Rd Quarter 2019 Interim Fund Changes List

3rd Quarter 2021 Interim Fund Changes List

This document reflects the most recent fund changes for The Nationwide Group Retirement SeriesSM effective from 2nd Quarter 2021 through current day.

Each quarter, Nationwide communicates fund changes in a quarterly Standard Fund Changes list. Fund changes can occur frequently; therefore, the following list provides interim fund updates and should be used in conjunction with the most recent quarterly Standard Fund Changes list, which follows the interim list below.

Please note: We will make every attempt to promptly update the following list when fund changes occur. However, please understand that we are working with numerous fund companies, all of which have different notification practices. At times, we are only notified after a change has already occurred. Not all funds are available on all plans.

The Waddell & Reed Advisors Retirement Plan is sponsored by Nationwide Trust Company, Columbus, Ohio. Nationwide Trust Company is a subsidiary of Nationwide Financial Services, Inc., a publicly traded holding company. The general distributor or the mutual funds used in conjunction with this program is Waddell & Reed, Inc., member FINRA (for Waddell & Reed Advisors Funds) and its affiliate, Ivy Funds Distributor, Inc. (for Ivy Funds). Neither is related to, or affiliated with, Nationwide Trust Company or any of its affiliates.

Certain funds are only available as investment options in variable life insurance or variable annuity contracts issued by life insurance companies. They are NOT offered or made available to the general public directly.

Collective Trust Funds (CTFs) are typically only available to qualified plans and certain governmental 457 plans through banks or trust companies. Unlike mutual funds, which must register with the U.S. Securities and Exchange Commission, CTFs are considered trusts subject to regulation by federal banking authorities and state trust law.

The Nationwide Group Retirement Series includes unregistered group fixed and variable annuities and trust programs. The unregistered group fixed and variable annuities are issued by Nationwide Life Insurance Company. Trust programs and trust services are offered by Nationwide Trust Company, FSB. Nationwide Investment Services Corporation, member FINRA. Nationwide Mutual Insurance Company and Affiliated Companies, Home Office: Columbus, OH 43215-2220.

Nationwide, the Nationwide N and Eagle and Nationwide is on your side are service marks of Nationwide Mutual Insurance Company ? 2019 Nationwide

APPROVED FOR ADVISOR, PLAN SPONSOR AND ADMINISTRATOR USE

PNM-15560AO (11/19)

Pension Fund Changes/Fund Maintenance - Target Date 10/07/2021 (VALU 09/30/2021)

Target Date Fund Additions

Anticipated

Effective Comments - you can add the new funds through your normal fund addition process. Funds available

NEW Target Date funds being added to current series

Ticker

Date

beginning on the effective date for plans currently offering other funds in the same series.

