DTC PARTICPANT REPORT (Numerical Sort

NUMBER 0 SERIES

0005 0010 0013 0015 0017 0019 0031 0032 0033 0045 0050 0052 0057 0062 0063 0065 0067 0075 0076 0083 0096 0099

100 SERIES 0100 0101 0103 0109 0114 0124 0126 0129 0136 0141 0148 0158 0161 0163 0164 0166 0180 0181 0187 0188 0189 0197

200 SERIES 0202 0220 0221 0229

DTC PARTICPANT REPORT (Numerical Sort ) Month Ending - September 30, 2019

PARTICIPANT ACCOUNT NAME

GOLDMAN SACHS & CO. LLC BROWN BROTHERS HARRIMAN & CO. SANFORD C. BERNSTEIN & CO., LLC MORGAN STANLEY SMITH BARNEY LLC INTERACTIVE BROKERS LLC JEFFERIES LLC NATIXIS SECURITIES AMERICAS LLC DEUTSCHE BANK SECURITIES INC.- STOCK LOAN COMMERZ MARKETS LLC/FIXED INC. REPO & COMM. PAPER BMO CAPITAL MARKETS CORP. MORGAN STANLEY & CO. LLC AXOS CLEARING LLC EDWARD D. JONES & CO. VANGUARD MARKETING CORPORATION VIRTU FINANCIAL BD LLC ZIONS DIRECT, INC. INSTINET, LLC LPL FINANCIAL CORPORATION MUFG SECURITIES AMERICAS INC. TRADEBOT SYSTEMS, INC. SCOTIA CAPITAL (USA) INC. ITG INC.

COWEN EXECUTION SERVICES LLC MORGAN STANLEY & CO LLC/SL CONDUIT WEDBUSH SECURITIES INC. BROWN BROTHERS HARRIMAN & CO./ETF MACQUARIE CAPITAL (USA) INC. INGALLS & SNYDER, LLC COMMERZ MARKETS LLC GEORGE K. BAUM & COMPANY BANCA IMI SECURITIES CORP. WELLS FARGO CLEARING SERVICES, LLC ICAP CORPORATES LLC APEX CLEARING CORPORATION BOFA SECURITIES, INC. NASDAQ BX, INC. CHARLES SCHWAB & CO., INC. ARCOLA SECURITIES, INC. NOMURA SECURITIES INTERNATIONAL, INC. GUGGENHEIM SECURITIES, LLC J.P. MORGAN SECURITIES LLC TD AMERITRADE CLEARING, INC. STATE STREET GLOBAL MARKETS, LLC CANTOR FITZGERALD & CO. / CANTOR CLEARING SERVICES

FTN FINANCIAL SECURITIES CORP. PEOPLE'S SECURITIES, INC. UBS FINANCIAL SERVICES INC. BARCLAYS CAPITAL INC./LE

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0226 0235 0237 0250 0270 0271 0274 0279 0280 0283 0284 0286 0287 0294 0295

300 SERIES 0349 0352 0355 0361 0369 0370 0374 0385 0388 0390 0395

400 SERIES 0413 0418 0419 0425 0430 0436 0438 0443 0445 0448 0486

500 SERIES 0505 0512 0520 0526 0534 0536 0537 0547 0549 0551 0557 0563 0568

NATIONAL FINANCIAL SERVICES LLC RBC CAPITAL MARKETS, LLC NASDAQ PHLX LLC WELLS FARGO SECURITIES, LLC ING FINANCIAL MARKETS LLC TRADESTATION SECURITIES, INC. CITIGROUP GLOBAL MARKETS INC./SALOMON BROTHERS HILLTOP SECURITIES INC. U.S. BANCORP INVESTMENTS, INC. WILSON-DAVIS & CO., INC. TD PRIME SERVICES LLC SG AMERICAS SECURITIES, LLC MARSCO INVESTMENT CORPORATION QUANTEX CLEARING, LLC VIRTU AMERICAS LLC

