Aicpa sampling guidelines

    • [DOCX File]Audit Terms

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      Audit Terms. acceptance sampling is sampling to determine whether internal control compliance is greater than or less than the tolerable deviation rate.. accounting. data includes journals, ledgers and other records, such as spreadsheets, that support financial statements. It may be in computer readable form or on paper.

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    • [DOC File]SAMPLE RECORD RETENTION POLICY

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      It is the responsibility of all staff to adhere to the guidelines specified in this policy. Each day {Insert Name of Organization} will run a tape backup copy of all electronic files (including email) on {Insert Name of Organization}’s servers, as specified in the {Insert Name of Organization} Disaster Recovery Plan.

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    • [DOCX File]Specifications for Audits of Authorities, Boards, and ...

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      For sample size determination reference the AICPA sample design, size, and selection as defined in AU-C section 530 of the AICPA Professional Standards. In Appendix A of the accountant’s examination report (referenced at the end of this section) provide the sampling considerations and determinations. **This is the Second section of the Appendix.

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    • [DOC File]Audit Specifications - Local Gvt - Virginia

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      For sample size determination reference the AICPA sample design, size, and selection as defined in AU-C section 530 of the AICPA Professional Standards. In Appendix A of the accountant’s examination report (referenced at the end of this section) provide the sampling considerations and determinations.

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    • [DOC File]AICPA Comments on 2012-2013 Guidance Priority List (Notice ...

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      The AICPA is pleased to offer our suggestions regarding the 2012 - 2013 Guidance Priority List, which were prepared by the AICPA Tax Division’s committees and technical resource panels, and approved by our Tax Executive Committee. ... Nevertheless, TIGTA found that the IRS continued to make errors based on a statistical sampling of 62 cases ...

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    • [DOCX File]CHAPTER 1 — INTRODUCTION - Transportation

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      When necessary, internal auditors obtain additional guidance from standards issued by the American Institute of Certified Public Accountants (AICPA) and guidance from the IIA. 1.4—ENGAGEMENTS Internal auditors perform a variety of engagements, ranging from attestation engagements consisting of reviews, examinations, and agreed-upon procedures ...

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    • [DOC File]REQUEST FOR FINANCIAL STATEMENT AUDIT

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      In performing this assessment the contractor shall follow the guidelines presented in the AICPA’s AU Section 551, Codification of Statements on Auditing Standards, and shall perform procedures consistent with AICPA’s AU Section 558, Codification of Statements on Auditing Standards. ... The sampling plan to be used during the internal ...

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    • [DOCX File]Background - AICPA

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      in the AICPA Audit Guide . Audit Sampling. Small populations, for purposes of the Chapter, are defined as populations of fewer than 250 items. Small Population Sample Size Table: Frequency and Population Size. Sample Size. Quarterly (4) 2. Monthly (12) 2–4. Semimonthly (24) 3–8. Weekly (52)

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    • [DOC File]Chapter 01 An Introduction to Assurance and Financial ...

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      8. Why do auditors generally use a sampling approach to evidence gathering? A. Auditors are experts and do not need to look at much to know whether the financial statements are correct or not. B. Auditors must balance the cost of the audit with the need for precision. C.

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