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EXHIBIT 1 - USAGE RESTRICTIONS, PRODUCT GUIDANCE AND OTHERS
The information set out in this Exhibit 1 applies to the specific Services referenced herein and if the Services are not utilized, this information will not be applicable. With respect to the technical restrictions or limits referenced herein, Refinitiv will work to improve these and, if reached, will endeavor to find alternative delivery mechanisms and solutions.
This Exhibit is subject to the Order Form and any applicable Schedules referred to below (together, the “Agreement”), which sets forth the terms and conditions under which Refinitiv provides Client the Service described in the Order Form and below. In addition to the relevant Schedule and usage rights set out in the Order Form, where Client uses the Information and Materials listed herein as part of the Service, Client shall comply with the additional usage restrictions and terms as set out in this Exhibit 1. In the event of conflict between the Agreement and Exhibit 1, Exhibit 1 shall prevail. All terms used herein and not defined, have the definitions given to them in the Agreement. In the event of a conflict between Annex E and this Exhibit 1, the terms of Exhibit 1 shall prevail. The terms of this Exhibit 1 may be updated from time to time by Refinitiv, Refinitiv will provide Client with no less than 30 days’ notice unless laws and require that Refinitiv update the usage restrictions on an urgent basis, in which case Refinitiv shall give Client as much notice as possible.
A. USAGE RESTRICTIONS
| |Intelligent Tagging |
|Usage Restrictions: |Client will (i) not use any metadata or PermIDs produced by the Intelligent Tagging Services to create a metadata retrieval service similar to Services; |
| |(ii) not resell the Services; (iii) not do bulk processing where Client is adding minimal value beyond adding the Intelligent Tagging Services metadata |
| |to the Content and (iv) include any Perm ID produced by the Services in association with any metadata produced by the Intelligent Tagging Services and |
| |Redistributed in accordance with this Order Form. |
| |The size of each individual document submitted by Client shall not exceed 500kb and the daily upload by Client shall not exceed more than 500k. |
| |FXT – Transactions - Dealing Data Request Service |
|Usage Restrictions: |The Client may only use the Information in the Quarterly Files to perform its Record Keeping Obligations. |
| | |
| |Unless required to comply with Record Keeping Obligations, Client may not use, modify, Distribute and/or Redistribute any Information contained in the |
| |Quarterly Files. |
| |FXT Transactions Matching Access and Money Markets Pricing – Information Matching Data Feed (REFINITIV FX MATCHING REAL TIME DATA) |
|Usage Restrictions: |Client may only use and modify this Information within Applications for the purposes of: |
| | |
| |• displaying or using Information in an FX aggregator with prices from third party trading venues; |
| | |
| |• price discovery and executing transactions on Matching and other third party venues, provided that, where Information is used to execute transactions, |
| |such transactions have a fair chance to be executed on Matching; (i.e. if Matching prices are at the top of book, Matching prices will be hit); |
| | |
| |• monitoring Client’s trading group behaviour for purposes of regulatory compliance; and |
| | |
| |• resolving trade disputes in respect to transactions conducted by Client on Matching (within 48 hours of Client’s receipt of the Information). |
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| |Each User accessing this Information via an Application for trading must also be a User of FX Trading |
| | |
| |Client shall ensure that any Users accessing this Information via the Application can be identified individually. |
| | |
| |Individual Client users who have access to the Applications with access to Refinitiv prices must also have a current license for a FX Trading desktop and|
| |use the Applications only at the Site licensed for the Matching Service. |
| | |
| |Clients must be active in the FX dealing community. |
| |Transactions – Autex |
|Usage Restrictions: |Client shall be solely responsible for ensuring that only its authorized Users use the Service. |
| |Included WM/R Benchmarks and Indices (CDOR and CORRA are EXCLUDED) |
|Usage Restrictions: |Client may use the Information for the following purposes: |
| |(i) portfolio analysis and recommendations, portfolio and performance valuations and calculations, and data quality assessment and comparison to other FX|
| |rate sources for purposes of internal calibration and transaction cost analysis; |
| |(ii) accounting functions and valuations, finance and invoicing, tax, regulatory requirements, sales data warehouse and any other internal foreign |
| |exchange valuation requirements and matters incidental thereto; and |
| |(iii) converting data shown in various currencies into appropriate base currencies in conjunction with its fund, securities and stock currency |
| |conversions and administration; asset management reporting, asset servicing. This will include the conversion of net asset values of funds and fund |
| |returns from one currency to another. |
| |(iv) Client is also entitled to report and /or display the Information that is relevant to a Client Customers’ respective transactions, fund or |
| |portfolio (provided that this is limited to only such Information required for proper reporting of the Client Customers’ transactions, fund or portfolio|
| |in question, in the appropriate base currency/ currencies and does not entail the display or distribution of all or a substantial amount of the |
| |Information) in its reports for Client Customers and also to represent the same in the form of graphs and charts, provided the accreditation in Section E|
| |5 is applied. |
| | |
| |For examples of non-exhaustive, specifically excluded Indices and Benchmark use cases, please see Section C below. |
|6. |Benchmarks and Indices – Convertible Indices |
| Usage Restrictions: |For Sell Side Clients using Convertible Indices products; |
| |Only Users within Client’s business division involved in the creation, promotion, analysis and sale of securities, including investment banking or a |
| |division providing liquidity in the market, may use the Information, in each case solely for the purposes of: |
| |(i) internal research and analysis including price discovery and risk management; and/or |
| |(ii) creation of Derived Data which Client shall be entitled to Redistribute in the ordinary course of business to its customers or prospective |
| |customers. |
| |For examples of non-exhaustive, specifically excluded Indice and Benchmark use cases, please see Section C below. |
B. PRODUCT GUIDANCE
In the event Client reaches any limit referred to in this Section B, Client should contact their Refinitiv representative to explore alternative technical solutions and as and when Refinitiv is in a position to amend any product limitations, it will notify Client.
|1. |Datastream (“DSWS”) Individual API |
| |DSWS Individual API is capable of retrieving up to a maximum of 10,000,000 (ten million) data points per calendar month through DSWS. Note, API is for Individual Use and not |
| |Enterprise Use. |
|2. |DSWS Enterprise API |
| |DSWS Enterprise API is capable of 50,000 unduplicated Series. Refinitiv I&A Datafeed consultants’ team will work with Client to ensure successful configuration and access rights. Any |
| |installation after the Effective Date may require Professional Services for installation and support which are not within the scope of this Agreement. |
|3. |DDL Enterprise FTP |
| | DDL is capable of 50,000 unduplicated Series. Refinitiv I&A Datafeed consultants’ team will work with Client to ensure successful configuration and access rights. Any installation |
| |after the Effective Date may require Professional Services for installation and support which are not with the scope of this Agreement. |
|4. |EIKON DESKTOP API |
| |Eikon Desktop API has 5 Gb/ day download limit, 5Gb/50Mb per minute limit and 5 requests per second limit |
|5. |EIKON DFO |
| |EIKON DFO can retrieve up to a maximum of 10,000,000 (ten million) data points per calendar month |
|6. |Datascope API |
| |Best practice can be found here: |
| | |
|7. |Datascope Onsite (DSOS) (US only) |
| |Client shall not build applications on the hardware provided as part of this Service. |
| |Client shall not use Sybase for hosting non-DSOS related applications within this Service. |
| |Installation and Professional Services charges associated with the installation of Datascope Onsite are outside the scope of this Agreement. |
| |To the extent that Client receives but does not use Information from Third Party Providers, no further requirements apply. Client shall disclose to Refinitiv (as indicated below) |
| |where it will use Information of certain Third Party Providers. |
| |Client shall comply with the Third Party Provider requirements found on MyRefinitiv, and at . Client shall comply with|
| |any other requirements of Third Party Providers advised to Client by Refinitiv from time to time. Following any such communication, Client may be required to sign a revised Order |
| |Form. |
| |Client shall obtain and maintain all approvals or agreements required by any Third Party Provider to be obtained directly from them for use of Information within Datascope Onsite and |
| |will comply with any associated requirements (for example, regarding the reporting of usage and payment of fees to the Third Party Provider). Without limiting the foregoing, a list |
| |of the requirements relating to “Non-Display” usage (and a description of that term) is found at . |
| |Where such approvals or agreements are required, if requested, Client will provide Refinitiv with evidence that they have been obtained, prior to using the relevant Information. Any |
| |arrangements Client makes with a Third Party Provider are in addition to, and not in substitution for, the arrangements made between Client and Refinitiv under this Order Form |
| |regarding that Third Party Provider’s Information received through Refinitiv (i.e. Refinitiv’s terms and Charges shall continue to apply). |
|8. |Datascope Select |
| |Unless Client has otherwise agreed with Refinitiv, Datascope Select can retrieve 500,000 instruments per account, per day. |
|9. |Contributions Channel and Contributions Compliance & Audit Service |
| |Client may use Refinitiv’ s Contributions Channel Software in object code only. |
| |Client may not copy the Contributions Channel Software except for necessary backup and archival purposes. |
|10. |Messenger Compliance |
| |Access to the Messenger Compliance portal is restricted to Client appointed administrators (for example, to senior compliance officers), and to specific appointees of those |
| |administrators e.g. Regular Users of Eikon Messenger are not granted access to the Messenger Compliance portal unless explicitly permissioned to do so by an appointed administrator. |
|11. |Contex |
| |10 output handlers will be included. If additional output handlers are required, this will be subject to separate commercial arrangements. |
|12. |Tick History |
| |Clients shall extract a maximum of 5,000,000 RIC-days in concurrent requests. A "RIC-day" is a unit of measure in which data is extracted for one day for one RIC. Tick History |
| |maintains a tally of the total RIC-days being extracted for each client currently processing requests. |
| | |
| |Clients shall observe the best practices with respect to tick history found: |
| | |
| |Professional Services are required for installation and delivery of Tick History in Google Cloud and such Professional Services are excluded from the scope of this Agreement. |
|13. |Elektron Edge Device |
| |Client shall adhere to an upper limit of 750k of RIC/ at any one time per Server. |
| |Any EDGE devices installed after the Effective may need Professional Services for installation and ongoing support which is not within the scope of this Agreement. For the avoidance |
| |of doubt, hardware associated with EDGE devices is also excluded from the scope of this Agreement. |
|14. |TRKD API |
| |Users shall have separate User Identifications dependent on their usage requirements as follows: |
| |Non-professional/private use; |
| |Non-professional/public use; or |
| |Professional/ private use |
| | |
| |If utilizing the hosted TRKD API Streaming Quotes Service, the number of simultaneous streamed RICs allowed at any given time across the single authorized connection (in both |
| |production and disaster recovery environments) will be 10,000 RICs. Two pairs of TRKD API Streaming Quotes User IDs will be issued to the Client to stream the Information (in both |
| |production and test disaster recovery environments) – one for delayed quote content and one for real time quote content, as required. Client may request additional Users ID which will|
| |require an assessment of Client’s network configuration architecture. Any additional User IDs approved by Refinitiv are supplied at no charge. |
|15. |TRKD Professional Digital Solutions |
| |Any expansion of the hosting, development or desktop services associated with TRKD Professional Digital Solutions after the Effective Date of this Agreement are not within the scope |
| |of this Agreement and will be subject to separate commercial arrangements. |
|16. |QAD |
| |The Refinitiv Datafeed consultants team will work with Client to ensure successful configuration and access rights to QAD. Any installations of QA Direct, whether Cloud or Deployed, |
| |after the Effective Date of this Agreement will require Professional Services for installation and on-going support which are not within the scope of this Agreement. |
|17. |Thomson ONE |
| |Any installation of the Thomson ONE service after the Effective Date of the Agreement may require Professional Services for installation and on-going support, which are not within the|
| |scope of this Agreement. |
|19. |Wealth Manager for Germany |
| |Additional access after the date of this Agreement to be determined on a case by case basis. |
|20. |Machine Readable News |
| |Reuters News Content and third party content may be used for internal programmatic use without reporting and royalties. No Redistribution is permitted. |
|21. |Electronic Trading |
| |Electronic Trading Enhanced in within the scope of the Agreement. 50,000 monthly trades are within the scope of the Agreement. All other add-ons (including, LOMS traders accesses, |
| |LOMS 100 Client Block Accesses, Trading API, Additional TRM, MCFA Connectivity, Republish Capability) are outside the Scope of the unless Client has pre-existing commercial agreements|
| |in place with Refinitiv with respect to such add-ons. Support is included in the Agreement but Professional Services (professional service support is required for deployment of |
| |Electronic Trading). |
|22. |On Demand |
| |Custom reports and delivery associated with On Demand content is not within the scope of this Agreement. |
| | |
| |SDC FTP feeds include Debt and Syndicated Loans data which are third-party reported and contain CUSIP, ISIN and SEDOL data , or S&P and Moody’s reference data that requires Clients to|
| |obtain separate licenses with these vendors. |
|23. |Deal Tracker |
| |Hardware, Communications and Professional Services charges associated with Deal Tracker (deployed) are outside the scope of this Agreement. |
|24. |Trade Notification (RTNS) |
| |Unless a Client has pre-existing commercial arrangements in place with respect to RTNS, the maximum number of messages per month is 10,000 messages. Additional messages can be |
| |purchased outside the scope of this Agreement. Installation, service and communications charges relating to RTNS are outside the scope of this Agreement |
|25. |Eikon Add Ons |
| |Domestic News Add-on does not include AWP or Kyodo News. Clients who use Swiss Domestic News and Reuters Japanese News Add-ons will need to order these separately outside of Refinitiv|
| |Access. |
| |Client must obtain a LIBOR license or LIBOR real-time license for each location that wishes to consume Bank of Thailand THB Fixings. |
| |Deals BI Premium: New location site licenses and additional content must be ordered separately outside of Refinitiv Access. |
|26. |Lipper API |
| |The posted Lipper Funds API concurrent throughput limit is: |
| |25 concurrent users. 100 requests per second. |
| |Within that framework, Lipper Funds API guidelines are: |
| |100 symbols per request (for most requests - see below for exceptions) |
| |Default paging for screening operation (if a paging parameter is not passed) = 100 assets / page in the response |
| |With respect to the Holdings property and other data history: |
| |1 symbol per request -> for calls to Holdings property with start/end date |
| |10 symbols per request -> for calls to Holdings property for latest (i.e. no start/end date specified) |
| |10 symbols per request -> All other requests to properties using a start/end date |
| |100 symbols per request -> All others” |
|27. |EIKON Kiosk |
| | |
| |EIKON Kiosks must be hosted delivery |
| |EIKON Kiosks will not be permissioned for any 3rd party services such as exchange fees and/or specialist data. If Client requests any such 3rd party services, it will ensure it has |
| |the necessary permissions and approvals from each of these providers. |
| |Access to real time research is not permitted. |
| |Access to aftermarket research is not permitted. |
| |Access to desktop APIs is not permitted. |
|28. |FIX CCR |
| |Unless a Client has pre-existing commercial arrangements in place with respect to FIX CCR, the maximum number of FIX CCR per month is 30 and if FIX CCR exceed 30 per month, they will|
| |be subject to separate commercial arrangements. |
C. Benchmarks and Indices Excluded Use Cases
For the avoidance of doubt, Benchmarks and Indices which are included in the Service as described in Section 3 of the Order Form, Content Sub Type - Benchmarks and Indices, Content Set - Thomson Reuters Indices, and FX Benchmarks (WMR) (together “Included Benchmark and Indices Content”) must be used in accordance with the usage restrictions stated in Section A 5 and 6 above and for the avoidance of doubt, they shall not be used to:
I. Build or create an index or an analogous financial product using any Included Benchmark and Indices Content,
II. Use any Included Benchmark and Indices Content as the settlement price for foreign exchange derivatives,
III. Use any Included Benchmark and Indices Content (or data derived from any Included Benchmark and Indices Content) as the basis for internal or external trades (whether customer facing, hedging or netting), or