ABN AMRO SECURITIES (USA) LLC J.P. MORGAN SECURITIES LLC/JPMC CREDIT SUISSE SECURITIES (USA) LLC D. A. DAVIDSON & CO. HRT FINANCIAL LLC TRADITION SECURITIES & DERIVATIVES INC. JANNEY MONTGOMERY SCOTT LLC E*TRADE SECURITIES LLC INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES, LLC/CLEARANCE RAYMOND JAMES & ASSOCIATES, INC/FI CITADEL CLEARING LLC

AMHERST PIERPONT SECURITIES LLC CITIGROUP GLOBAL MARKETS, INC./CORRESPONDENT CLEARING STEPHENS INC. NATWEST MARKETS SECURITIES INC. HOLD BROTHERS CAPITAL LLC ARCHIPELAGO SECURITIES, L.L.C. CIBC WORLD MARKETS CORP. PERSHING LLC STOCKCROSS FINANCIAL SERVICES, INC. NUVEEN SECURITIES, LLC HSBC SECURITIES (USA) INC. (FIXED INCOME)

CITIGROUP GLOBAL MARKETS INC. LEK SECURITIES CORPORATION NASDAQ EXECUTION SERVICES, LLC/OPTIONS GUGGENHEIM FUNDS DISTRIBUTORS, LLC. INTERACTIVE BROKERS RETAIL EQUITY CLEARING JEFFERIES LLC/JEFFERIES EXECUTION SERVICES, INC./SERVICE BUREAU BGC FINANCIAL, L.P. ROBERT W. BAIRD & CO. INCORPORATED TIMBER HILL LLC MERRILL LYNCH PROFESSIONAL CLEARING CORP. KEYBANK SAFEKEEPING CITICORP SECURITIES SERVICES, INC. NASDAQ EXECUTION SERVICES, LLC

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0571 0573 0587 0594 0595

600 SERIES 0608 624 0627 0630 0642 0647 0651 0652 0670 0671 0692 0695 0696

700 SERIES 0701 0702 0709 0712 0715 0725 0728 0734 0749 0750 0756 0759 0771 0773 0793 0794

800 SERIES 0816 0824 0873 0892

900 SERIES 0901 0902 0908 0912 0923 0933 0939 0950 0953 0954

OPPENHEIMER & CO. INC. DEUTSCHE BANK SECURITIES INC. CENTERSTATE BANK, NATIONAL ASSOCIATION RJ DEALER STOCK LOAN VISION FINANCIAL MARKETS LLC

SG AMERICAS SECURITIES LLC/ SUB 608 TULLETT PREBON FINANCIAL SERVICES LLC DASH FINANCIAL TECHNOLOGIES LLC BNP PARIBAS SECURITIES CORP. UBS SECURITIES LLC DAIWA CAPITAL MARKETS AMERICA INC. CREDIT AGRICOLE SECURITIES (USA) INC UBS SECURITIES LLC/CMO CSS, LLC MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED INVESCO CAPITAL MARKETS, INC. ABN AMRO CLEARING CHICAGO LLC CANTOR FITZGERALD & CO.

CETERA INVESTMENT SERVICES LLC BB&T SECURITIES, LLC WACHTEL & CO., INC. KOONCE SECURITIES LLC DAVENPORT & COMPANY LLC RAYMOND JAMES & ASSOCIATES, INC. FOLIO INVESTMENTS, INC. THE NASDAQ STOCK MARKET LLC VIRTU FINANCIAL CAPITAL MARKETS LLC INTL FCSTONE FINANCIAL INC. AMERICAN ENTERPRISE INVESTMENT SERVICES INC. NASDAQ STOCK MARKET LLC/OMNIBUS ACCOUNT WILLIAM BLAIR & COMPANY, L.L.C. BOFA SECURITIES, INC./FIXED INCOME STIFEL, NICOLAUS & COMPANY, INCORPORATED CF SECURED, LLC

HSBC SECURITIES (USA) INC. INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES, LLC ELECTRONIC TRANSACTION CLEARING, INC. MIZUHO SECURITIES USA LLC