Fund Name Changes Previous Fund Name

Fund

Fund Effective

Code VRU Code Ticker

Date New Fund Name

New Short Name

Cusip Ticker Change

CZPA

Allspring Absolute Return Fund -

Wells Fargo Absolute Return Fund - Institutional Class

CZPD

5045

WABIX 10/11/21 Institutional Class

Allspr AbsRtn Inst

N

ESAA

Allspring Adjustable Rate

Wells Fargo Adjustable Rate Government Fund - Class A

ESAD

2377

ESAAX 10/11/21 Government Fund - Class A

Allspr Adj Rt Govt A

N

Allspring Adjustable Rate

Wells Fargo Adjustable Rate Government Fund - Institutional

BCNA

Government Fund - Institutional

Class

BCND

3928

EKIZX 10/11/21 Class

Allspr Adj Rt Govt Inst

N

Allspring C&B Large Cap Value

Wells Fargo C&B Large Cap Value Fund - Class A

DBJA

5077

CBEAX 10/11/21 Fund - Class A

Allspr CB LgCap Val A

N

Allspring C&B Large Cap Value

Wells Fargo C&B Large Cap Value Fund - Institutional Class

BCOA

3929

CBLSX 10/11/21 Fund - Institutional Class

Allspr CB LgCap Val Inst

N

DBKA

Allspring C&B Mid Cap Value Fund -

Wells Fargo C&B Mid Cap Value Fund - Class A

DBKD

5078

CBMAX 10/11/21 Class A

Allspr CB MdCap Val A

N

Allspring C&B Mid Cap Value Fund -

Wells Fargo C&B Mid Cap Value Fund - Institutional Class

BCPA

3930

CBMSX 10/11/21 Institutional Class

Allspr CB MdCap Val Inst

N

CCRA

Allspring Classic Value Fund - Class

Wells Fargo Classic Value Fund - Class A

CCRD

4509

EIVAX 10/11/21 A

Allspr Clsc Val A

N

SCCA

Allspring Common Stock Fund -

Wells Fargo Common Stock Fund - Class A

SCCD

319

SCSAX 10/11/21 Class A

Allspr Cmn Stk A

N

Allspring Common Stock Fund -

Wells Fargo Common Stock Fund - Institutional class

BCTA

3933

SCNSX 10/11/21 Institutional class

Allspr Cmn Stk Inst

N

Wells Fargo Core Bond Fund - Class A

WMBA

1100

MBFAX 10/11/21 Allspring Core Bond Fund - Class A Allspr Cor Bd A

N

Allspring Core Bond Fund -

Wells Fargo Core Bond Fund - Institutional Class

BDZA

3962

MBFIX 10/11/21 Institutional Class

Allspr Cor Bd Inst

N

DBMA

Allspring Core Plus Bond Fund -

Wells Fargo Core Plus Bond Fund - Class A

DBMD

5080

STYAX 10/11/21 Class A

Allspr Cor Pls Bd A

N

ESSA

Allspring Disciplined U.S. Core Fund

Wells Fargo Disciplined U.S. Core Fund - Class A

ESSD

954

EVSAX 10/11/21 - Class A

Allspr Dscpld US Cor A

N

Allspring Disciplined U.S. Core Fund

Wells Fargo Disciplined U.S. Core Fund - Class R6

GKGA

6927

EVSRX 10/11/21 - Class R6

Allspr Dscpld US Cor R6

N

Allspring Disciplined U.S. Core Fund

Wells Fargo Disciplined U.S. Core Fund - Institutional Class

BCVA

3935

EVSIX 10/11/21 - Institutional Class

Allspr Dscpld US Cor Inst

N

DBLA

Wells Fargo Discovery Fund - Class A

DBLD

5079

WFDAX 10/11/21 Allspring Discovery Fund - Class A Allspr Disc A

N

Allspring Discovery Fund -

Wells Fargo Discovery Fund - Institutional Class

BCXA

3937

WFDSX 10/11/21 Institutional Class

Allspr Disc Inst

N

EKBA

Allspring Diversified Capital Builder

Wells Fargo Diversified Capital Builder Fund - Class A

EKBD

1463

EKBAX 10/11/21 Fund - Class A

Allspr Divrs Cap Bldr A

N

Allspring Diversified Capital Builder

