DriveWealth's Product List (as of 2/3/2017) - Amazon S3

DriveWealth Approved Security Listing Criteria DriveWealth seeks to make available as wide an array as possible of individual stocks and ETFs to enable investors of all types to implement their personal investment strategies. To mitigate risk to itself and its customers, DriveWealth offers only securities that meet the following criteria:

US exchange listed (OTC securities are not available)

Market capitalization greater than $ 1 billion If market capitalization is below $1 billion, then 3 month average daily dollar volume must be greater than $0.5 million Exchange listed sponsored ADRs (American Depositary Receipts)

Non-leveraged ETFs

Share price greater than $1*

Certain exceptions may be made, for example in the case of newly issued ETFs which have yet to meet the required market capitalization or daily trading volume levels. DriveWealth does not currently approve trading in penny stocks, options, fixed income, or mutual funds (except money market funds).

*Similar to NYSE guidelines (New York Stock Exchange), if the share price of a security falls below $1, DriveWealth will place the security on a watch list. If the security remains below $1 for thirty calendar days, clients owning that security may be informed that the security may be de-listed. If the security remains below $1 for sixty calendar days, or the primary exchange delists the security, Investors owning that security will only be able to exit an existing position in that security (liquidation only).

DriveWealth's Product List (as of 2/3/2017)

Company

0-5 Year TIPS Bond iShares

Symbol Security

10K / ETF Prospectus

STIP

ETF

s-05-year-tips-bond-etf

1-3 Year Treasury Bond iShares

SHY

ETF

20+ Year Treasury Bond iShares 21Vianet Group, Inc. 2U, Inc.

3D Systems Corporation 3M Company

Limited 51job, Inc.

TLT VNET TWOU DDD MMM WBAI JOBS

ETF ADR Stock Stock Stock ADR ADR

s-20-year-treasury-bond-etf?periodCd=m

ny ny&Find=Search ny any&Find=Search ny y

 Inc. 7-10 Year Treasury Bond iShares Aaa - A Rated Corporate Bond iShares ETF

AAR Corp. Aaron's, Inc.

ABB Ltd. Abbott Laboratories

AbbVie Inc. Abengoa Yield plc Abercrombie & Fitch Co.

ABIOMED, Inc. AC IMMUNE SA Acacia Communications, Inc. Acadia Healthcare Company, Inc. ACADIA Pharmaceuticals Inc. Accenture plc ACI Worldwide, Inc. Acorda Therapeutics, Inc.

WUBA IEF QLTA AIR AAN ABB ABT

ABBV ABY ANF ABMD ACIU ACIA ACHC ACAD ACN ACIW ACOR

ADR ETF ETF Stock Stock ADR Stock Stock Stock Stock Stock Stock Stock Stock Stock Stock Stock Stock

ny

s-710-year-treasury-bond-etf?periodCd=m

A



y&Find=Search y y ny&Find=Search y &Find=Search any ction=getcompany y ny ny y ny ny

Activision Blizzard, Inc. Actuant Corporation Acuity Brands, Inc. Acushnet Holdings Corp.

Adecoagro S.A. Adeptus Health Inc.

Adient plc Adobe Systems Inc.

Adtran, Inc. Advance Auto Parts Inc. Advanced Accelerator Applications S.A. Advanced Micro Devices, Inc. Advanced Semiconductor Engineering Inc. AdvancePierre Foods Holdings, Inc.

AdvanSix Inc. Advaxis, Inc. AdvisorShares Ranger Equity Bear ETF Advisory Board Company

AECOM

ATVI ATU AYI GOLF AGRO ADPT ADNT ADBE ADTN AAP AAAP AMD ASX APFH ASIX ADXS HDGE ABCO ACM

Stock Stock Stock Stock Stock Stock Stock Stock Stock Stock ADR Stock ADR Stock Stock Stock ETF Stock Stock

y y



exclude&action=getcompany ny&Find=Search ny&Find=Search r=exclude&count=40&hidefilings=0 ny&Find=Search ny&Find=Search y ny ny &Find=Search ny y&Find=Search ny&Find=Search ny&Find=Search y&Find=Search

AerCap Holdings N.V. Aerojet Rocketdyne Holdings, Inc.

AES Corporation, The Aetna Inc.

Affiliated Managers Group Inc. AFLAC Inc.

AGCO Corporation Agilent Technologies Inc. Agios Pharmaceuticals, Inc. AGNC Investment Corp.

Agrium Inc. Air Lease Corporation Air Products & Chemicals Inc. Air Transport Services Group, Inc. AirMedia Group Inc. AK Steel Holding Corporation Akamai Technologies, Inc.

Akorn, Inc.

AER AJRD AES AET AMG AFL AGCO

A AGIO AGNC AGU

AL APD ATSG AMCN AKS AKAM AKRX

Stock Stock Stock Stock Stock Stock Stock Stock Stock Stock Stock Stock Stock Stock ADR Stock Stock Stock



y y&Find=Search



y&Find=Search &Find=Search ny



ny ny y&Find=Search &Find=Search y y ny



ny ny

 Holdings, Inc. Alaska Air Group, Inc. Albemarle Corporation Alcoa Inc.

Alder Biopharmaceuticals Inc. Alere Inc.

Alerian MLP ETF ALPS Alerian MLP ETN JPMorgan Alexandria Real Estate Equities, Inc. Alexion Pharmaceuticals, Inc.

Alibaba Group Align Technology Inc.

Alkermes plc Alleghany Corporation Allegheny Technologies Inc.

Allegion plc Allergan plc Allgiant Travel Company Alliance Data Systems Corporation

ALRM ALK ALB AA ALDR ALR AMLP AMJ ARE ALXN BABA ALGN ALKS

Y ATI ALLE AGN ALGT ADS

Stock Stock Stock Stock Stock Stock ETF ETN Stock Stock ADR Stock Stock Stock

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Stock Stock Stock Stock Stock



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