account Owner and Fidelity, whether entered into or arising before, on, or after the date the Account is opened) shall be determined by arbitration in accordance with the rules then prevailing of the Financial Industry Regulatory Authority (FINRA) or any United States securities self-regulatory organization as may be designated by a party hereto (the "initiating party"), which delivers a written demand for arbitration hereunder to another party hereto (the "responding party"). If the initiating party fails to notify the responding party of such designation within five (5) days after the responding party receives such written demand for arbitration, then the responding party may make such designation. The parties hereto understand that judgment upon any arbitration award may be entered in any court of competent jurisdiction.

No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action; or who is a member of a putative class action who has not opted out of the class with respect to any claims encompassed by the putative class action until: (i) the class certification is denied; or (ii) the class is decertified; or (iii) such person is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this Control Agreement except to the extent stated herein.

18. Governing Law.

The construction and effect of every provision of this Control Agreement, the rights of the parties hereunder and any questions arising out of the Control Agreement, shall be subject to the statutory and common law of the Commonwealth of Massachusetts (except for its conflict of law provisions).

19. Force Majeure.

Fidelity shall not be liable for any loss caused, directly or indirectly, by government restrictions, exchange or market rulings, extreme market volumes or volatility, suspension of trading, war (whether declared or undeclared), terrorist acts, insurrection, riots, flooding, strikes, failure of utility services, accidents, adverse weather or events of nature, or other conditions beyond the control of Fidelity.

20. Amendment.

No amendment or modification of this Control Agreement or waiver of any right hereunder shall be binding on any party hereto unless it is in writing and is signed by all of the parties hereto.

21. Notices.

All notices from the Lender and the Account Owner to Fidelity must be in writing and shall be deemed to have been properly given when sent by certified or registered United States mail, return receipt requested, postage prepaid, addressed to the parties at the address as listed in the account application, or such other addresses as may be subsequently given to the other parties in writing.

Notices must be made to Fidelity at the address indicated below:

Fidelity Brokerage Services LLC ATTN: Personal Investing Operations PO Box 770001 Cincinnati, OH 45277-0031

Form continues on next page.

1.9885463.105

Page 3 of 5

037780303

In witness whereof, intending to be legally bound, each of the parties has caused this Control Agreement to be duly executed as of the first date above written.

Account Owner Signature(s) and Date(s) ALL owners must sign and date.

PRINT ACCOUNT OWNER NAME

PRINT ACCOUNT OWNER NAME

DATE

SIGN

ACCOUNT OWNER SIGNATURE

X

DATE MM/DD/YYYY

X

PRINT ACCOUNT OWNER NAME

DATE

SIGN

ACCOUNT OWNER SIGNATURE

X

DATE MM/DD/YYYY

X

PRINT ACCOUNT OWNER NAME

DATE

SIGN

ACCOUNT OWNER SIGNATURE

X

DATE MM/DD/YYYY

X

Lending Party

PRINT LENDER COMPANY NAME

PRINT AUTHORIZED OFFICER NAME

TITLE

DAYTIME PHONE

DATE

SIGN

ACCOUNT OWNER SIGNATURE

X

DATE MM/DD/YYYY

X

EXTENSION

SIGN

AUTHORIZED OFFICER SIGNATURE

X

For Fidelity Use Only Accepted and Agreed:

PRINT AUTHORIZED OFFICER OF FIDELITY BROKERAGE SERVICES LLC NAME

TITLE

DATE MM/DD/YYYY

X

Form continues on next page.

PRINT AUTHORIZED OFFICER OF NATIONAL FINANCIAL SERVICES LLC NAME TITLE

SIGN

AUTHORIZED OFFICER SIGNATURE

X

DATE MM/DD/YYYY

X

SIGN

AUTHORIZED OFFICER SIGNATURE

X

DATE MM/DD/YYYY

X

1.9885463.105

Page 4 of 5

037780304

List of Authorized Persons of the Lender Required

Include the signature of the authorized officer that signed on page 4, as well as any representative of the lender who is authorized to provide direction on activity in the account, including distributions, notice of sole control, and termination of the Control Agreement. Note: It is in the best interest of the customer, lender, and Fidelity to have multiple authorized persons in order to avoid any potential future delays in the event an authorized person is unavailable for any reason.