Wells Fargo Diversified Capital Builder Fund - Institutional Class BCYA

3938

EKBYX 10/11/21 Fund - Institutional Class

Allspr Divrs Cap Bldr Inst

N

BQXA

Allspring Emerging Growth Fund -

Wells Fargo Emerging Growth Fund - Class A

BQXD

4246

WEMAX 10/11/21 Class A

Allspr Emrg Gr A

N

Allspring Emerging Growth Fund -

Wells Fargo Emerging Growth Fund - Institutional Class

BDAA

3940

WEMIX 10/11/21 Institutional Class

Allspr Emrg Gr Inst

N

EMGA

Allspring Emerging Markets Equity

Wells Fargo Emerging Markets Equity Fund - Class A

EMGD

2379

EMGAX 10/11/21 Fund - Class A

Allspr Emrg Mkt Eq A

N

Allspring Emerging Markets Equity

Wells Fargo Emerging Markets Equity Fund - Institutional Class BDBA

3941

EMGNX 10/11/21 Fund - Institutional Class

Allspr Emrg Mkt Eq Inst

N

FLKA

Allspring Emerging Markets Equity

Wells Fargo Emerging Markets Equity Income Fund - Class A

FLKD

6388

EQIAX 10/11/21 Income Fund - Class A

Allspr Emrg Mkt Eq Inc A

N

WSEA

Allspring Endeavor Select Fund -

Wells Fargo Endeavor Select Fund - Class A

WSED

1928

STAEX 10/11/21 Class A

Allspr Endvr Sel A

N

Allspring Endeavor Select Fund -

Wells Fargo Endeavor Select Fund - Institutional Class

BDCA

3942

WFCIX 10/11/21 Institutional Class

Allspr Endvr Sel Inst

N

WSNA

Wells Fargo Enterprise Fund - Class A

WSND

1929

SENAX 10/11/21 Allspring Enterprise Fund - Class A Allspr Entrp A

N

Allspring Enterprise Fund -

Wells Fargo Enterprise Fund - Institutional Class

BDDA

3943

WFEIX 10/11/21 Institutional Class

Allspr Entrp Inst

N

EGFA

Allspring Fundamental Small Cap

Wells Fargo Fundamental Small Cap Growth Fund - Class A

EGFD

487

EGWAX 10/11/21 Growth Fund - Class A

Allspr Fndmtl SmCap Gr A

N

Wells Fargo Fundamental Small Cap Growth Fund - Institutional

Allspring Fundamental Small Cap

Class

BEBA

3963

EGRYX 10/11/21 Growth Fund - Institutional Class Allspr Fndmtl SmCapGr Inst

N

EGOA

Allspring Global Small Cap Fund -

Wells Fargo Global Small Cap Fund - Class A

EGOD

488

EKGAX 10/11/21 Class A

Allspr Glbl SmCap A

N

Allspring Global Small Cap Fund -

Wells Fargo Global Small Cap Fund - Institutional Class

BDGA

3945

EKGIX 10/11/21 Institutional Class

Allspr Glbl SmCap Inst

N

Allspring Government Securities

Wells Fargo Government Securities Fund - Class A

GVAA

2789

SGVDX 10/11/21 Fund - Class A

Allspr Govt Sec A

N

Allspring Government Securities

Wells Fargo Government Securities Fund - Class A

GVAA

2789

SGVDX 10/11/21 Fund - Class A

Allspr Govt Sec A

N

Allspring Government Securities

Wells Fargo Government Securities Fund - Institutional Class

BDHA

3946

SGVIX 10/11/21 Fund - Institutional Class

Allspr Govt Sec Inst

N

Allspring Growth Balanced Fund -

Wells Fargo Growth Balanced Fund - Class A

WFGA

1097

WFGBX 10/11/21 Class A

Allspr Gr Bal A

N

SGFA

Wells Fargo Growth Fund - Class A

SGFD

1149

SGRAX 10/11/21 Allspring Growth Fund - Class A Allspr Gr A

N

Allspring Growth Fund - Institutional

Wells Fargo Growth Fund - Institutional Class

BDIA

3947

SGRNX 10/11/21 Class

Allspr Gr Inst

N

9/30/2021 Fund Changes

1 of 4

DMDA