IV. Use in the provision of any fund administration services.
The excluded uses cases detailed above are illustrative and non-exhaustive and the Included Benchmark and Indices Content must be used in accordance with the Order Form, including this Exhibit 1 to Annex E.
Fixed Income Benchmarks (CDOR, CORRA) are outside the scope of this Agreement.
D. Notifications
In order to ensure that Refinitiv can provide Client with appropriate use and value analysis, Client shall provide Refinitiv twice per year with details of all Users as part of the Review that occurs every 6 months. and RIC usages reports that Refinitiv may reasonably request from time to time. If a Client is using DACS, DACS telemetry log will be enabled.
In addition, with respect to the particulars below, Client will:
1. Redistribution
Annually report to Refinitiv the number of Recipients accessing the Authorized Product and (if applicable) the number of Data Views in each month. Refinitiv may from time to time provide a template setting out the format in which such information must be provided
2. Messenger Compliance
Notify Refinitiv, via a Refinitiv Compliance Setup Form (“CSF”), of the length of the archive retention period, the names of the Client accounts and Corporate domains (“Domains”) in scope for the archive period, and via CSF of any subsequent changes to the archive retention period, and/or to the number of Client accounts or Domains. Refinitiv shall not be liable for any errors or omissions in the CSFs
3. FXT Transactions
The Dealing Data Request Service is only available to Client subscribers of Dealing and requires the completion and submission of an Onboarding Form, to be submitted to Refinitiv. All TCIDs that Client wishes to include in the Quarterly File must be listed in the Onboarding Form by the Client.
If the Client requires Quarterly Files for TCIDs not listed in this Onboarding Form, a new Onboarding Form must be completed and submitted. Following order execution and successful Client onboarding, the Authorised Client Recipient may submit one written request, per Quarter Date, to receive Quarterly Files for all TCIDs listed in the Onboarding Form in the preceding calendar Quarter. Requests should be made no earlier than five Business Days before each Quarter Date. Only the Authorized Client Recipient may request a Quarterly File. Access to Quarterly Files will require a secure key set up by the Authorised Client Recipient during Onboarding
4. FXT Transaction Matching Access
Provide to Refinitiv Transaction Services Limited (“RTSL”) located at Five Canada Square, Canary Wharf, London E14 5AQ, United Kingdom. a list of all users of the GUI during the quarter, at the end date of each quarter
5. REFINITIV FX MATCHING REAL TIME DATA
Ensure that any Users accessing the Information via the Application can be identified individually. Client shall complete an Access Declaration, each quarter, for any Users that have viewed Information from the Application during that quarter.
6. REFINITIV FX MATCHING REAL TIME DATA – Aggregate GUI
Agree to provide a list of all users of the GUI during the quarter, at the end date of each quarter.
7. LIPPER
Agree, upon written request by Lipper, to certify in writing the number of users with direct online access to the Information.
8. Benchmarks and Indices
Report to Refinitiv in each calendar quarter, the number of Recipients accessing the Authorized Product in each month of the term. Refinitiv may from time to time provide a template setting out the format in which such information must be provided
E. PRODUCT SPECIFIC ACCREDITATION, COPYRIGHT REQUIREMENTS AND BRANDING GUIDELINES
1. LIPPER
All Lipper Information from the Services Distributed or Redistributed in any written or electronic form must be attributed to Lipper by the addition of the words “Source: Lipper, a Refinitiv Company” or as Refinitiv may otherwise direct.
Client will not remove or conceal any copyright or other proprietary notice or any credit line or date line included in the Lipper IM Service..
The name and trademark Lipper is the valuable intellectual property of the Refinitiv Group. Except as set out in the Agreement, Subscriber may not use the Lipper name or mark without Lipper’s prior written consent. All rights to the Lipper name and mark whether now existing or which may hereafter come into existence, are reserved to the Refinitiv Group. Any goodwill generated through Subscriber’s use of the Lipper name and mark will inure solely to the benefit of the Refinitiv Group.
Client may not Co-brand pages containing any Information. Co-brand means to display the name, logo, trademark or other identifier of another entity (except for Lipper or Client) in such a manner as to give the viewer the impression that such other entity is a publisher or distributor of the Information. This section is not intended to prohibit conventional advertising or sponsorships that do not create such impression.
2. REDISTRIBUTED DATA
Client shall comply with the Refinitiv Branding Guidelines located on the My Refinitiv page. Client shall also comply with Refinitiv’s requirements for displaying copyright notices and disclaimers on the Authorized Product as set out in Exhibit 1 of the Redistribution Schedule. Client shall comply with the relevant Refinitiv Knowledge Data Guides, which are available on My Refinitiv.
Client must not display the name, logo, trademark or other identifier of any entity (other than Client or Refinitiv) in such a manner as to give the viewer the impression that such other entity is a publisher or distributor of the Information.
3. FXT Matching and REFINITIV FX MATCHING REAL TIME DATA
All tradable matching prices displayed on the Aggregated GUI from RTSL must be identified as Refinitiv prices.
4. RIC PROCESSING
Notwithstanding Section 6.2 of the Information Schedule, Client will include a prominent statement as part of any Redistribution that: (i) RIC symbols are ©, database right and TM of Refinitiv; and (ii) RIC symbols redistributed by Client for identification purposes, under contractual license from the Refinitiv Group, can only be used by the recipient as an identifier as part of the recipient’s trade workflow activities with Client.
Client agrees that all Intellectual Property Rights in RICs provided by Refinitiv under this Order Form are and shall remain the property of the Refinitiv Group.
5. Included WM/Reuters Benchmarks and Indices
In connection with use hereunder, Client shall be permitted to provide and/or display the Data and may also represent the Data in the form of graphs and charts in its client reporting; provided that Client complies with the following attribution requirements. Client shall refer to the Information as "The WM/Reuters Closing Spot Rates", “The WM/Reuters Intra-Day Spot Rates”, “The WM/Reuters Closing Forward Rates”, “The WM/Reuters Intra-Day Forward Rates” , “The WM/Reuters Closing Non-Deliverable Forward Rates”, or “The WM/Reuters Intraday Non-Deliverable Forward Rates” as appropriate and provide an accreditation and disclaimer in a prominent position in any publications or other promotional or explanatory material as follows:
o "xxx provided by Refinitiv. Refinitiv shall not be liable for any errors in or delays in providing or making available the data contained within this service or for any actions taken in reliance on the same” where ‘xxx’ is the appropriate Information reference as listed above.
However, the right to provide and/or display the Information or represent them in the form of graphs and charts will not include or extend to any display of the Information or the representation of the Information in graphs or charts through, on or via web/internet sites and portals that provide regularly updated or real time tracking of the Information.
F. PRODUCT TERMS
1. INTELLIGENT TAGGING
The following additional terms and conditions below apply to the deployed version of Intelligent Tagging Services. In the event the hosted version is utilized, additional terms will apply:
1. . Client Responsibilities
Client is responsible for obtaining access to the Intelligent Tagging Services, and that access may involve third-party fees (such as Internet service provider or airtime charges). Client is responsible for those fees, including those fees associated with the display or delivery of advertisements. In addition, Client must provide and is responsible for all equipment necessary to access the Intelligent Tagging Services. Client understands that the technical processing and transmission of the Services, including any Content, may involve (a) transmissions over various networks; and (b) changes to conform and adapt to technical requirements of connecting networks or devices. Client is responsible for including and maintaining any PermID URI provided by the Intelligent Tagging Services or Refinitiv in association with metadata generated by the Intelligent Tagging Services, including when making the aforementioned metadata publicly available.
2. Privacy Guidelines.
Client’s use of the Intelligent Tagging Services will be in strict accordance with any data privacy laws applicable to Client.
3. Intelligent Tagging Software
Refinitiv hereby grants to the Client a limited, world-wide, non-exclusive, non-transferable license to deploy eight concurrencies of production and eight concurrencies for disaster recovery and development concurrencies to use the related documentation in connection with the Client’s use of the Refinitiv Materials. Client may use the Refinitiv Materials to automatically create rich semantic metadata for submitted content using natural language processing (NLP), machine learning and other methods and delivering tags that can then be incorporated into other applications. “Refinitiv Materials” means the Refinitiv Software, testfeeds, or content and any other materials related to the Service provided by Refinitiv hereunder. Client shall not exceed the number of Software instances and concurrencies specified above. Concurrencies refers to the number of documents that Client may process simultaneously using the Software. If Client requires additional capacity, Client may contact Refinitiv to discuss applicable commercial terms for additional Software instances and/or concurrencies.
2. FXT
Client’s use of any transactional services accessed via FX Trading (including any post trade services) is also subject to the relevant Service Rule Book or Operational Procedures found at . For the purposes of this Section 2, Client shall be the entity using the FTX Service.
1. FXT Transactions Dealing Data Request
For the avoidance of doubt, the Service is not to be construed as a substitute for Client’s Record Keeping Obligations.