THE BANK OF NEW YORK MELLON JPMORGAN CHASE BANK, NATIONAL ASSOCIATION CITIBANK, N.A. OCC INTERNAL NON-PROPRIETARY CROSS MARGIN CFTC 1.20 FUTURES CUSTOMER SEGREGATED OMNIBUS JPMORGAN CHASE BANK - ADR COWEN EXECUTION SERVICES LLC/FULLY PAID FOR LENDING OCC CFTC 1.20 FUTURES CUSTOMER SEGREGATED OMNIBUS ACCOUNT CITIBANK, N.A. - DEALER ADR-CITI THE BANK OF NEW YORK MELLON/MELLON TRUST OF NEW ENGLAND, NATIONAL ASSOCIATION

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0955 0958 0963 0979 0981 0982 0987 0990 0992 0997

1000 SERIES 1006 1014 1030 1043 1051

1100 SERIES 1121 1186

1300 SERIES 1385

1400 SERIES 1405 1414 1416 1419 1420 1421

1500 SERIES 1501 1503 1506 1507 1510 1515 1518 1526 1530 1538 1540 1541 1542 1544 1545 1546 1560 1562 1563 1569 1573 1577

BANK OF AMERICA, NA/GWIM TRUST OPERATIONS DESERET TRUST COMPANY BNYMELLON/RE ETF - UIT DTC/NSCC 0963 UBS AG, STAMFORD BRANCH OPTIONS CLEARING CORPORATION (THE) THE OPTIONS CLEARING CORPORATION/OCC MARKET LOAN PROGRAM ACCOUNT - AQS FIDUCIARY SSB MANUFACTURERS AND TRADERS TRUST COMPANY BMO HARRIS BANK NA/TRUST STATE STREET BANK AND TRUST COMPANY

CREDIT SUISSE AG-NEW YORK BRANCH/DTC I.D. CONFIRMATION BNP PARIBAS, NEW YORK BRANCH/BNP PARIBAS LONDON ALM PERSHING LLC/CLIENT FINANCING MIRAE ASSET SECURITIES (USA), INC. E*TRADE SECURITIES LLC/ETS SECURITIES LENDING

MANUFACTURERS AND TRADERS TRUST COMPANY/COMMERCIAL LOANS AXOS CLEARING LLC/ CORRESPONDENT FLIP FACILITATION ACCOUNT

MIRAE ASSET SECURITIES (USA) INC./STOCK LOAN CONDUIT ACCOUNT

BNP PARIBAS, NEW YORK BRANCH/MERLION/CLIENT ASSETS BNYMELLON/RE DE SHAW US BROAD MC ALP E PORT LLC BNYMELLON/RE DE SHAW US L CAP C ALP EX PORT LLC BNYMELLON/RE NAB MELBOURNE BNYMELLON/RE DE SHAW BMCAE SPECIAL FUND LP BNYMELLON/RE DES US BMC ALP E S PORT II MA LLC

CITIBANK/CP/IPA DEUTSCHE BANK TRUST COMPANY AMERICAS JPMORGAN CHASE BANK/CHEMICAL/COMMERCIAL PAPER/IPA MANUFACTURERS AND TRADERS TRUST CO/WILMINGTON TRUST/IPA U.S. BANK N.A./CP PNC BANK, N.A./IPA BRANCH BANKING AND TRUST COMPAY/FM/IPA STATE STREET BANK AND TRUST COMPANY/IPA BMO HARRIS BANK NA/M&I BANK IPA WELLS FARGO BANK, N.A. ISSUING/PAYING AGENT UBS AG, STAMFORD BRANCH/IPA ACCOUNT THE BANK OF NEW YORK MELLON/IPA BANK OF NOVA SCOTIA, NEW YORK AGENCY/IPA (THE) HSBC BANK USA, NATIONAL ASSOCIATION/IPA MANUFACTURERS AND TRADERS TRUST COMPANY/IPA SOCIETE GENERALE, NEW YORK BRANCH NORTHERN TRUST COMPANY/IPA HUNTINGTON NATIONAL BANK/IPA COMPASS BANK/IPA BNP PARIBAS, NEW YORK BRANCH JPMORGAN CHASE BANK/J.P.MORGAN CHASE & CO./CERTIFICATE OF DEPOSIT/IPA MIZUHO BANK LTD. NEW YORK BRANCH/IPA