Allspring High Yield Bond Fund -

Wells Fargo High Yield Bond Fund - Class A

DMDD

5289

EKHAX 10/11/21 Class A

Allspr Hi Yld Bd A

N

Allspring High Yield Bond Fund -

Wells Fargo High Yield Bond Fund - Institutional Class

DMEA

5290

EKHIX 10/11/21 Institutional Class

Allspr Hi Yld Bd Inst

N

Allspring Index Asset Allocation

Wells Fargo Index Asset Allocation Fund - Class A

WXAA

2351

SFAAX 10/11/21 Fund - Class A

Allspr Indx Asst Alloc A

N

Allspring International Bond Fund -

Wells Fargo International Bond Fund - Class A

ESIA ESID 2381

ESIYX 10/11/21 Class A

Allspr Intl Bd A

N

Allspring International Bond Fund -

Wells Fargo International Bond Fund - Institutional Class

EICA

2702

ESICX 10/11/21 Institutional Class

Allspr Intl Bd Inst

N

WFAA

Allspring International Equity Fund -

Wells Fargo International Equity Fund - Class A

WFAD

1931

WFEAX 10/11/21 Class A

Allspr Intl Eq A

N

WENA

Allspring International Equity Fund -

Wells Fargo International Equity Fund - Institutional Class

WEND

2794

WFENX 10/11/21 Institutional Class

Allspr Intl Eq Inst

N

EOAA

Allspring Large Cap Core Fund -

Wells Fargo Large Cap Core Fund - Class A

EOAD

2790

EGOAX 10/11/21 Class A

Allspr LgCap Cor A

N

BWUA

Allspring Large Cap Growth Fund -

Wells Fargo Large Cap Growth Fund - Class A

BWUD

4371

STAFX 10/11/21 Class A

Allspr LgCap Gr A

N

Allspring Large Cap Growth Fund -

Wells Fargo Large Cap Growth Fund - Institutional Class

BDLA

3950

STNFX 10/11/21 Institutional Class

Allspr Lg Co Gr Inst

N

BQYA

Allspring Large Company Value

Wells Fargo Large Company Value Fund - Class A

BQYD

4247

WLCAX 10/11/21 Fund - Class A

Allspr Lg Co Val A

N

Allspring Large Company Value

Wells Fargo Large Company Value Fund - Institutional Class

BSTA

4277

WLCIX 10/11/21 Fund - Institutional Class

Allspr Lg Co Val Inst

N

EOFA

Allspring Omega Growth Fund -

Wells Fargo Omega Growth Fund - Class A

EOFD

953

EKOAX 10/11/21 Class A

Allspr Omega Gr A

N

WSOA

Wells Fargo Opportunity Fund - Class A

WSOD

1935

SOPVX 10/11/21 Allspring Opportunity Fund - Class A Allspr Oppr A

N

Allspring Opportunity Fund -

Wells Fargo Opportunity Fund - Institutional Class

BDOA

3952

WOFNX 10/11/21 Institutional Class

Allspr Oppr Inst

N

EKWA

Allspring Precious Metals Fund -

Wells Fargo Precious Metals Fund - Class A

EKWD

2383

EKWAX 10/11/21 Class A

Allspr Prec Mtls A

N

Allspring Precious Metals Fund -

Wells Fargo Precious Metals Fund - Institutional Class

BDPA

3953

EKWYX 10/11/21 Institutional Class

Allspr Prec Mtls Inst

N

EKJA

Allspring Premier Large Company

Wells Fargo Premier Large Company Growth Fund - Class A

EKJD

2792

EKJAX 10/11/21 Growth Fund - Class A

Allspr Prmr Lg Co Gr A

N

Wells Fargo Premier Large Company Growth Fund - Institutional

Allspring Premier Large Company

Class

BDQA

3954

EKJYX 10/11/21 Growth Fund - Institutional Class Allspr Prmr Lg Co Gr Inst

N

Allspring Real Return Fund - Class

Wells Fargo Real Return Fund - Class A

GBEA

6726

IPBAX 10/11/21 A

Allspr Real Rtn A

N

Allspring Short Duration