The Service is provided as a tool to assist Client with its Record Keeping Obligations. Refinitiv assumes no responsibility or liability for those Record Keeping Obligations.
2. FXT Transactions FI Callouts within FX Trading (FXT)
Callouts is supplied by RTSL either as an add-on to Client’s FX Trading or Eikon subscription
RTSL accepts all rights and obligations under the Agreement in respect to Callouts. Client accepts that it has a separate legal relationship with RTSL in respect of Callouts and its rights and obligations in relation to Callouts under the Agreement are solely against and to RTSL.
For the FI Callouts, the Client’s use of the Service(s) is also subject to the applicable Rulebook or Operational Procedures which can be found at . RTSL reserves the right to update the Rulebook or Operational Procedures from time to time with at least 30 days’ notice to Client.
3. FX Trading (FXT ) –Transactions - Electronic Trading (ET)
Client acknowledges that upgrades to ET shall occur automatically when REFINITIV releases a new version of ET. Release notes shall be provided to Client by Refinitiv in advance of any upgrade go-live date. Client is responsible for distributing the release notes to Users of ET.
4. Refinitiv Auctions
The Refinitiv Auctions application (“Auctions”) is provided to Client on a white label basis. Client (i.e. the auctioneer) will operate Auctions under the Client’s own branding, rules and parameters. Refinitiv will act as a technology provider, providing hosting and customer support, but will have no interaction with the Auctions application other than the initial onboarding of Client.
I. Client is solely responsible for (and Refinitiv accepts no liability in respect to):
• authorizing which parties (known as “Primary Dealers”) can join the Auction;
• any due diligence on Primary Dealers (pre-screening and ongoing); setting and enforcing the financial parameters of the Auction bids (for example, the type of instruments and any minimum size of bids) and any other terms and conditions of the Auction;
• the results of the Auction; and
• compliance with all applicable laws and regulations in respect to conducting an auction, including obtaining any licenses, registrations or permissions to conduct an auction in Client’s jurisdiction, if required.
II. Refinitiv is not involved in, and has no responsibility to adjudicate, any matters between the Client and Primary Dealers.
5. Deal Tracker – Transactions - FX Trading and Post Trade Services
Client’s use of any transactional services accessed via FX Trading (including any post trade services) is also subject to the relevant Service Rule Book or Operational Procedures found at
3. AUTEX
If Client (for the purposes of this Section 3, Client shall be entity using the Autex Service) is a securities broker or dealer (and uses Autex within the United States) it shall be in good standing with the SEC and any national or regional securities exchange on or through which it effects transactions and shall maintain membership in good standing with FINRA.
Client shall not use, or aid or permit any end user to use Autex for the violation of applicable securities laws.
Client (i) shall be solely responsible for ensuring that only its authorized Users use the Service, (ii) assumes the entire responsibility for, and all risks associated with the supervision, management and control of Client’s use of the Service, and (iii) agrees that Refinitiv shall be entitled to rely on any information transmitted through its hardware and/or software as having been authorized by Client. Client also acknowledges that Refinitiv may, and authorizes Refinitiv to, (to the extent necessary) disclose to third-parties, including order and execution management system providers, that Client subscribes to certain Services in order for Refinitiv to facilitate integration with such third-parties for the benefit of Client. Additionally, Refinitiv may transmit and receive Transaction Data to and from third parties, including, without limitation, order or execution management system providers, in order to facilitate integration with such third parties’ services for the benefit of Client. Client shall promptly notify Refinitiv with all information necessary for installation of any facilities necessary to provide the Service and shall cooperate to facilitate prompt installation. No equipment shall be connected to the Service without the express permission of Refinitiv.
Refinitiv shall not be liable to Client for any delay in performance or failure to perform any term or condition of the Agreement caused directly or indirectly by the User (if applicable). IN THE EVENT OF CLIENT’S INABILITY TO RECEIVE OR TRANSMIT AN ORDER OR OTHER MESSAGE THROUGH THE SERVICE FOR ANY REASON WHATSOEVER, NEITHER REFINITIV NOR ANY THIRD PARTY SHALL HAVE ANY LIABILITY TO CLIENT OR ANY THIRD PARTY FOR LOST PROFITS OR OTHER LOSSES INCURRED BY THE CLIENT OR SUCH THIRD PARTY AS A RESULT OF CHANGES IN PRICE FROM THAT WHICH WOULD HAVE BEEN AVAILABLE IF SUCH TRANSMISSION OR RETRANSMISSION HAD PROCEEDED.
To the extent that the Order Form includes Refinitiv’ s electronic order routing system or any routing system of messages including, but not limited to, indications of interest, advertised trades, and allocations, the following additional terms and conditions apply:
Refinitiv’s sole function in providing the Service shall be to supply a communications conduit through which the Client may transmit orders and other messages to brokers for execution by the brokers in accordance with their normal practices. In the event Client is an institution, such Client shall have the right to utilize the Service to route orders and other messages to various broker-dealers which subscribe to the Service for execution, in accordance with such broker’s normal brokerage execution practices. Client shall agree directly with each broker as to which markets the broker will make available through the Service and the share or dollar limits. If Client is an institution, such Client shall be solely responsible for ensuring that only its authorized Users use the Service. Client assumes the entire responsibility for, and all risks associated with the supervision, management and control of Client’s use of the Service. Client agrees that Refinitiv shall be entitled to rely on any information transmitted through its hardware and/or software as having been authorized by Client, and Client agrees to indemnify and hold harmless Refinitiv and its affiliates, and their respective officers, directors, employees, agents and contractors from and against any loss, cost, liability, damage or expense (including reasonable attorney’s fees) incurred by Refinitiv or any such person in reliance thereon. Refinitiv has no obligation to verify the accuracy of any orders transmitted through Client’s hardware and/or software or that any such order or message was authorized by Client. This provision shall survive termination of the Order Form and the Agreement. Neither Refinitiv nor any of its affiliates, officers, directors, employees, agents or contractors shall have any responsibility for knowledge of or compliance with any law, rule or regulation applicable to the Client limiting Client’s authority to transmit orders and other messages to brokers through the Service in accordance with the provisions of the Agreement. Messages transmitted through the Service, including cancels and corrections, will be used for computing the Service Fees for the Service, and shall be deemed controlling in the event of any conflict. The provision of certain information in the Service and Information Systems is conditioned upon effectiveness of Refinitiv license agreements with third parties, and Client’s access to such information shall automatically terminate, without liability to Refinitiv, upon termination of any such third party license(s).
4. REDI Transactional Services
A. REDI EMS PLUS TRADING ADD-ON BUY-SIDE TO US ENTITIES
• Any REDI services provided to US entities (collectively the “REDIPlus Service”) are supplied and invoiced by REDI Global Technologies, LLC (“REDI”) located at 3 Times Square, New York, New York 10036.
• Client (for the purposes of this Section 4, Client shall be the entity using the REDI Service) hereby represents and warrants that Client’s use of the REDIPlus Service complies and will comply with (i) all applicable laws, and (ii) the policies and practices of any securities and futures exchanges and clearing houses, alternative trading facilities, and Self-Regulatory Organizations applicable to Client.
• Client acknowledges and agrees that: (a) Refinitiv is not now, and shall not be in connection with providing the REDIPlus Services, the Executing Broker for any Orders or transactions that result from Transaction Data that Client sends through the REDIPlus Service; (b) although the REDIPlus Service may transmit the Transaction Data that Client sends through the REDIPlus Service, Refinitiv is not accepting any Orders for execution and is not responsible for the execution of any Orders; (c) Refinitiv has no responsibility to undertake any suitability analysis with respect to any Client; and (d) Refinitiv has no obligation to accept or transmit all or any part of any Transaction Data that is sent through the REDIPlus Service.
• Client is utilizing the REDIPlus Service to transmit Transaction Data to one or more Executing Brokers or other clients of Refinitiv to whom Client has decided to direct its Transaction Data via the Services and Client acknowledges and agrees that:
o Orders or Transaction Data will not violate or conflict with any applicable laws to which Client is subject, or violate, conflict with, or constitute a default under any agreement to which Client is a party or by which Client is bound; and all consents, licenses, authorizations and approvals of, and exemptions by, any governmental authority or under any applicable laws;
o if Client is a broker-dealer, investment manager or investment adviser acting on behalf of customers, it has full power and authority to do so and will indemnify and hold harmless Refinitiv from any Damages arising therefrom, including any claims that a trade was not suitable for or not authorized by a customer of such broker- dealer, investment manager or investment adviser; and
o Client is an Institutional Account as defined in FINRA Rule 4512 (c), that is knowledgeable about the securities and interests transmitted through the REDIPlus Services and is capable of understanding and evaluating any related risks.
• Client shall have a pre-existing relationship with each Executing Broker or other client to which Client routes Transactions through the REDIPlus Services.
• Regulatory: (a) Client shall promptly notify Refinitiv if Client or any person with direct or indirect control of Client, in respect of the relationship between Refinitiv and Client is or becomes a Senior Foreign Political Figure or Politically Exposed Person. (b) Client does not maintain or transact business for accounts which are held in the name(s) of individuals or organizations, or are located in countries, that have been placed by the U.S. Treasury Department’s Office of Foreign Assets Control (“OFAC”) on the OFAC Specially Designated Nationals List, are subject to “special measures” pursuant to Section 311 of the PATRIOT Act, or are subject to any other US government sanctions program, to the extent that maintaining or transacting business for such accounts would be prohibited. Client represents, warrants and covenants that none of Client or its Affiliates or any of its authorized Users is, or will be at any time during the Term, located in any restricted country or appear on any denied persons list.
• Automatic Order Marking: (a) Client understands and acknowledges that Automatic Order Marking functionality is provided solely as a convenience to Client. (b) Client is solely responsible to provide, or arrange for the provision of, appropriate inputs for use in connection with the Sell Auto functionality. Client acknowledges and agrees that, because Automatic Order Marking position monitoring capability relies solely upon inputs provided by Client (or Client’s agents at Client’s instruction), Refinitiv cannot and does not represent or warrant that the position calculations and related order marking performed by Automatic Order Marking are accurate as a matter of fact or according to applicable law. (c) Client further acknowledges and agrees that Refinitiv has no responsibility to Client or its counterparties pursuant to Regulation SHO under the Exchange Act with respect to any Orders marked “long” or “short” by Automatic Order Marking, and that neither Client nor its counterparties may allocate any responsibility to Refinitiv or its Affiliates for compliance with Regulation SHO or any other applicable law (including, but not limited to, Exchange Act Rule 15c3-5), except as otherwise permitted herein.
• Client agrees that if it is a Member of FINRA, (a) Rule 13200(a) shall apply and any dispute will be submitted pursuant to the Arbitration Procedure for Industry Disputes and (b) each party knowingly, voluntarily, intentionally and irrevocably waives its right to a trial by jury to the extent permitted by applicable law in any action or other legal proceeding, whether arising under contract, tort or otherwise, arising out of or relating to this agreement or the transactions contemplated hereby. Notwithstanding the foregoing, this Agreement does not prohibit or restrict any Client from requesting arbitration of a dispute in the FINRA arbitration forum as specified in FINRA rules.
Definitions:
“Executing Broker” means a Client of Refinitiv that receives Transaction Data from another Client for execution.
“Order” shall mean an instruction to effect a transaction in securities or futures.
B. REDI EMS PLUS TRADING ADD-ON BUY-SIDE TO NON-US ENTITIES
• Any REDI services provided to non US entities (collectively the “Refinitiv REDI EMS Service”) are supplied and invoiced by REDI Technologies Ltd located at Five Canada Square, Canary Wharf, London, E14 5AQ, United Kingdom (Company Number 08299297), which is authorised and regulated by the Financial Conduct Authority (“FCA”), having registration number 612490.
• Client hereby represents and warrants that Client’s use of the Refinitiv REDI EMS Service complies and will comply with (i) all applicable laws, and (ii) the policies and practices of any securities and futures exchanges and clearing houses, alternative trading facilities, and any other recognised relevant equivalent local jurisdiction applicable to Client.
Client acknowledges and agrees that:
• Refinitiv is not now, and shall not be, in connection with providing the Refinitiv REDI EMS Services, the Executing Broker (as defined below in this Product Note) for any Orders (as defined below in this Product Note) or Transactions that result from Transaction Data that Client sends through the Refinitiv REDI EMS Service;
• although the Refinitiv REDI EMS Service may transmit the Transaction Data that Client sends through the Refinitiv REDI EMS Service, Refinitiv is not accepting any Orders for execution and is not responsible for the execution of any Orders;
• Refinitiv has no responsibility to undertake any suitability analysis with respect to any Client; and
• Refinitiv has no obligation to accept or transmit all, or any part of any, Transaction Data that is sent through the Refinitiv REDI EMS Service.