PRINT AUTHORIZED PERSON NAME

PRINT AUTHORIZED PERSON NAME

DAYTIME PHONE

EXTENSION

DAYTIME PHONE

EXTENSION

SIGN

AUTHORIZED PERSON SIGNATURE

X

PRINT AUTHORIZED PERSON NAME

DAYTIME PHONE

DATE MM/DD/YYYY

X

SIGN

AUTHORIZED PERSON SIGNATURE

X

PRINT AUTHORIZED PERSON NAME

EXTENSION

DAYTIME PHONE

DATE MM/DD/YYYY

X

EXTENSION

SIGN

AUTHORIZED PERSON SIGNATURE

X

PRINT AUTHORIZED PERSON NAME

DAYTIME PHONE

DATE MM/DD/YYYY

X

SIGN

AUTHORIZED PERSON SIGNATURE

X

PRINT AUTHORIZED PERSON NAME

EXTENSION

DAYTIME PHONE

DATE MM/DD/YYYY

X

EXTENSION

SIGN

AUTHORIZED PERSON SIGNATURE

X

PRINT AUTHORIZED PERSON NAME

DAYTIME PHONE

DATE MM/DD/YYYY

X

SIGN

AUTHORIZED PERSON SIGNATURE

X

PRINT AUTHORIZED PERSON NAME

EXTENSION

DAYTIME PHONE

DATE MM/DD/YYYY

X

EXTENSION

SIGN

AUTHORIZED PERSON SIGNATURE

X

DATE MM/DD/YYYY

X

SIGN

AUTHORIZED PERSON SIGNATURE

X

DATE MM/DD/YYYY

X

Did you sign the form? Questions? Go to or call 800-343-3548.

Regular mail

Attn: PI Operations Fidelity Investments PO Box 770001 Cincinnati, OH 45277-0031

Overnight mail

Attn: PI Operations Fidelity Investments 100 Crosby Parkway KC1K Covington, KY 41015

Brokerage services are provided by Fidelity Brokerage Services LLC, Member NYSE, SIPC. All trademarks and service marks indicated herein are the property of their respective owners. 815263.6.0 (09/20)

1.9885463.105

Page 5 of 5

037780305

Exhibit A Use this to notify Fidelity that the lender is taking sole control of the account. Exhibit A should not be

submitted with the initial Control Agreement. Retain for future use.

[Letterhead of Lender]

[Date]

Fidelity Brokerage Services LLC ATTN: Personal Investing Operations PO Box 770001 Cincinnati, OH 45277-0031

Re: Notice of Sole Control

Ladies and Gentlemen:

As referenced in the Control Agreement dated ___________________ (the "Control Agreement"), among _______________________ (Account Owner) for _____________________ (Fidelity Account Number), you, and the undersigned, we hereby give you notice of our sole control over the Account and the Collateral (as each such term is defined in the Control Agreement). You are hereby instructed not to accept any direction, instructions, or entitlement orders with respect to the Account or the other Collateral from any person other than the undersigned until you receive a revocation of this Notice of Sole Control from us or unless otherwise ordered by a court of competent jurisdiction or otherwise directed by us in writing.

You are permitted to deliver a copy of this notice to _______________________ (Account Owner).

Very truly yours,

___________________________________________ (Lender)

By: ________________________________________

Title: ______________________________________ (Duly authorized signatory)

Daytime Phone: ____________________________

cc: _______________________ (Account Owner)

1.9885463.105

Page 1 of 1

Exhibit B Use this to notify Fidelity that the Control Agreement is being terminated. Exhibit B should not be

submitted with the initial Control Agreement. Retain for future use.

[Letterhead of Lender]

[Date]

Fidelity Brokerage Services LLC ATTN: Personal Investing Operations PO Box 770001 Cincinnati, OH 45277-0031

Re: Notice of Termination of Control Agreement

You are hereby notified that the Control Agreement dated as of ___________________ (the "Control Agreement") between you, _______________________ (Account Owner) for _____________________ (Fidelity Account Number), and the undersigned is terminated, and you have no further obligations to the undersigned pursuant to such Control Agreement. Notwithstanding any previous instructions to you, you are hereby instructed to accept all future directions with respect to the Account and the Collateral (as each such term is defined in such Control Agreement) from _______________________ (Account Owner). This notice terminates any obligations you may have to the undersigned with respect to such Account and the Collateral.

You are permitted to deliver a copy of this notice to _______________________ (Account Owner).

Very truly yours,

___________________________________________ (Lender)

By: ________________________________________

Title: ______________________________________ (Duly authorized signatory)

Daytime Phone: ____________________________

cc: _______________________ (Account Owner)

1.9885463.105

Page 1 of 1

 ................
................

In order to avoid copyright disputes, this page is only a partial summary.

Google Online Preview   Download