Wells Fargo Short Duration Government Bond Fund -

Government Bond Fund -

Institutional Class

BDRA

3955

WSGIX 10/11/21 Institutional Class

Allspr ShrtDur Govt Bd Inst

N

WMSA

Allspring Short Duration

Wells Fargo Short Duration Government Bond Fund - Class A WMSD

1099

MSDAX 10/11/21 Government Bond Fund - Class A Allspr ShrtDur Govt Bd A

N

DBQA

Allspring Short-Term Bond Plus

Wells Fargo Short-Term Bond Plus Fund - Class A

DBQD

5082

SSTVX 10/11/21 Fund - Class A

Allspr ST Bd Pls A

N

DBRA

Allspring Short-Term High Yield

Wells Fargo Short-Term High Yield Bond Fund - Class A

DBRD

5083

SSTHX 10/11/21 Bond Fund - Class A

Allspr ST Hi Yld Bd A

N

DBNA

Wells Fargo Small Cap Fund - Class A

DBND

5081

WFSMX 10/11/21 Allspring Small Cap Fund - Class A Allspr SmCap A

N

WXFA

Allspring Small Company Growth

Wells Fargo Small Company Growth Fund - Class A

WXFD

1938

WFSAX 10/11/21 Fund - Class A

Allspr Sm Co Gr A

N

Allspring Small Company Growth

Wells Fargo Small Company Growth Fund - Institutional Class

BDTA

3957

WSCGX 10/11/21 Fund - Institutional Class

Allspr SmCo Gr Inst

N

WSVA

Allspring Small Company Value

Wells Fargo Small Company Value Fund - Class A

WSVD

1101

SCVAX 10/11/21 Fund - Class A

Allspr Sm Co Val A

N

BDUA

Allspring Small Company Value

Wells Fargo Small Company Value Fund - Institutional Class

BDUD

3958

SCVNX 10/11/21 Fund - Institutional Class

Allspr SmCo Val Inst

N

DCMA

Allspring Special Mid Cap Value

Wells Fargo Special Mid Cap Value Fund - Class A

DCMD

5099

WFPAX 10/11/21 Fund - Class A

Allspr Spec MdCap Val A

N

EHLA

Allspring Special Mid Cap Value

Wells Fargo Special Mid Cap Value Fund - Class R6

EHLD

5766

WFPRX 10/11/21 Fund - Class R6

Allspr Spec MdCap Val R6

N

Allspring Special Mid Cap Value

Wells Fargo Special Mid Cap Value Fund - Institutional Class

BDXA

3960

WFMIX 10/11/21 Fund - Institutional Class

Allspr Spec MdCap Val Inst

N

Allspring Special Small Cap Value

Wells Fargo Special Small Cap Value Fund - Class R6

FJVA

6356

ESPRX 10/11/21 Fund - Class R6

Allspr Spec SmCap Val R6

N

BWHA

Allspring Special Small Cap Value

Wells Fargo Special Small Cap Value Fund - Institutional Class BWHD

4358

ESPNX 10/11/21 Fund - Institutional Class

Allspr Spec SmCap Val Inst

N

Allspring Ultra Short-Term Income

Wells Fargo Ultra Short-Term Income Fund - Class A

WSDA

2354

SADAX 10/11/21 Fund - Class A

Allspr Ultra ST Inc A

N

Allspring Ultra Short-Term Income

Wells Fargo Ultra Short-Term Income Fund - Institutional Class SDXA

2531

SADIX 10/11/21 Fund - Institutional Class

Allspr Ultra ST Inc Inst

N

Allspring Utility &

Wells Fargo Utility & Telecommunications Fund - Institutional

Telecommunications Fund -

Class

BECA

3964

EVUYX 10/11/21 Institutional Class

Allspr Util Telcom Inst

N

Wells Fargo Utility and Telecommunication Fund - Class A Hanlon Tactical Dividend Momentum Fund - Class R Nationwide Mellon Disciplined Value Fund - Class K Nationwide Mellon Disciplined Value Fund - Class R6 Nationwide Mellon Dynamic U.S. Core Fund - Class A Nationwide Mellon Dynamic U.S. Core Fund - Class R6