Client is utilizing the Refinitiv REDI EMS Service to transmit Transaction Data to one or more Executing Brokers or other clients of Refinitiv to whom Client has decided to direct its Transaction Data via the Services, and Client acknowledges and agrees that:
• Orders or Transaction Data will not violate or conflict with any applicable laws to which Client is subject, or violate, conflict with, or constitute a default under any agreement to which Client is a party or by which Client is bound;
• if Client is a broker-dealer, investment manager or investment adviser acting on behalf of customers, it has full power and authority to do so and will indemnify and hold harmless Refinitiv from any Damage arising therefrom, including any claims that a trade was not suitable for or not authorized by a customer of such broker-dealer, investment manager or investment adviser; and
• it will obtain all necessary consents, licenses, authorizations and approvals of, and exemptions by, any governmental authority or under any applicable laws.
Client categorisation
Client is an Eligible Counterparty ("ECP") as defined in FCA Conduct of Business Sourcebook ("COBS") at Chapter 3.6. For the purposes of the Order Form, ECP means a client who is knowledgeable about the securities and interests transmitted through the Refinitiv REDI EMS Services and is capable of understanding and evaluating any related risks.
There are two types of ECP as defined by the FCA as follows:
(i) 'Per Se' ECP in accordance with COBS 3.6.2 (FCA Handbook); and
(ii) 'Elective' ECP in accordance with COBS 3.6, (FCA Handbook) which will require REDI to ensure that Client has requested to be categorised and treated as an Elective-ECP.
Please note, Client has the right to request categorisation as a professional client or retail client, meaning that Client would receive an increased level of protections than it would be entitled to as an ECP. However, if requested categorisation as a professional client or retail client, REDI will not be able to provide the Refinitiv REDI EMS Service to Client. It should be noted in accordance with COBS 3.7.3AEU a per se professional client may be opted up to elective ECP status.
Clients are required to advise REDI of any change which may affect the way that REDI have categorised them.
Warnings on loss of protections
Please take the time to read the warnings below and consider the implications of being categorised as an ECP.
REDI is not able to offer the protections afforded to professional clients or to retail clients under the FCA’s rules, and therefore REDI does not undertake any business with clients categorised as ‘professional’ or 'retail'. For the avoidance of doubt, where Client is categorised as an ECP:
(i) REDI would not be required to provide as many information disclosures relating to REDI and our services (for example on costs, commissions, fees and charges);
(ii) Some of the rules relating to REDI conduct of business would not apply, such as rules on the receipt of third-party inducements;
(iii) REDI would not be required to assess whether the products or services offered are appropriate; and
(iv) In certain circumstances when processing orders, REDI would not be under an obligation to act in your best interests or be required to take all sufficient steps to obtain the best possible result for you.
Client must ensure that only its authorized Users use the Refinitiv REDI EMS Service, the supervision, management and control of Client’s and its Users’ use of the Refinitiv REDI EMS Service, and all risks associated with it; and any Transaction Data Client or its Users transmits through the Refinitiv REDI EMS Service and agrees Refinitiv shall be entitled to rely on such information as having been authorized by Client.
Client shall have a pre-existing relationship with each Executing Broker or other client to which Client routes Transactions through the Refinitiv REDI EMS Services.
5. REFINITIV FX MATCHING REAL TIME DATA
Client is solely responsible for support of the Application and associated infrastructure on Client’s side of the Demarcation Point. The “Demarcation Point” is the physical point at which the Information enters Client’s infrastructure via the Refinitiv FX Matching API FIX interface (for the avoidance of doubt, Refinitiv FX Matching API is not included in the Service).
• For the avoidance of doubt, Client’s use of Matching via an Application is also subject to the Matching Rule Book located at: .
Client agrees that the Aggregated GUI will display to the user any instances of broken trades (including displaying the counterparty dealing code) to enable the user to take the required action.
(a) RTSL grants Client the right to display the volume data associated with each Matching price in the Aggregated GUI.
(b) Client acknowledges that it is responsible for implementing required changes to the Aggregated GUI to enable compatibility with any new versions of the Refinitiv FX Matching API within 6 months of notification of a new API release by RTSL. RTSL reserves the right to withdraw the service from Client if RTSL technical criteria for integration are not met within the 6 month period.
(c) All new instruments made available on the Matching Service must be made accessible on the Aggregated GUI within six months of notification of their availability.
(d) RTSL may withdraw rights to use the Matching feed within the Aggregated GUI if reasonably required for technical/security reasons to ensure the stability of the Dealing or Matching Service.
(e) Client acknowledges that it is responsible for support of the Aggregated GUI and all associated infrastructure. The Refinitiv support demarcation point is at the Refinitiv FX Matching API and Client acknowledges it is responsible for the security and authentication of its users and applications through to the Refinitiv FX Matching API demarcation point.
(f) Using the Aggregated GUI in no way changes the obligations of the users of the Dealing and Matching Services. Client continues to be responsible for ensuring each User is aware of and complies with the obligations in the relevant Rule Book or Operational Procedures for the services irrespective of whether they are accessing the service via the Aggregated GUI.
(g) RTSL may withdraw rights to use the Matching feed within the Aggregated GUI on provision to Subscriber of a minimum of six months' prior written notice.
6. LIPPER
In the event that hedge fund Information is included in Lipper Investment Management, and or Holdings Information, Client warrants and represents that it is an "Accredited Investor". An Accredited Investor shall have the meaning set forth in the United States Securities Act of 1933, as amended.
Lipper Datafeeds
License:
Lipper hereby grants to Client the non-exclusive, non-transferable, non-sublicensable right, subject to the terms and conditions of the Agreement, to access and incorporate within Client’s internal Applications the Information for use within its own organization in the ordinary course of its own business.
Limitations and Restrictions:
Client shall display or transmit the Information it is permitted to use under this Agreement verbatim as received and may not edit, modify or translate the Information in any way, provided that Client shall be permitted to modify the layout of the Information to fit within the layout of Client Service, if necessary. Client may not Redistribute the Information provided pursuant to the Lipper Datafeeds.
Client shall not re-write or otherwise use any portion of the Information to create original content for publication except as provided herein, or with the prior written consent of Lipper.
Client agrees and acknowledges that (i) the license granted is for internal use of the Information by Client within its Applications and not in any other service or product offered by the Client whether for profit or otherwise, and (ii) the Service and Information is supplied on the condition that Client will use the Information contained in the Service in the ordinary course of its own business. Client (x) shall not transfer, retransmit, duplicate or resell all or part of the Information or any computer programs contained in the Services, and (y) will not store or download all or any part of the Information contained in the Services for access by any third party or into any third party service or application.
Permissible Use:
Notwithstanding the foregoing or anything to the contrary in the Agreement, Client shall be entitled to access and use the Services and the Information contained therein (i) to prepare custom reports, research and other analyses in hard-copy or electronic format for use internally by Client, and (ii) in connection with Client's internal research, sales, trading and other related business activities.
Notices:
Client will not remove or conceal any copyright, trademark or other proprietary notice or any credit-line or date-line included in the Services. Client will insert on any document or display that contains any Information from the Services, and in close proximity to such Information, the following notice: “[All/Portions] of the mutual fund information contained in this [table/display] was supplied by Lipper, a Refinitiv Company, subject to the following: Copyright [insert current year] © Refinitiv. All rights reserved.” In addition, Client shall insert on any document or display where (a) Information is ranked, and in close proximity to such rankings, the following notice “Lipper Rankings”, and (b) Lipper Index is cited, the following notice “Lipper Index”.
Lipper Index Service
Usage Rights and Permissions.
Lipper grants to Client, and Client accepts, a nonexclusive and nontransferable license subject to the provisions of the Agreement, to
(a) access and use solely within its own organization, the Information, and/or other databases contained in the Index Service; and
(b) use and/or incorporate Insubstantial Portions of Information in Client’s internal research and analyses or in advertising, promotional materials, public relations or other Client reports provided that the Information is limited to the Client’s own funds and relevant benchmarks and do not refer to the products or data relating to another company. Client shall not calculate an average, or other benchmark, derived from the Information or redistribute it as a Lipper benchmark (i.e. rankings).
Lipper TASS
When Client subscribes to the Lipper TASS Service:
a) Client represents that it is an Accredited Investor. An “Accredited Investor”, as set forth in the United States Securities Act of 1933, and as amended,
b) Client agrees that for a period of thirty (30) days following the date of first delivery of the Service, Client shall not invest in any funds listed in the Service; provided, however, that this clause shall not apply to funds previously known to Client where Client has a reasonable independent basis for formulating an investment decision.
c) Users may use and internally Distribute Insubstantial Portions of Information, but may not modify the Information in any way;
d) If Client has been granted Redistribution rights as part of the TASS Service, Users may Redistribute up to 25 references to a fund or funds from the Information contained in the TASS Services in any one comparison table, spreadsheet or similar presentation in Client’s written research materials; provided that
i. such Redistribution may be made only to Client’s Customers that are Accredited Investors, solely for their internal business purposes, and may not be further redistributed by such Client Customers,
ii. such Redistribution must be made without charge,
iii. the User may not Redistribute such extracts over the Internet other than by email; and
iv. the User shall not disclose to any third party any Personally Identifiable Information contained in the Information.
7. RIC LICENSING
Securities Processing License
If Client uses Refinitiv Datascope, QA Direct, and any other capability which Refinitiv notify Client from time to time, Client may be subject to the conditions detailed in this Section 7:
(a) use, Distribute and Redistribute RICs to identified recipients in a systematic way as the main identifier or one of the identifiers of any information (including non- Refinitiv sourced information) in the following trade workflow activities: advertisement of tradable securities, indication of interest, order indication, trade management, execution, allocation, settlement and clearing; and
(b) use RICs to navigate to any information (including non-Refinitiv sourced information), stored in a Security Master Database except Real Time information.
It is a condition of the grant of the Securities Processing Licence that Client is not
(i) a vendor, re-seller or re-distributor of market data;
(ii) directly or indirectly controlling, controlled by or under common control with any such vendor, re-seller or redistributor.
Where Client Redistributes RICs as detailed above the recipient can only use such RICs as an identifier as part of its trade workflow activities with the Client. This Securities Processing Licence does not include any other sub-licensing rights.
Any other use, distribution or redistribution of such RIC symbols by any recipient requires a written contractual RIC licence granted directly by Refinitiv to the recipient (e.g. for systematic use, the Transaction Processing Licence or the Securities Processing Licence; or for non-systematic use, the licence granted by Refinitiv to customers in its contract as part of a RIC-enabled individual service).
Except as required by law or as expressly permitted in the Agreement, Client will not: (a) disclose, make available, transfer or distribute, in whole or in part, any RICs to any third party; (b) copy, adapt, reverse engineer, decompile, disassemble, or modify, in whole or in part, any RICs
Notwithstanding anything to the contrary set forth in the Order Form, neither Refinitiv nor any member of the Refinitiv Group shall be liable for any damages in respect of any direct or indirect loss incurred by Client in connection with the use of the Securities Processing License to identify non Refinitiv-sourced information, and Client shall indemnify Refinitiv and the Refinitiv Group against any Damage which Refinitiv incurs in relation to such use.
Refinitiv’s indemnity for breaches of a third party’s Intellectual Property Rights as set out in the RMA shall not apply where the relevant Claim arises as a result of: (i) use of RICs other than those supplied and updated by Refinitiv as part of a Refinitiv information service, if infringement would have been avoided by the use of such RICs; (ii) a modification of RICs by anyone other than Refinitiv; (iii) the combination or use of RICs with any non Refinitiv-sourced information where such combination or use is the cause of such infringement.
Definitions:
“RICs” RIC symbols and/or Reuters Instrument Codes, the set of proprietary symbols developed and maintained by the Refinitiv Group.
“Distribute” to send within the Sites and in Recipient Locations.
“Redistribute” to send outside of the Sites or any Recipient Location in the ordinary course of Client’s business
“Security Master Database” a database owned or leased and maintained by Client containing static, semi-static, time series and relationships information associated to financial instruments and indices that Client is monitoring and maintaining for the purpose of identifying such instruments and indices, as well as for end of day processing, clearing and settlement, and trade processing purposes.