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1581 1582 1584 1586 1587

1600 SERIES 1601 1607 1620

1900 SERIES 1944 1950 1961 1970

2000 SERIES 2000 2002 2003 2008 2011 2012 2015 2022 2023 2026 2027 2032 2035 2037 2039 2040 2041 2042 2046 2047 2053 2057 2059 2065 2067 2068 2070 2072 2074 2075 2079 2085 2090 2091 2093 2095

2100 SERIES

BANK OF AMERICA/LASALLE BANK NA/IPA, DTC #1581 BMO HARRIS BANK NA/IPA TEXAS TREASURY SAFEKEEPING TRUST COMPANY/IPA ZIONS BANCORPORATION, NATIONAL ASSOCIATION/CT ISSUE & PAY A/C/IPA CREDIT SUISSE AG - NEW YORK BRANCH

BNP PARIBAS, NEW YORK BRANCH/IPA MUFG UNION BANK, N.A./MMI/PIMS/IPA ASSOCIATED BANK, N.A./ASSOCIATED TRUST COMPANY/IPA

INTL FCSTONE FINANCIAL INC./BD RATES HSBC BANK USA, NA/HSBC CUSTODY & CLEARING SERVICES FOR STOCK LOAN & BORROW THE BANK OF NEW YORK MELLON/HH ELLINGTON MASTER FUND LTD JPMORGAN CHASE BANK/EUROCLEAR BANK

CLEARSTREAM BANKING AG BNYMELLON/RE BGC BROKERS LP UBS AG, STAMFORD BRANCH/AC PB CLIENTS-NO UBS LIEN MONTE TITOLI - S.P.A. CAVALI ICLV S.A. CREST INTERNATIONAL NOMINEES LIMITED THE TEL-AVIV STOCK EXCHANGE CLEARING HOUSE LTD THE BANK OF NEW YORK MELLON/HBK GLOBAL SECURITIES LP THE BANK OF NEW YORK MELLON/FMSBONDS, INC. BNYMELLON/RE BNYMSANV RE FIRM WELLS FARGO BANK, NATIONAL ASSOCIATION CITIBANK/THE CITIGROUP PRIVATE BANK/TRUST JP MORGAN CHASE/JP MORGAN INTERNATIONAL MITSUBISHI UFJ TRUST & BANKING CORPORATION, NEW YORK BRANCH/AFFILIATE SEI PRIVATE TRUST COMPANY WELLS FARGO BANK, N.A./LENDING DBTC AMERICAS/CTAG/PUTS & DEMANDS RELIANCE TRUST COMPANY/SWMS1 THE BANK OF NEW YORK MELLON/HBK MASTER FUND LP SECURITIES FINANCE TRUST COMPANY FROST BANK BNYMELLON/RE DBTCA-DB AG LDN PB - CLIENT ACCOUNT BNYMELLON/RE DBTCA/DB AG LDN PB-DEUTSCHE BANK NY PNC BANK, N.A./OTTA UNION BANK & TRUST COMPANY FEDERAL HOME LOAN MORTGAGE CORPORATION/RETAINED BNYMELLON/RE BNP PARIBAS TRI-PARTY ACCOUNT WELLS FARGO BANK, N.A./SIG BNYMELLON/RE BNYMSANVAMS RE FIRM LAB MUFG SECURITIES AMERICAS INC./STOCK LOAN BNYMELLON/RE DBTCA/DB AG LDN PB CHEYNE VALUE FUND LP RELIANCE TRUST COMPANY/SWMS2 BNYMELLON/RE DB AG LON PB POLGON GL OP M/FD BNYMELLON/RE RABOBANK INTERNATIONAL UNEF BNYMELLON/RE SUNTRUST BANK SUNTRUST ROBINSON HUMPHREY, INC.

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