9/30/2021 Fund Changes

EVUA

Allspring Utility and

EVUD

2386

EVUAX 10/11/21 Telecommunication Fund - Class A Allspr Util Telcom A

N

DDHA

Tactical Dividend and Momentum

DDHD

5118

HTDRX 09/01/21 Fund - Class R

Hanlon Tctcl Divd Momntm R

N

Nationwide BNY Mellon Disciplined

FOHA

6446

NWAMX 08/31/21 Value Fund - Class K

NW BNYMel Dscpld Val K

N

Nationwide BNY Mellon Disciplined

FYRA

6669

NWANX 08/31/21 Value Fund - Class R6

NW BNYMel Dscpld Val R6

N

NGFA

Nationwide BNY Mellon Dynamic

NGFD

831

NMFAX 08/31/21 U.S. Core Fund - Class A

NW BNYMel Dynmc US Cor A

N

NGZA

Nationwide BNY Mellon Dynamic

NGZD

365

MUIGX 08/31/21 U.S. Core Fund - Class R6

NW BNYMel Dynmc US Cor R6

N

2 of 4

Nationwide Mellon Dynamic U.S. Core Fund - Eagle Class Oakmark Equity and Income Fund (The) - Class II Oakmark Fund (The) - Class II Oakmark Global Fund (The) - Class II Oakmark International Fund (The) - Class II Oakmark International Small Cap Fund (The) - Class II Oakmark Select Fund (The) - Class II Oakmark Equity and Income Fund (The) - Class I Oakmark Fund (The) - Class I Oakmark Global Fund - Class I Oakmark International Fund (The) - Class I Oakmark Select Fund (The) - Class I

BlackRock Asian Dragon Fund, Inc. - Investor A Shares Westwood Income Opportunity Fund - Institutional Class QS Global Equity Fund - Class A QS Global Equity Fund - Class A QS International Equity Fund - Class FI QS International Equity Fund - Class IS QS International Equity Fund - Institutional Class Invesco Global Low Volatility Equity Yield Fund - Class A Invesco Low Volatility Equity Yield Fund - Class A Diamond Hill Corporate Credit Fund - Class Y JOHCM Emerging Markets Opportunities Fund - Class I JOHCM International Select Fund - Class I BlackRock Mid Cap Dividend Fund - Institutional Class BlackRock Mid Cap Dividend Fund - Investor A Shares BlackRock Basic Value Fund, Inc. - Class R BlackRock Basic Value Fund, Inc. - Institutional Class BlackRock Basic Value Fund, Inc. - Investor A Shares Harbor Mid Cap Growth Fund - Institutional Class Harbor Mid Cap Growth Fund - Investor Class Fund Liquidations Funds