“Real Time” less than fifteen (15) minutes delayed, whether streaming or snapped. “
Dual Sourcing RIC Usage Rights
In addition to the RIC usage rights set out in the Order Form, for so long as Client subscribes to a Service identified above as streaming and delivered by the Refinitiv consolidated real-time feed or to a Data Feed Direct Service, and where Client subscribes to an alternative Consolidated Real-Time Datafeed source in addition to such Service (for example as a backup solution in case of emergency outages), Client may also use Eligible RICs to access, identify and Distribute content from that alternative source if such content is used within the same scope and subject to the same usage conditions as specified in the terms of Refinitiv’s license to Client for the relevant Information under such Service. No Redistribution rights are granted.
“Consolidated Real-time Datafeed” means a real-time market Datafeed aggregated from multiple sources, including exchanges and OTC sources, either worldwide or from one or several geographic regions, and which applies a level of data normalisation and a common data model and symbology structure and is generally enhanced by the vendor with value-added derived information or supplemented by value-added content from sources other than the originating source (e.g. an exchange). ‘Consolidated Real-time Datafeed’ includes a service provided by a vendor which aggregates Direct Feeds provided that the service is unique, which means that the vendor is not simply redistributing Direct Feeds in substantially the same form as provided by the underlying sources, i.e. without (i) a level of data normalisation, and (ii) value added content and/or a common symbology structure. This defined term does not include Real-Time market datafeeds directly originating from the market data source such as exchanges or MTFs ("Direct Feeds"), news feeds, nor data supplied pursuant to server API licenses.
“Eligible RICs" means all RIC symbols licensed under a Service identified above as streaming and delivered by the Refinitiv consolidated Real-Time feed or to a Data Feed Direct Service (as appropriate) directly associated with a price for an individual financial instrument or a value for an index carried on the Refinitiv consolidated Real-Time feed, except RICs relating to OTC data exclusively available as part of a Refinitiv service, and any RICs associated with a specific price or value sourced from a specific contributor who is identifiable by the RIC ("Attributed OTC RICs") where the relevant contributor has requested Refinitiv to exclude such RICs from the scope of these usage rights, as notified to Client via MyRefinitiv.
8. Benchmarks and Indices
Where the Client takes delivery of Information from an authorised third party, Client acknowledges that Refinitiv takes no responsibility for the systems and technology used by such authorised third party to facilitate such delivery. In the event that delivery of the Information by such authorised third party fails or is delayed, Client may contact Refinitiv and Refinitiv will deliver the relevant Information (that would have otherwise been delivered by such authorised third party) directly to Client.
9. News
Refinitiv may require Client to retract or remove content for legal or other reasons. In the event that Refinitiv makes such a request Client shall delete the content within 3 business days, or as soon as possible if the content is subject to legal proceedings.
To the extent Client is permitted hereunder or under the Agreement to modify or create Derived Data or to Client shall not alter or distort the editorial meaning of any news included in Information or alter, remove or obscure, or permit any identifiers, credits or other proprietary notices included in the Reuters News Content (as defined in Section G below) including the Reuters name and dotted sphere logo and Reuters trademarks. Client will comply with requirements for displaying copyright notices, disclaimers and branding, as set out at: or otherwise communicated to Client.
G. Redistribution Use Cases
Introduction
The Information detailed herein in this Section G is available for Redistribution subject to the terms of the Agreement, including, without limitation, the Redistribution Schedule.
In the event of a conflict between the terms of Annex E and the Redistribution Schedule, the terms of this Section G of Annex E, shall prevail. For the avoidance of doubt, only Information which is included in the Service and is listed in this Section G may be Redistributed pursuant to the terms of Section G and Redistribution of Refinitiv content not listed herein or not within the restrictions detailed herein shall require additional contractual terms. Please contact your Refinitiv Account representative for further information.
Incorporation of the Redistribution Schedule
The Redistribution Schedule shall be deemed to be incorporated into this Section G mutatis mutandis EXCEPT:
1. The definition of Authorized Product in the Redistribution Schedule shall be:
“Authorized Product” – Client's products which Client authorizes Recipients access to and use of Information from, the Service(s).
2. Section 8.2 shall read as follows:
“Client shall report annually (date to be agreed) to tr.partners-usagereports@ the reporting requirements specified in a Redistribution Order Form. Reporting is required even if there are no active Authorized Product Recipients. Client must follow the reporting template that will accompany each Redistribution Order Form or as otherwise notified by Refinitiv to Client.”
Client Obligations
1. Client may Redistribute the Information detailed in this Section G via any individual service provided that password protection is maintained and used at all times and Information is not available for download;
2. Client’s right to Redistribute the Information pursuant to this Section G must within and between any of Clients’ subsidiaries’ locations, to existing Client Customers or bona fide prospective Customers and/or to other third parties (“Client Customers”) in connection with Client’s ordinary course activities as a broker/dealer, investment bank, asset manager or other related financial services activities. Client is not permitted to Redistribute the Information in connection re-selling of market data services and for the avoidance of doubt, includes but is not limited to, the use of the Information in any reports or materials offered for sale to Client Customers.
3. Client Customers must use the Redistributed Information in the ordinary course of its business and via the individual service it received the Redistributed Information through, and Client Customer is not permitted to Redistribute the Information unless it has the appropriate permissions from Refinitiv and for the avoidance of doubt, re-selling market data services by Client Customer is strictly prohibited and for the avoidance of doubt, includes but is not limited to, the use of the Information in any reports or materials offered for sale by Client Customers.
4. Client must use best efforts to prevent the hyperlinking of any Refinitiv content from any electronic channel it displays or transmits Refinitiv Content it is permitted to Redistribute; and
5. Client must not Redistribute Information in relation to provision of fund administration services to its Clients.
For the redistribution of 3rd party content, including exchange data and indices, Client MUST have an approval and/or license from the relevant 3rd party provider allowing their data to be redistributed via the Client’s service and comply with the relevant 3rd party terms and conditions, including without limitation, any requirements with respect to delay of data. The Service fees do NOT include fees payable for the right to redistribute data from any such provider.
Content available for Redistribution under this Section G may be subject to change as additional content is a made available or if there are changes to any third party agreements and such changes can be found on My
Delivery of Content available for Redistribution shall be via such delivery mechanisms as Client and Refinitiv shall agree from time to time.
1. Cross Asset Content
Refinitiv shall also provide Client access to Snapshot Content as part of this Service, which Client may Redistribute to Recipients, subject to any usage thresholds detailed herein. “Snapshot Content” means Search, Quotes, Quotelist, Charts and TimeSeries Information. For the avoidance of doubt, with respect to the Information below, composite RIC Information may be Redistributed but not WM/R Information.
Available History for Redistribution: 20 year rolling interday, 10 days intraday (minute bars).
Updates: Streaming, 1 update per 3 sec,
Snap: 1 update per 10 minutes
Included Cross Asset
10 Minute Snap - Major Countries Countries in a single display
10 Minute Snap - Global Spot Rates Global FX rates in a single display
10 minute Snap - European Spot Rates European Spot FX rates
10 minute Snap - Gulf Spot Rates Middle East countries FX rates
10 minute Snap Global Cross Rates All currencies EXCEPT Afghan afghani, Armenian dram, Azerbaijan manat, West African CFA franc, Bosnia and Herzegovina convertible mark, Cape Verdean escudo, Central African CFA franc, Cayman Islands dollar, Netherlands Antillean guilder, East Caribbean dollar, Swazi lilangeni, Eritrean nakfa, Faroese krona, Georgian lari, Guinean franc, Kyrgyzstani som, Tajikstani somoni, Tanzanian shilling, Tongan pa’anga, Turkmen manat, Uzbekistani som, Zambian kwacha
10 Minutes Snap Crypto Currencies Bitcoin
10 minute Snap Global Deposit Rates / Forward Points Australian Dollar, British Pound, Bulgarian Lev, Canadian Dollar, Czech Koruna, Danish Krone, Euro, Hong Kong Dollar, Hungarian Forint, Indian Rupee, Indonesian Rupiah, Japanese Yen, Malaysian Ringgit, Mexican Peso, Moroccan Dirham, New Zealand Dollar, Norwegian Krone, Philippine Peso, Singapore Dollar, South African Rand,South Korean Won, Swedish Krona, Swiss Franc, Thai Baht, US Dollar
Government Bonds Argentina USD, Australia, Austria, Belgium, Bulgaria, Canada, China, Chile, Colombia USD, Croatia, Czech Republic, Demark, ECU, Euro Zone, Finland, France, Germany, Greece, Hong Kong, Hungary, Iceland, India, Indonesia, Israel, Italy, Japan, Kenya, Latvia, Lithuania, Malaysia, Malta, Mauritius, Mexico USD, Netherlands, New Zealand, Nigeria, Norway, Pakistan, Peru, Philippines, Poland, Portugal, Romania, Russia, Saudi Arabia, Serbia, Singapore, Slovakia, Slovenia, South Africa, South Korea, Spain, Sri Lanka, Sweden, Switzerland, Taiwan, Thailand, Turkey, Uganda, Ukraine, United Kingdom, United States, Venezuela, Vietnam, Vietnamese delayed
Precious Metals Gold Silver, Platinum, Palladium
G7 Gold Fixing Rates Canada, Japan, UK, EU
G7 Silver Fixing Rates Canada, Japan, UK, EU
Brent OIL End of Day rate ICE BRENT CRUDE
Global Interbank Offered Rates Prague, Tallin, Budapest, Kiev, Kuwait, Vilnius, Riga, Kuala Lumpur, Philippines, Moscow, Turkey
Euro Locking Rates - Fixed since 30 December 1998 ATS, BEF, DEM, ESP, FIM, FRF, GRD, IEP, ITL, LUF, NLG, PTE
Currency Fixings Croatian Kuna, Euro Fixings, Chinese Yuan, Hungarian Florint, Icelandic Krona, Lithuanian Litas, Norwegian Krona
Russian Rouble, Ukrainian Hryvnia, US Fed Funds o/n rate, US Fed Funds o/n Effective rate
Global Prime Rates Canada, Hong Kong, Russia, Japan, Switzerland, United Kingdom, Euro Margin Lending Facility, EU Deposit rate, Euro Refinancing Rate, EU Refinancing tender
Global Discount Rates CA Overnight rate target , JP Discount rate
Economic Indicators
A. Government
|Federal budget, $ |United States |
|Primary Budget Balance |Argentina |
|Tax Revenue |Argentina |
|RBA cash rate |Australia |
|Nominal Budget Balance |Brazil |
|Primary Budget Surplus |Brazil |
|Budget balance, C$ |Canada |
|Budget, year-to-date, C$ |Canada |
|Budget balance |Czech Republic |
|Budget ytd |France |
|Budget balance |Hungary |
|Exchequer returns |Ireland |
|Budget balance |Israel |
|Treasury cash balance |Turkey |
|Central govt debt stock |Turkey |
|Budget balance |Turkey |
|Budget fulfilment |Russian Federation |
|Budget balance |Oman |
|Fiscal balance (pesos) |Mexico |
B. Commodities