FOGA

6445

KOEA

KOED

669

KOFA

670

KOGA

KOGD

671

KOIA

KOID

672

KOXD

KOXA

2200

KORA

KORD

1575

BLAA

4118

AXZA

3833

BLBA

4119

OKKD

OKKA

2823

KOAA

1386

MDCA

MDCD

1063

CEBA

CEBD

4543

SFIA

2157

SFIA SFID 2157

LGFA

LGFD

2154

BJKA

4076

LGEA

LGED

1529

AGTA

AGTD

573

HBCA

HBCD

2906

FTAA

FTAD

6537

DQVA

DQVD

5379

DQWA

DQWD

5380

AIQA

3635

MDRA

MDRD

1061

MRVA

1045

MBXA

2509

BMDA

BMDD

2013

HAMA

HAMD

1816

HIMA

HIMD

1030

Nationwide BNY Mellon Dynamic

NWAEX 08/31/21 U.S. Core Fund - Eagle Class

NW BNYMel Dynmc US Cor Egl

N

Oakmark Equity And Income Fund -

OARBX 11/30/16 Service Class

Okmrk Eq Inc Svc

N

OARMX 11/30/16 Oakmark Fund - Service Class Okmrk Fd Svc

N

Oakmark Global Fund - Service

OARGX 11/30/16 Class

Okmrk Glbl Svc

N

Oakmark International Fund -

OARIX 11/30/16 Service Class

Okmrk Intl Svc

N

Oakmark International Small Cap -

OAREX 11/30/16 Service Class

Okmrk Intl SmCap Svc

N

Oakmark Select Fund - Service

OARLX 11/30/16 Class

Okmrk Sel Svc

N

Oakmark Equity And Income Fund -

OAKBX 11/30/16 Investor Class

Okmrk Eq Inc Inv

N

OAKMX 11/30/16 Oakmark Fund - Investor Class Okmrk Fd Inv

N

Oakmark Global Fund - Investor

OAKGX 11/30/16 Class

Okmrk Glbl Inv

N

Oakmark International Fund -

OAKIX 11/30/16 Investor Class

Okmrk Intl Inv

N

Oakmark Select Fund - Investor

OAKLX 11/30/16 Class

Okmrk Sel Inv

N

BlackRock Sustainable Emerging

Markets Equity Fund - Investor A

MDPCX 08/16/21 Shares

BlkRk SustnbEmrMktEq Inv A

N

WHGIX CFIPX CFIPX LGFEX LIESX LGIEX GTNDX SCAUX DSIYX JOEIX JOHIX MARFX MDRFX MRBVX MABAX MDBAX HAMGX HIMGX

10/29/21 08/07/21 08/07/21 08/07/21 08/07/21 08/07/21 07/15/21 07/15/21 07/30/21 07/19/21 07/19/21 09/01/21 09/01/21 09/01/21 09/01/21 09/01/21 09/01/21 09/01/21

same

same

Franklin Global Equity Fund - Class

A

LeggM Fnkln Glbl Eq A

Franklin Global Equity Fund - Class

A

LeggM Fnkln Glbl Eq A

Franklin International Equity Fund -

Class FI

LeggM Fnkln Intl Eq FI

Franklin International Equity Fund -

Class IS

LeggM Fnkln Intl Eq IS

Franklin International Equity Fund -

Institutional Class

LeggM Fnkln Intl Eq Inst

Invesco Income Advantage

International Fund - Class A

Invsco Inc Advtg Intl A

Invesco Income Advantage U.S.

Fund - Class A

Invsco Inc Advtg US A

BrandywineGLOBAL - Corporate

Credit Fund - Class IS

LeggM BW Corp Cr IS

JOHCM Emerging Markets

Opportunities Fund - Advisor Class JOHCM Emrg Mkt Oppr Adv

JOHCM International Select Fund -

Institutional Class

JOHCM Intl Sel Inst

BlackRock Mid-Cap Value Fund -

Institutional Class

BlkRk MdCap Val Inst

BlackRock Mid-Cap Value Fund -

Investor A Shares

BlkRk MdCap Val Inv A

BlackRock Large Cap Focus Value

Fund, Inc. - Class R

BlkRk LgCap Focs Val R

BlackRock Large Cap Focus Value

Fund, Inc. - Institutional Class

BlkRk LgCap Focs Val Inst

BlackRock Large Cap Focus Value

Fund, Inc. - Investor A Shares BlkRk LgCap Focs Val Inv A

Harbor Disruptive Innovation Fund -

Institutional Class

Harbor Dsrptv Innov Inst

Harbor Disruptive Innovation Fund -

Investor Class

Harbor Dsrptv Innov Inv

Y 90386K506 N N N N N N N

Y BGISX 52472T767 Y 46653M203 Y 46653M849

N N N N N N N

Fund

Fund Effective

Code VRU Code Ticker

Date Notes

Fund closed to new plans by fund

PSI Tactical Growth Fund - Class A

PJTA

2798

FXTAX 10/08/21 partner. Assets mapping to CQLA.

Fund closed to new plans by fund

DFA T.A. World ex U.S. Core Equity Portfolio - Institutional Class DCRA

5104

DFTWX 09/08/21 partner. Assets mapping to FKXA.

DDGA

Fund closed to new plans by fund

Hanlon Managed Income Fund - Class R

DDGD

5117

HANRX 08/27/21 partner.

Fund closed to new plans by fund

Wilmington Short-Term Bond Fund - Class A

MVSA

1171

WSBAX 07/22/21 partner.

Fund Mergers Merging Fund

Fund

Fund Effective

Code VRU Code Ticker

Date Acquiring Fund

Fund Code

PGIM Jennison Focused Growth

PGIM Jennison 20/20 Focus Fund - Class A

PTFA

654

PTWAX 10/22/21 Fund - Class A

GPAA

PGIM Jennison Focused Growth

PGIM Jennison 20/20 Focus Fund - Class R6

ESDA

6016

PJTQX 10/22/21 Fund - Class R6

ESFA

PGIM Jennison Focused Growth

PGIM Jennison 20/20 Focus Fund - Class Z

AZYA

3872

PTWZX 10/22/21 Fund - Class Z

BYQA

American Century Retirement

American Century Retirement Readiness 2025 Trust - Class II FCMA

6232

N/A 08/02/21 Readiness 2025 Trust - Class I FCLA

American Century Retirement

American Century Retirement Readiness 2030 Trust - Class II

FCPA

6234

N/A 08/02/21 Readiness 2030 Trust - Class I FCOA

9/30/2021 Fund Changes

3 of 4

American Century Retirement

American Century Retirement Readiness 2035 Trust - Class II FCRA

6236

N/A 08/02/21 Readiness 2035 Trust - Class I FCQA

American Century Retirement

American Century Retirement Readiness 2040 Trust - Class II FCUA

6238

N/A 08/02/21 Readiness 2040 Trust - Class I FCSA

American Century Retirement

American Century Retirement Readiness 2045 Trust - Class II FCWA

6240

N/A 08/02/21 Readiness 2045 Trust - Class I FCVA

American Century Retirement

American Century Retirement Readiness 2050 Trust - Class II

FCYA

6242

N/A 08/02/21 Readiness 2050 Trust - Class I FCXA

American Century Retirement

American Century Retirement Readiness 2055 Trust - Class II

FDBA

6244

N/A 08/02/21 Readiness 2055 Trust - Class I FCZA

American Century Retirement

American Century Retirement Readiness 2060 Trust - Class II FDHA

6246

N/A 08/02/21 Readiness 2060 Trust - Class I FDEA

American Century Retirement

American Century Retirement Readiness 2065 Trust - Class II GDNA

6778

N/A 08/02/21 Readiness 2065 Trust - Class I GDMA

American Century Retirement

American Century Retirement Readiness In Retirement Trust -

Readiness In Retirement Trust -

Class II

FDKA

6248

N/A 08/02/21 Class I

FDJA

Wilmington Broad Market Bond

Wilmington Intermediate Term Bond Fund - Class A

MVIA

2403

WIBAX 08/20/21 Fund - Class A

MKIA

William Blair Small Cap Value Fund -

William Blair SmallCap Value Fund - Class N

WVXA

2785

WBVDX 07/16/21 Class N

GNRA

William Blair Small Cap Value Fund -

William Blair SmallCap Value Fund - Class I

BNWA

4173

BVDIX 07/16/21 Class I

GNQA

Fund Wall Offs Funds

Fund

Fund Effective

Code VRU Code Ticker

Date Notes

JPMorgan Equity Income Fund - Class R4 JPMorgan Equity Income Fund - Class R5 JPMorgan Equity Income Fund - Class R6 JPMorgan Equity Income Fund - Class A JPMorgan Equity Income Fund - Class I JPMorgan Equity Income Fund - Class R3 Artisan International Small-Mid Fund - Advisor Shares

DVHA

5475

EAIA EAID 5595

FTJA

6545

BENA

BEND

936

BUDA

4310

DUMA

DUMD

5456

GECA

6793

OIEQX OIERX OIEJX OIEIX HLIEX OIEPX APDJX

12/31/21 12/31/21 12/31/21 12/31/21 12/31/21 12/31/21 07/30/21

Fund closed to new plans by fund partner. Fund closed to new plans by fund partner. Fund closed to new plans by fund partner. Fund closed to new plans by fund partner. Fund closed to new plans by fund partner. Fund closed to new plans by fund partner. Fund closed to new plans by fund partner.

Fund Re-Opening Funds Vanguard(R) Wellington(TM) Fund - Admiral(TM) Shares

Fund Code DQRA DQRD

VRU Code 5375

Fund Ticker

VWENX

Effective Date

07/29/21

Applicable Products Clear Advantage Flexible Advantage Resource Advisor

Notes Fund reopened by fund partner on effective date.

9/30/2021 Fund Changes

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