|Quarterly Hog Inventory |United States |WSD-Soybn endstocks08/09 |United States |
|U.S. corn acreage |United States |WASDE-Pork output 2009 |United States |
|U.S. cotton acreage |United States |USDA-Cattle Placed on Fd |United States |
|U.S. soybean acreage |United States |Cold Pork Belly Stocks |United States |
|U.S. wheat acreage |United States |Fla Orange output 08/09 |United States |
|Prosp. Plantings- Wheat |United States |Nat Gas-EIA |United States |
|WASDE-Beef Output 2009 |United States |EIA weekly heatoil stock |United States |
|Cold Storage-Beef Stocks |United States |EIA weekly gasoline stk |United States |
|WSD-Corn endstocks 08/09 |United States |EIA weekly dist. Stocks |United States |
|WASDE-Corn output 08/09 |United States |EIA weekly crude stocks |United States |
|Prosp. Plantings- Corn |United States |EIA weekly gasoline o/p |United States |
|Qtrly Grain Stocks-Corn |United States |EIA weekly refining util |United States |
|WSD-Cotton output 08/09 |United States |EIA weekly prods imports |United States |
|USDA-Cattle Marketed |United States |Cude Cushing |United States |
|NOPA-Soy crush |United States |EIA weekly RFG Stocks |United States |
|USDA-Cattle on Feed |United States |EIA weekly dist output |United States |
|Qtrly Grain Stocks-Wheat |United States |EIA weekly crude runs |United States |
|WASDE-wheat output 08/09 |United States |EIA weekly crude imports |United States |
|WSD-Wheat endstocks08/09 |United States |Cold Storage- FCOJ Stock |United States |
|Qtrly Grain Stocks-Soy |United States |Copper output |Chile |
| | |Copper exports |Chile |
C. Housing and Construction
|MBA Purchase Index |United States |Building Capex |Australia |
|Build permits: change mm |United States |Building Approvals |Australia |
|Build permits R numbr mm |United States |Construction work done |Australia |
|Build permits R chg mm |United States |Housing Credit |Australia |
|MBA 30-yr mortgage rate |United States |Housing Finance |Australia |
|MBA Purchase Index |United States |House Price Index |Australia |
|Mortgage refinance index |United States |Private house approvals |Australia |
|NAHB housing market indx |United States |New housing price index |Canada |
|Pending Homes Index |United States |House starts, annualized |Canada |
|Pending sales change mm |United States |Building permits mm |Canada |
|House starts mm: change |United States |Construction output y/y |Czech Republic |
|Housing starts number mm |United States |Halifax house prices mm |United Kingdom |
|Monthly Home Price yy |United States |HalifaxHousePrices 3m/y |United Kingdom |
|Monthly Home Price mm |United States |Mortgage Lending |United Kingdom |
|New home sales chg mm |United States |Mortgage Approvals |United Kingdom |
|New home sales-units mm |United States |Nationwide HousePrice yy |United Kingdom |
|Existing homes pct mm |United States |Nationwide HousePrice mm |United Kingdom |
|Existing home sales mm |United States |Final URA Property Index |Singapore |
|CaseShiller 20 mm |United States |Adv URA Property Index |Singapore |
|CaseShiller 20yy |United States |Housing starts |Japan |
| | |Construction orders yy |Japan |
D. Employment
|ADP National Employment |United States | |Unemployment Rate |Norway |
|Average earnings mm |United States | |Unemployment Rate |Poland |
|Initial claims |United States | |Unemployment Rate |Portugal |
|Jobless claims 4-wk avg |United States | |Unemployment Rate |Russian Federation |
|jobless contin claims |United States | |Unemployment Rate |Singapore |
|Employment Wages qq |United States | |Unemployment Rate |Slovakia |
|Employment Trends |United States | |Unemployment Rate |South Africa |
|Employment costs qq |United States | |Unemployment Rate |South Korea |
|Employment Benefits qq |United States | |Unemployment Rate |Spain |
|Real weekly earnings mm |United States | |Unemployment Rate |Sweden |
|Challenger layoffs |United States | |Unemployment Rate |Switzerland |
|Average workweek hrs mm |United States | |Unemployment Rate |Taiwan |
|Personal income mm |United States | |Unemployment Rate |Turkey |
|Personal consump real mm |United States | |Unemployment Rate |United Kingdom |
|Consumption, adjusted mm |United States | |Unemployment Rate |United States |
|Unemployment (non adjust) |Switzerland | |Labor Productivity Rate |Canada |
|Unemployment rate sa |Germany | |Employment change |Canada |
|Unemployment change sa |Germany | |Non-farm payrolls |Switzerland |
|Unemployment Rate |Argentina | |Non-farm payrolls |France |
|Unemployment Rate |Australia | |Non-farm payrolls |United States |
|Unemployment Rate |Austria | |Jobs |Chile |
|Unemployment Rate |Canada | |Labour cost yy |Eurozone |
|Unemployment Rate |Czech Republic | |Wages in euro zone |Eurozone |
|Unemployment Rate |Denmark | |Gross wages yy |Hungary |
|Unemployment Rate |Estonia | |Corp. sector wages yy |Poland |
|Unemployment Rate |Eurozone | |Labour cost index - m/m |New Zealand |
|Unemployment Rate |Eurozone | |Labour cost index - year |New Zealand |
|Unemployment Rate |Finland | |Employment Growth |New Zealand |
|Unemployment Rate |France | |Employment participation |New Zealand |
|Unemployment Rate |Germany | |Perm/long-term migration |New Zealand |
|Unemployment Rate |Greece | |Ext migration & visitors |New Zealand |
|Unemployment Rate |Hong Kong | |NZ building consents |New Zealand |
|Unemployment Rate |Israel | |Labour force survey |Norway |
|Unemployment Rate |Japan | |Unem rate 3mma sa |Netherlands |
|Unemployment Rate |Mexico | |Overtime pay |Japan |
|Unemployment Rate |New Zealand | |Jobs/applicants ratio |Japan |
E. Trade
| | | | | |
|Gross $Gold & Forex Res |South Africa | |Net Exports Contribution |Australia |
|Net $Gold & Forex Res |South Africa | |Exports C$ |Canada |
|Current Acc. (in Rands) |South Africa | |C/A Balance qq |Hungary |
|Current Acc. % of GDP |South Africa | |Foreign arrivals yy |Turkey |
|Current account Q1, $ |United States | |Tourism revenues |Turkey |
|International trade mm $ |United States | |Trade Account |Thailand |
|Trade Balance |Argentina | |Terms of trade |New Zealand |
|Trade Balance |Brazil | |Merchandise trade |New Zealand |
|Trade Balance |Canada | |Terms of trade import |New Zealand |
|Trade Balance |Chile | |Merchandise trade - expo |New Zealand |
|Trade Balance |Denmark | |Terms of Trade export |New Zealand |
|Trade Balance |Finland | |Terms of trade - exp vol |New Zealand |
|Trade Balance |Germany | |Imports m/m |Germany |
|Trade Balance |Hungary | |Imports m/m |United States |
|Trade Balance |Israel | |Imports yy |China |
|Trade Balance |Japan | |Imports yy |Germany |
|Trade Balance |Malaysia | |Imports yy |Taiwan |
|Trade Balance |Mexico $ | |Imports yy |Finland |
|Trade Balance |Peru | |Imports yy |Thailand |
|Trade Balance |Portugal | |Imports yy |Hong Kong |
|Trade Balance |Philippines | |Imports yy |France |
|Trade Balance |Slovakia | |Imports yy |Japan |
|Trade Balance |Sweden | |Imports yy |Israel |
|Trade Balance |Switzerland | |Imports yy |Kuwait |
|Trade Balance |Switzerland | |Imports yy |Australia |
|Trade Balance |Turkey | |Imports yy |Philippines |
|Trade Balance |United Kingdom | |Imports yy |Canada |
|Trade balance G&S (A$) |Australia | |Imports yy |Malaysia |
|Current account deficit |Australia | | | |
|Current account |Demark |
|Current account |Egypt |
|Current account |Eurozone (qq & yy) |
|Current account |Finland |
|Current account |France |
|Current account |Malaysia |
|Current account |New Zealand (qq &y y) |
|Current account |Norway |
|Current account |Slovakia |
|Current account |South Korea |
|Current account |Sweden |
|Current account |Taiwan |
|Current account |Portugal |
|Current account deficit |Spain |
|C/A balance EUR |UK (Q) |
|Cact balance to GDP |New Zealand |
|QTR current account, $ |Mexico |
|Accumulated cur acc/GDP |Mexico |
|Non-Oil Exports m/m |Singapore |
|Non-Oil Exports y/y |Singapore |
|Foreign Trade |Russian Federation |
|Foreign trade mm |Latvia |
|Foreign trade |Lithuania |
|Trade Deficit USD |India |
|Trade Deficit-RBI |India |
|Cbank C/A y/y |Greece |
F. Prices
|CPI qq |Australia |CPI yy |Australia |
|CPI qq |Argentina |CPI yy |Austria |
|CPI qq |Canada |CPI yy |Canada |
|CPI qq |Czech Republic |CPI yy |China |
|CPI qq |Estonia |CPI yy |Czech Republic |
|CPI qq |France |CPI yy |Denmark |
|CPI qq |Germany |CPI yy |Egypt |
|CPI qq |Iceland |CPI yy |Estonia |
|CPI qq |Ireland |CPI yy |Finland |
|CPI qq |Italy |CPI yy |France |
|CPI qq |Japan (core and non core) |CPI yy |Greece |
|CPI qq |Latvia |CPI yy |Greece |
|CPI qq |Lithuania |CPI yy |Hong Kong |
|CPI qq |Netherlands |CPI yy |Ireland |
|CPI qq |New Zealand |CPI yy |Israel |
|CPI qq |Portugal |CPI yy |Latvia |
|CPI qq |South Korea |CPI yy |Lithuania |
|CPI qq |Spain |CPI yy |Malaysia |
|CPI qq |Sweden |CPI yy |Netherlands |
|CPI qq |Switzerland |CPI yy |New Zealand |
|CPI qq |Taiwan |CPI yy |Romania |
|CPI qq |Tokyo |CPI yy |Singapore |
|CPI qq |Turkey |CPI yy |South Korea |
|CPI qq |United Kingdom |CPI yy |Spain |
|CPI pre mm (approx time) |Germany |CPI yy |Switzerland |
|CPI pre yy (approx time) |Germany |CPI yy |Taiwan |
|CPI index level NSA, mm |United States |ISM Mfg Prices Paid |United States |
|CPI core index, SA, mm |United States |PCE price index mm |United States |
|CPI inflation mm, SA |United States |Core PCE price index yy |United States |
|CPI x-food/energy yy NSA |United States |Core PCE price index mm |United States |
|CPI ex-food/energy mm SA |United States |PCE price index yy |United States |
|Cleveland Fed median CPI |United States |RBA trimmed mean CPI |Australia |
|Export prices mm |United States |RBA weighted median CPI |Australia |
|Core CPI y/y |Hungary |CPI BoC Core mm |Canada |
| | |CPI BoC Core yy |Canada |
|PPY y/y |Austria |PPI m/m |South Korea |
|PPI y/y |Greece |PPI m/m |Sweden |
|PPI y/y |Hungary |Producer prices mm |Australia |
|PPI y/y |Latvia |Producer prices mm |Canada |
|PPI y/y |Lithuania |Producer prices mm |Canada |
|PPI y/y |Norway |Producer prices mm |China |
|PPI y/y |South Africa |Producer prices mm |Czech Republic |
|PPI y/y |Sweden |Producer prices mm |Eurozone |
|PPI y/y |Turkey |Producer prices mm |Eurozone |
|PPI m/m |Austria |Producer prices mm |France |
|PPI m/m |Czech Republic |Producer prices mm |Germany |
|PPI m/m |Estonia |Producer prices mm |Germany |
|PPI m/m |Latvia |Producer prices mm |Italy |
|PPI m/m |Lithuania |Producer prices yy |Italy |
|PPI m/m |New Zealand |Producer prices yy |New Zealand |
|PPI m/m |Poland |Producer prices yy |Russian Federation |
|PPI m/m |Russian Federation |Producer prices yy |South Korea |
|PPI m/m |South Africa |Producer prices yy |Switzerland |
| | |Producer prices yy |Switzerland |
|Wholesale price index mm |Germany |PPI Core Output mm NSA |United Kingdom |
|Wholesale price index yy |Germany |PPI Core Output yy NSA |United Kingdom |
|Wholesale price index yy |Taiwan |PPI Input prices yy NSA |United Kingdom |
|Wholesale price index mm |Taiwan |PPI Input prices mm NSA |United Kingdom |
|Wholesale prices |Austria |PPI output prices mm NSA |United Kingdom |
|Wholesale prices NSA m/m |Austria |PPI output prices yy NSA |United Kingdom |
|Wholesale prices NSA yy |Austria |RPI yy |United Kingdom |
|Export prices |Australia |RPI M/M |United Kingdom |
|Wage Price Index |Australia |RPI-X (retail prices) mm |United Kingdom |
|Wage Price Index Y/Y |Australia |RPIX yy |United Kingdom |
|HICP final mm |Germany |Food price index |New Zealand |
|HICP final mm |Spain |Import price growth |South Korea |
|HICP final mm |Ireland |Export price growth |South Korea |
|HICP final yy |Germany |Corp goods price m/m |Japan |
|HICP final yy |Ireland |Corp goods price y/y |Japan |
|HICP flash |Spain |Consumer price prelim yy |Italy |
|HICP pre mm(approx time) |Germany |Consumer prices final mm |Italy |
|HICP pre yy(approx time) |Germany |Consumer prices final yy |Italy |
| | |Consumer price prelim mm |Italy |
| | | | |
G. GPD and Inflation
|Annual GDP |Argentina |GDP flash qq Q1 |Eurozone |
|Annual GDP |Australia |GDP flash qq Q1 |Germany |
|Annual GDP |Austria |GDP flash qq Q1 |Japan |
|Annual GDP |Canada |GDP flash yy Q1 |Eurozone |
|Annual GDP |Canada |GDP flash yy Q1 |Germany |
|Annual GDP |Chile |GDP flash yy Q1 |Japan |
|Annual GDP |China |GDP flash yy Q1 |Greece |
|Annual GDP |Czech Republic |GDP detailed qq Q1 |Eurozone |
|Annual GDP |Czech Republic |GDP detailed qq Q1 |Germany |
|Annual GDP |Finland |GDP detailed qq Q1 |Japan |
|Annual GDP |Germany |GDP detailed yy Q1 |Eurozone |
|Annual GDP |Hong Kong |GDP detailed yy Q1 |Germany |
|Annual GDP |Iceland |GDP detailed yy Q1 |Japan |
|Annual GDP |India |Monthly GDP |Argentina |
|Annual GDP |Indonesia |Monthly GDP |Australia |
|Annual GDP |Ireland |Monthly GDP |Canada |
|Annual GDP |Israel |Quarterly GPD |Australia |
|Annual GDP |Netherlands |Quarterly GPD |Belgium |
|Annual GDP |Singapore |Quarterly GPD |Brazil |
|Annual GDP |Spain |Quarterly GPD |Canada |
|Annual GDP |Spain |Quarterly GPD |Finland |
|Annual GDP |Sweden |Quarterly GPD |France |
|Annual GDP |Switzerland |Quarterly GPD |Iceland |
|Annual GDP |United Kingdom |Quarterly GPD |India |
|Quarterly GPD |Mexico |Quarterly GPD |Spain |
|Quarterly GPD |Slovakia |Quarterly GPD |Switzerland |
|GDP capital expenditure |Australia |Quarterly GPD |United Kingdom |
|GDP final consumption |Australia |GDP Growth YY |Thailand |
|GDP chain price index |Australia |GDP Growth rate |Qatar |
|GDP flash estimates y/y |Greece |Fiscal balance/GDP |Peru |
|GDP provisional est. y/y |Greece |GDP - Annl-avg, prod-bas |New Zealand |
|GDP Growth (Full Year) |Indonesia |GDP production based QQ |New Zealand |
|Annual GDP Growth |Thailand |GDP expenditure based QQ |New Zealand |
|S/A GDP Growth Q/Q |Thailand |GDP growth |Norway |
|ISTAT pub. bal/GDP qq |Italy |GDP growth mainland |Norway |
|Dallas Fed Trimmed PCE |United States |Infl ex food & energy mm |Eurozone |
|RBA trimmed mean Y/Y |Australia |Infl ex food & energy yy |Eurozone |
|RBA weighted median Y/Y |Australia |Inflation, ex-tobacco yy |Eurozone |
|IPCA Inflation |Brazil |Inflation ex tobacco M/M |France |
|Fipe's IPC inflation |Brazil |CPI headline inflation |Thailand |
|Wholesale inflation index |Brazil |CPI core inflation |Thailand |
|Mid-month Inflation |Brazil |EU norm inflation m/m |Slovakia |
|CPI inflation mm |Canada |EU norm inflation y/y |Slovakia |
|CPI inflation yy |Canada |Headline inflation m/m |Slovakia |
|Inflation |Chile |Headline inflation y/y |Slovakia |
|Inflation |Indonesia |Net inflation |Poland |
|Inflation |Peru |headline inflation |Mexico |
|Inflation |Philippines |Core Inflation |Mexico |
|Cons Infl Expec |Eurozone |Core Inflation |Slovakia |
|Infl exEnerFoodAlcTob mm |Eurozone |Core Inflation |Norway |
|Infl exEnerFoodAlcTob yy |Eurozone |12-month inflation |Mexico |
|Inflation, final mm |Eurozone |1st half month inflation |Mexico |
|Inflation, flash yy |Eurozone |1st half month core inf |Mexico |
|Inflation, final yy |Eurozone |WPI Inflation |India |
H. Money
|Money Supply M2 |Qatar | |Central Bank Intt rate |Mexico |
|Money Supply M2 |Kuwait | |REPO Rate |Mauritius |
|Money Supply M2 |Oman | |REPO Rate |South Africa |
|M3 Money Supply yy |Poland | |REPO Rate |India |
|M3 Money Supply yy |India | |Bank of Korea Base Rate |South Korea |
|M3 Money Supply yy |South Africa | |L money supply growth |South Korea |
|3M target LIBOR rate |Switzerland | |Reverse Repo rate |India |
|Securities Cdns C$ m/m |Canada | |Bank loan growth |India |
|Securities Foreig C$ m/m |Canada | |External debt |India |
|BoC rate decision |Canada | |Fed fiscal deficit, INR |India |
|Copom - Interest Rates |Brazil | |M1 Money Supply |Israel |
|CNB repo rate |Czech Republic | |Bal. Payments $ |India, Taiwan |
|Foreign debt |Czech Republic | |Cash Reserve Ratio |India |
|Overnight Lending Rate |Egypt | |C/A Bal. $ |India |
|Overnight Deposit Rate |Egypt | |Cbank C/A y/y |Greece |
|Money Supply yy |Egypt | |Currency reserves |Denmark |
|ECB rate decision |Eurozone | |FX reserves |Czech Republic |
|Money-M3 annual grwth |Eurozone | |Foreign Reserves |Egypt |
|BoE rate decision |United Kingdom | |Foreign exchange Reserve |Israel |
|Hungary base rate |Hungary | |Foreign exchange reserve |Taiwan |
|Interest rate decision |Israel | |Forex reserves |Thailand |
|Discount rate |Taiwan | |Foreign Reserves m/m |Singapore |
|CBT borrowing rate |Turkey | |Central Bank Reserves $ |Russian Federation |
|Currency swaps |Thailand | |Forex reserves USD |Philippines |
|BOT Rate Decision |Thailand | |Central bank fx reserves |Poland |
|Bank Lending m/m |Singapore | |Reserves |Malaysia |
|Riksbank rate |Sweden | |FX reserves |South Korea |
|NBP Base rate |Poland | |Foreign reserves, $ |Japan |
|NBP Base rate |Poland | |FX Reserves, USD |India |
|Budget balance |Philippines | | | |
I. Business
|Business Inventories mm |United States |Leading indicator |Belgium |
|Capacity utilization mm |United States |Consumer Sentiment |Australia |
|National Activity Index |United States |Consumer Sentiment |Eurozone |
|Chicago PMI |United States |Consumer Sentiment |Germany |
|Consumer credit mm, $ |United States |Consumer Sentiment |Ireland |
|Durable goods orders mm |United States |Consumer Sentiment |South Korea |
|Durable gds ex-def mm |United States |Consumer Confidence |Switzerland |
|Durable goods, R mm |United States |Consumer Confidence |Denmark |
|Durable Gds ex-trns R mm |United States |Consumer Confidence |Finland |
|Durable gds ex-trans mm |United States |Consumer Confidence |France |
|NY Fed manufacturing |United States |Consumer Confidence |Italy |
|Construction spending mm |United States |Consumer Confidence |Japan |
|Redbook mm |United States |Consumer Confidence |Mexico |
|Redbook yy |United States |Consumer Confidence |Netherlands |
|Factory orders mm |United States |Consumer Confidence |Portugal |
|Factory ex-transp mm |United States |Consumer Confidence |Turkey |
|Industrial output mm |United States |Consumer Confidence |United Kingdom |
|KC Fed manufacturing |United States |Manufacturing sales mm |Canada |
|Leading index chg mm |United States |Raw materials prices mm |Canada |
|Manufacturing Payroll |United States |Raw materials prices yy |Canada |
|Overall Net Capital Flow |United States |Retail sales ex-autos mm |Canada |
|Nondef cap ex-air R mm |United States |KOF Indicator |Switzerland |
|Non-def cap ex-aircrf mm |United States |PMI |Switzerland |
|Phil Fed business index |United States |ZEW Investor sentiment |Switzerland |
|Rich Fed manfu shipments |United States |Imacec |Chile |
|Rich Fed comp. index |United States |monetary policy |Chile |
|Rich Fed, services index |United States |FDI (ytd) |China |
|Wholesale sales mm |United States |NBS PMI |China |
|Wholesale inventories mm |United States |Urban investment (ytd)yy |China |
|Industrial Output m/m, y/y |Argentina |Gross fixed investment |Mexico |
|Industrial Output m/m, y/y |Brazil |IGAE Global econ data |Mexico |
|Industrial Output m/m, y/y |China (y/y) |Industrial Production m/m |Mexico |
|Industrial Output m/m, y/y |Czech Republic |Industrial production YY |Mexico |
|Industrial Output m/m, y/y |Denmark |private spending |Mexico |
|Industrial Output m/m, y/y |Eurozone |Industrial Output |Malaysia |
|Industrial Output m/m, y/y |France |Manufacturing Output mm |Netherlands |
|Industrial Output m/m, y/y |Germany |Consumer Spending Volume |Netherlands |
|Industrial Output m/m, y/y |Greece |Credit indicator |Norway |
|Industrial Output m/m, y/y |Hungary |Manufacturing output |Norway |
|Industrial Output m/m, y/y |India |NZIER QSBO |New Zealand |
|Industrial Output m/m, y/y |India |NZIER confidence |New Zealand |
|Industrial Output m/m, y/y |Israel |Manufacturing sales |New Zealand |
|Industrial Output m/m, y/y |Italy |NBNZ own activity |New Zealand |
|Industrial Output m/m, y/y |Japan |NBNZ business outlook |New Zealand |
|Industrial Output m/m, y/y |Lithuania |Operating balance f/cast |New Zealand |
|Industrial Output m/m, y/y |Poland |Retail qrtly vs yr ago |New Zealand |
|Industrial Output m/m, y/y |Russian Federation |Westpac consumer survey |New Zealand |
|Industrial Output m/m, y/y |Slovakia |Industrial production mm |Romania |
|Industrial Output m/m, y/y |South Korea |Capacity util qq |Sweden |
|Industrial Output m/m, y/y |South Korea |New orders manuf. yy |Sweden |
|Industrial Output m/m, y/y |Spain |PMI Manfu mm |Sweden |
|Industrial Output m/m, y/y |Taiwan |Business Expectations |Singapore |
|Industrial Output m/m, y/y |United Kingdom |Manufacturing Output m/m |Singapore |
|NAB Business Conditions |Australia |Manufacturing Output y/y |Singapore |
|Company profits pre-tax |Australia |PMI |Singapore |
|Business Inventories |Australia |Capacity utilisation |Turkey |
|Plant/Machinery Capex |Australia |TIM Export Figures |Turkey |
|Capital Expenditure |Australia |Manufacturing confidence |Turkey |
|Participation Rate |Australia |Industrial production yy |Turkey |
|Private Sector Credit |Australia |Capacity utilization Q1 |Canada |
|Retail Trade |Australia |Current Account Q4, C$ |Canada |
|Retail sales (mm,yy) |Australia |Ivey PMI |Canada |
|Retail sales (mm,yy) |Brazil |Manufacturing sales mm |Canada |
|Retail sales (mm,yy) |Canada |Raw materials prices mm |Canada |
|Retail sales (mm,yy) |China |Raw materials prices yy |Canada |
|Retail sales (mm,yy) |Denmark |Retail sales ex-autos mm |Canada, USA |
|Retail sales (mm,yy) |Eurozone |Purchasing Manager Index |Czech Republic |
|Retail sales (mm,yy) |Greece |Exports mm sa |Germany |
|Retail sales (mm,yy) |Hong Kong |Industrial Orders m/m |Germany |
|Retail sales (mm,yy) |Hungary |ZEW current conditions |Germany |
|Retail sales (mm,yy) |Ireland |ZEW economic sentiment |Germany |
|Retail sales (mm,yy) |Italy |Industrial production mm |Denmark, Estonia |
|Retail sales (mm,yy) |Latvia |Industrial production yy |Estonia, Denmark |
|Retail sales (mm,yy) |Lithuania |Foreign trade mm |Estonia |
|Retail sales (mm,yy) |Netherlands |Manufacturing PMI |Spain |
|Retail sales (mm,yy) |Norway |Services PMI |Spain |
|Retail sales (mm,yy) |Mexico |Business climate |Eurozone |
|Retail sales (mm,yy) |Poland |Industrial sentiment |Eurozone |
|Retail sales (mm,yy) |Singapore |Economic sentiment |Eurozone |
|Retail sales (mm,yy) |South Africa |Selling Price Expec |Eurozone |
|Retail sales (mm,yy) |South Africa |Industrial production yy |Eurozone |
|Retail sales (mm,yy) |Spain |Services sentiment |Eurozone |
|Retail sales (mm,yy) |Sweden |Sentix Index |Eurozone |
|Retail sales (mm,yy) |Switzerland |Eurostat trade, EUR |Eurozone |
|Retail sales (mm,yy) |United Kingdom |Industry confidence |Finland |
|Retail sales (mm,yy) |United States |Business climate |France |
|Credit expansion y/y |Greece |Consumer spending mm |France |
|Purchasing Manager Index |Hungary |Indus Investmt (CurYear) |France |
|Infrastructure Output yy |India |CBI trends - orders |United Kingdom |
|Cumulative Ind. Output |India |CBI distributive trades |United Kingdom |
|Manufacturing Output |India |Claimant count unem chng |United Kingdom |
|ABN Amro Mfg PMI |India |BoE consumer Credit |United Kingdom |
|Industrial orders m/m SA |Italy |Manufacturing output mm |United Kingdom |
|Industrial orders yy NSA |Italy |Manufacturing output yy |United Kingdom |
|Industrial sales m/m SA |Italy |PSNCR, mm GBP |United Kingdom |
|Industrial sales y/y NSA |Italy |PSNB, mm GBP |United Kingdom |
|Trade non-EU |Italy |Business confidence |Italy |
|All household spding yy |Japan |Business confidence |Netherlands |
|Tankan, big manufacturer |Japan |Business confidence |South Africa |
|Tankan, big non-manuf |Japan |Business confidence |Portugal |
|Tankan capex estimate |Japan |IP forecast 2 mths ahead |Japan |
|Tankan, small non-manuf |Japan |Leading indicator |Japan |
|Tankan, small manuf |Japan |Machinery orders |Japan |
|Bank lending yy |Japan |Retail sales |Japan |
|Business survey index |Japan |Reuters Tankan DI |Japan |
|Business capex (MOF) yy |Japan |BOK manufacturing BSI |South Korea |
|Capacity util idx chg mm |Japan |Industrial output growth |South Korea |
|Coincident indicator mm |Japan |Service sector output gr |South Korea |
|Economy watchers poll |Japan |Industrial production mm |Latvia |
|Industrial output prelim |Japan |Industrial production yy |Latvia |
|IP forecast 1 mth ahead |Japan | | |
3. Exchange Data –
Free of Fees Venues/No direct venue license: A list of venues which provide data that may be redistributed without direct venue licenses/free of fees is available upon request.
Direct Billed Venues: Client will be required to provide Refinitiv with proof of the appropriate license in order to redistribute data from direct billed venues.
Real time, delayed, end of day data: Whether the data available for redistribution hereunder is delivered on a real time, delayed and/or end of day basis is determined by a venue and the venue’s license terms and conditions.
Client shall at all times be responsible for maintaining and complying with a venue’s license requirements and terms and conditions.
Available History for Redistribution: 20 year rolling interday, 10 days intraday (minute bars) unless this is not available for the venue.
Updates: Unless otherwise agreed between Client and Refinitiv, streaming, 1 update per 3 sec.
Delayed data, the delay shall be as per the relevant Exchange delay. If Client is not taking the Refinitiv delayed exchange data feed directly, Client shall be responsible for ensuring exchange data is delayed in accordance with the relevant exchange delay requirements.
Specifications: For streaming data, conflation of the data through the delivery mechanism is mandatory, if this is an option for the specific delivery mechanism.
4. Fixed Income
Content: Prices (including bid and ask prices) and yields for a variety of fixed income instruments, including treasury, agency and municipal bonds, mortgage back securities and corporate bonds and other instruments. For a full list of eligible RICS, please contact your account team.
Available History for Redistribution: Full history
Updates: Intraday
5. Indices
Details of Indices which are permitted for Redistribution are found here:
Available History for Redistribution: Full history, streaming and snap
Updates: Real time, 1 update per 15 sec, Snap per 10 minutes
6. Company Reports & Financials
I. Snapshot (Key Business Intelligence, Fundamentals, Estimates, Pricing Data
Available History for Redistribution: Current only
Updates: Incremental file is updated End of Day
II. Ratio Reports
Available History for Redistribution: Current only
Updates: Incremental file is updated End of Day
III. Summary Financials
Available History for Redistribution: 6 annual and 5 interim periods (all companies).
Updates: Incremental file is updated End of Day and Full file weekly
IV. Median Data Items
|Available Median Data Fields |Applicability |
| | |
|A/R Turnover |X |
|Asset Turnover |X |
|Cash Flow from Operating Activities |X |
|Current Ratio |X |
|Debt to Equity |X |
|Dividend Yield |X |
|EBITDA Margin |X |
|Expense Ratio |X |
|Fixed Asset Turnover |X |
|Gross Margin |X |
|Inv Turnover |X |
|Investment Ratio |X |
|Loan Loss Provision (% of Avg. Loans) |X |
|Net Interest Margin (%) |X |
|Net Margin (from Continuing Ops) |X |
|Net Margin (from Continuing Ops) |X |
|Net Profit Margin |X |
|Non-interest Income / Op Inc |X |
|Operating Profit Margin |X |
|Operating Profit Margin |X |
|Pretax ROA |X |
|Pretax ROE |X |
|Price to Diluted EPS Duplicate |X |
|Price/Book |X |
|Price/CFO |X |
|Price/FCF |X |
|Price/Sales |X |
|Quick Ratio |X |
|ROE |X |
V. I/B/E/S Estimates – Consensus only
Available History for Redistribution: 2 fiscal years, 2 interims.
Updates: Daily End of Day update, Actuals and Consensus only
|Available Estimate Types |Applicability |
| | |
|Organization Information | |
|Preferred Measure Code |X |
|Periodic | |
|Revenue/Sales (SAL) |X |
|EBITDA |X |
|EBIT |X |
|Pre Tax Profit - Pre Exceptional |X |
|Net Profit - Pre Exceptional |X |
|EPS - Pre Exceptional |X |
|EPS - Reported |X |
|Cash Flow per Share |X |
|Dividends per Share |X |
|Net Debt |X |
|Return on Assets |X |
|Return on Equity |X |
|Capital Expenditure |X |
|Book Value per Share |X |
|Funds from Operations per Share |X |
|Net Asset Value per Share |X |
|Operating Profit |X |
|Actuals |All items |
|Footnotes |X |
|Non-periodic | |
|Recommendation (Rating) |X |
|Supplementary Recommendation |X |
|Target Price |X |
|Long Term Growth |X |
|Forecast periods |5A and 4Q |
|History - no of monthly snapshots |12 |
| | |
|Note: Not all data items are available for all companies | |
|Consensus Estimates | |
|Consensus Estimate |X |
|Highest estimate |X |
|Lowest estimate |X |
|Standard deviation |X |
|Number of estimates in consensus |X |
|Predicted Surprise |X |
|Smart Estimate |X |
|Consensus Recommendations | |
|Summary Recommendations |X |
|Count of Buy recommendations |X |
|Count of Outperform recommendations |X |
|Count of Hold recommendations |X |
|Count of Underperform recommendation |X |
|Count of Sell recommendations |X |
7. Ownership
I. Ownership Summary
Available History for Redistribution: 5 years
Restriction: Only 20 lines of Ownership summary.
Updates: Intraday update Full Detail, top 20 shareholders
II. Shareholders Report
Available History for Redistribution: full history
Restriction: No limit on number of lines
Updates: Intraday update, full details
III. Insider Report, Insider Transactions and Investor Holdings
Available History for Redistribution: 2 years rolling
Restriction: No limit on number of lines
Updates: Intraday, full details
8. News
Reuters News Content (as defined below) may be Redistributed as follows:
i. Where Client is providing wealth management services, including consultative investment and advisory services such as financial planning, investment management and other types of specialized financial advice to its customers (“Wealth Services”), Client may Redistribute Reuters Content to Client’s Customers as part of such Wealth Services where such Client’s Customers access the Reuters Content over a password protected internal portal (or comparable protected) and Client’s Customers use such portal for the purpose of accessing and managing their investment portfolios and Client may publicly display “Significant Developments”, “Online Reports”, “Global Financial Market News” and up to 5 Breaking views flashes, which shall link to the Breakingviews website, , to enable Client’s Customers to read the full article, and which shall include a headline combined with approximately 50 words of the story on their websites and digital applications in compliance with the terms of the Agreement.
ii. Where Client is not providing Wealth Services, Client may only Redistribute Insubstantial Portions of Reuters Content in a Non-Systematic manner.
iii. Any Redistribution permitted hereunder shall not be conducted in a manner which implies endorsement of the Client by Reuters or denigration of Client’s competitors by Reuters.
Reuters News Content:
• Top News Packages (inclusive of images),
• Equity News inclusive of Reuters Domestic Language News and FX news (excluding news alerts, Buzz, FX Buzz and Stocks Buzz);
• Breakingviews (inclusive of images) provided that Client may display only a maximum of 5 Breakingviews flashes consisting of a picture, a headline and a 50-word story synopsis of a Breakingviews article;
• Newsletters - Canada Morning News Call, Japan Day Ahead, USA Morning News Call, USA Day Ahead;
• Significant Developments (English language)
• Global Financial Markets News Reports
Client must put the full news story content behind username and password protection.
Client may display headlines on the publicly accessible section of a website is permitted under the following conditions:
• No more than ten headlines are available on any splash, landing or homepage.
• No more than ten headlines are returned for any click through or search by a user on a specific topic.
• Historical news retrieval will not cover more than 90 days prior to the date of search.
Client must display any news element of Information as received and Client must not edit, modify, or translate it in any way other than to (i) modify its layout to fit within the layout of the Authorized Product; or (ii) extract headlines from it for display on the Authorized Product, provided that such headlines contain a direct link to the corresponding story as displayed on the Authorized Product. Client must display information promptly after receipt. Client will not display news elements of Information received more than 24 hours earlier in any context entitled "Today's News", "Current", or any title with a similar meaning.
Except where Client uses Information for reporting current news (excluding Reuters News Content), Client must obtain, at its own cost, any necessary rights and clearances from third parties relating to the content of any Information before displaying it.
9. Insider Video - No Redistribution is permitted
10. Regulatory Documents - No Redistribution is permitted
11. StreetEvents
Included Content
I. Economic and Corporate Events
Content which may be Redistributed: 6 Months forward looking, events with confirmed dates only,
Available History for Redistribution: 18 months history
Updates: Update near real-time
II. Transcripts and Briefs
Internal distribution only, 5 year history available through the API. Clients may post their own Earnings Call Transcripts to the Investor Relations (IR) section of their website. Clients must allow an embargo period of 12 hours to elapse before the posting its own Earnings Call Transcript to the IR section of their website.
12. Filings
Filings content is available for public redistribution to Professionals except content is not authorized on public websites.
Available History for Redistribution: 2 years
Updates: Updated daily
13. Lipper
No Redistribution of any Lipper Information except as set out below:
Users of the Lipper Investment Management Services may make a copy the results of a data search or report and Distribute internally or Redistribute such results in hard copy or electronic spreadsheet format to individual shareholders of, and prospects for, Client’s own funds with the same management company code listed in Lipper IM Service; provided that (i) the copy is used solely for the shareholders’ and prospects’ internal business purposes and not for further redistribution, and (ii) Client agrees that it will not receive any payment for such redistribution.
User of Lipper Holding Information Client and Applications may access and use the Holdings Information internally within their organization and may Distribute and Redistribute Insubstantial Portions of Holdings Information that relate to the Client's own funds or funds that Client administers or manages on behalf of Client Customers to shareholders of, and prospects for Client's funds and services; provided that Client agrees that it will not receive any payment for such Distribution or Redistribution.
Under no circumstances shall Client calculate any index or otherwise create, Distribute or Redistribute any Derived Data based on or otherwise use the Holdings Information.
See section E of Annex E for specific branding and accreditation requirements.
14. Environmental, Social and Governance “ESG”
Available History for Redistribution: 3 years
Updates: Full update each weekend.
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